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<title>SDGtalks.ai | News, Content &amp;amp; Communication &#45; Cole Baggett</title>
<link>https://sdgtalks.ai/rss/author/cole-baggett</link>
<description>SDGtalks.ai | News, Content &amp;amp; Communication &#45; Cole Baggett</description>
<dc:language>en</dc:language>
<dc:rights>Copyright 2021 sdgtalks.ai &#45; All Rights Reserved.</dc:rights>

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<title>Arctic Changes: Where my polar bear go?</title>
<link>https://sdgtalks.ai/arctic-changes-where-my-polar-bear-go</link>
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<description><![CDATA[ Convergence science, integrating diverse fields, is crucial for addressing complex issues like those in the Arctic due to climate change and industrialization. Experts advocate for this approach, demonstrating its utility in analyzing Arctic stressors and systems through a holistic lens, exemplified by studies on the Yamal Peninsula. ]]></description>
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<pubDate>Sun, 05 May 2024 23:36:15 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>Arctic, global warming</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>This paper represents a synthesis of conceptual analyses, case study analyses, and practical thoughts on the application of </span><i>convergence science</i><span> in Arctic change studies. During a virtual workshop in 2020, a diverse, multi-national team of authors consisting of social scientists, engineers, earth system scientists, and ecologists came together to formulate broad, scientifically, and societally important questions on how the Arctic system in the Yamal Peninsula of Western Siberia responds to pressures of rapidly changing climate and increasing industrialization. The team “engineered” a novel approach for expert (representing a disciplinary domain) and non-expert (representatives of other disciplines) communication and at the workshop conclusion developed several convergence science questions of high appeal. Three of such questions are presented in this manuscript to illustrate how the search and identification of appropriate </span><i>mechanistic</i><span> linkages are critical to the development of system-level understanding of stressor impact propagation. The need to understand underlying disciplinary and cross-disciplinary mechanisms connecting Arctic system elements is viewed to be an inherent part of the convergence science approach. Through pursuit of such understanding, the approach naturally leads to other novel emerging questions, thereby stimulating further application of the process of integrative thinking.</span></p>
</blockquote>
<p><span></span></p>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d21819596" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>Science, engineering, and society increasingly require integrative thinking about emerging problems in complex systems, a notion referred to as convergence science. Due to the concurrent pressures of two main stressors—rapid climate change and industrialization, Arctic research demands such a paradigm of scientific inquiry. This perspective represents a synthesis of a vision for its application in Arctic system studies, developed by a group of disciplinary experts consisting of social and earth system scientists, ecologists, and engineers. Our objective is to demonstrate how convergence research questions can be developed via a holistic view of system interactions that are then parsed into material links and concrete inquiries of disciplinary and interdisciplinary nature. We illustrate the application of the convergence science paradigm to several forms of Arctic stressors using the Yamal Peninsula of the Russian Arctic as a representative natural laboratory with a biogeographic gradient from the forest-tundra ecotone to the high Arctic.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d21819598" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>Arctic research demands convergence science as essential method to understand impacts from novel stressors</p>
</li>
<li>
<p>An integrative approach is developed by a diverse team to formulate questions that cannot be fully addressed within disciplinary studies</p>
</li>
<li>
<p>A convergence science analysis is illustrated for three questions applicable to Yamal, Russian Arctic, a microcosm of the changing Arctic</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d21819601" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>This paper represents a synthesis of conceptual analyses, case study analyses, and practical thoughts on the application of<span> </span><i>convergence science</i><span> </span>in Arctic change studies. During a virtual workshop in 2020, a diverse, multi-national team of authors consisting of social scientists, engineers, earth system scientists, and ecologists came together to formulate broad, scientifically, and societally important questions on how the Arctic system in the Yamal Peninsula of Western Siberia responds to pressures of rapidly changing climate and increasing industrialization. The team “engineered” a novel approach for expert (representing a disciplinary domain) and non-expert (representatives of other disciplines) communication and at the workshop conclusion developed several convergence science questions of high appeal. Three of such questions are presented in this manuscript to illustrate how the search and identification of appropriate<span> </span><i>mechanistic</i><span> </span>linkages are critical to the development of system-level understanding of stressor impact propagation. The need to understand underlying disciplinary and cross-disciplinary mechanisms connecting Arctic system elements is viewed to be an inherent part of the convergence science approach. Through pursuit of such understanding, the approach naturally leads to other novel emerging questions, thereby stimulating further application of the process of integrative thinking.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21584-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0010-title">1 Introduction</h2>
<p>Given the drastic, rapid, and concurrent changes in the high latitudes and their impacts on global processes and peoples of the North, the Arctic represents a complex system that warrants urgent integration of research efforts. The necessity for integrative approaches addressing cumulative and compound effects of multiple drivers of changes has been highlighted in recent reports (AMAP, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0001" id="#eft21584-bib-0001_R_d21819588e1653" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Arctic Council, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0002" id="#eft21584-bib-0002_R_d21819588e1656" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) emphasizing the need for the Arctic research community to step away from the relative comfort of disciplinary silos and move toward the development of holistic system views and novel paradigms.</p>
<p>Arctic research demands<span> </span><i>convergence science</i>.</p>
<p>How can convergence science be construed? In contrast to the plain meaning of its etymon (the Latin<span> </span><i>convergere</i>) to “incline together,” convergence research as a novel type of scientific endeavor encompasses not just passive integration of knowledge or a cascade of boundary conditions from one disciplinary group to another. On the contrary, it calls for the identification of fruitful research areas of opportunity to foster the emergence of new views, scientific principles, and even disciplines—the process in which diverse participants operate with a common language and reference points (Sharp &amp; Langer, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0047" id="#eft21584-bib-0047_R_d21819588e1669" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>; Thompson et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0066" id="#eft21584-bib-0066_R_d21819588e1672" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). In theory, a true application of the convergence science approach, individual disciplines and traditional concepts intersect, fuse, and cross-pollinate to gain novel insights and to understand emergent complexity, while accelerating solutions to big, complex problems (Stokols et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0062" id="#eft21584-bib-0062_R_d21819588e1675" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>).</p>
<p>How can convergence science approach be implemented, given the various cognitive and social barriers (Wagner et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0070" id="#eft21584-bib-0070_R_d21819588e1681" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>) associated with the number of and relative separation among the disciplines? In practice, convergence science enhances research through interdisciplinary teams of scientists and stakeholders working together to push the scope of scientific inquiry beyond the typical boundaries of their respective fields, to foster<span> </span><i>mutual learning</i><span> </span>and novel collaborations, and develop a<span> </span><i>transdisciplinary language</i><span> </span>and knowledge consolidation to solve specific problems and respond to demands from society. For the purposes of this paper, we use the definition of transdisciplinary research offered by Rosenfield (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0043" id="#eft21584-bib-0043_R_d21819588e1688" class="bibLink tab-link" data-tab="pane-pcw-references">1992</a></span>) (“researchers work jointly using shared conceptual framework drawing together disciplinary-specific theories, concepts, and approaches to address common problem”) and view it as a required element of convergence science (Thompson et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0066" id="#eft21584-bib-0066_R_d21819588e1691" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) that focuses on big, complex socially-relevant problems. The implementation is not without challenges and tensions: identifying disciplines needed to address complex system-level problems, selecting compelling questions that will emerge as research foci, and integration and application of diverse methodologies require “engineering of communication” among experts and distillation of integrative perspectives.</p>
<p>The central objective of this paper is to illustrate finely grained objectives and processes of convergence science, moving away from the “generalist,” broad contemplation level, to the application of the concept to specific Arctic stressors and mechanisms they imply. We seek to showcase how this approach allows the identification of<span> </span><i>linkages</i><span> </span>critical to the development of system-level understanding of stressor impact propagation. In the process of developing that understanding, we uncover knowledge gaps falling within the scope of both interdisciplinary and discipline-specific research. Concurrently, this paper also aims to demonstrate how a diverse group of author-scientists, who were trained largely within the niche of their single discipline, can through integrative thinking advance questions and understandings in ways that cannot be achieved with studies in their “host” disciplines alone.</p>
<p>To provide an intuitive application of the concept, we use the Yamal peninsula in the Western Siberia (Russia) as a case study region for this synthesis, as evidence indicates increasingly intertwined processes caused by multiple stressors on the abiotic, biotic, and socioeconomic systems over the past four decades. Combining responses to these multiple drivers of change, Yamal is a vivid illustration of the need for convergent scientific understanding of Arctic change. Three representative convergence science<span> </span><i>threads</i><span> </span>are developed in this paper.</p>
</section>
<section class="article-section__content" id="eft21584-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0020-title">2 Facets of Convergence Science of Arctic Change</h2>
<p>The Arctic is subject to several types of novel stressors that evince multiple levels of interaction with its environment and inhabitants. Here, we focus on two specific stressors that likely incorporate the larger fraction of unknowns and concerns across scientific and stakeholder groups and therefore constitute immediate research needs: climate change and industrialization. We explore how convergence science can trace the effects of stressor impacts across systems and may support genuine synthesis and shared understanding across disciplines.</p>
<section class="article-section__sub-content" id="eft21584-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21584-sec-0030-title">2.1 Climate Change</h3>
<p>Decadal changes in temperature of the near-surface atmosphere in the Arctic have profound implications for the loss of snow and ice and thus their feedback to regional and global climate (Hinzman et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0020" id="#eft21584-bib-0020_R_d21819588e1721" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Surface temperature changes are related to the air<span> </span><i>energy content</i><span> </span>(Graversen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0013" id="#eft21584-bib-0013_R_d21819588e1726" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>), which is an approximation of air<span> </span><i>heat content</i><span> </span>(i.e., the sum of enthalpy and latent heat, which are the respective functions of air temperature and humidity) (Pielke et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0039" id="#eft21584-bib-0039_R_d21819588e1731" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>). Due to profound effects of the latter on the various dynamics, we use<span> </span><i>heat content</i><span> </span>as the metric of “environmental conditions.” We consider this climactic driver a primary forcing factor of change in the abiotic, biotic, and human systems.</p>
<p>An increase in near-surface heat can be conveyed via<span> </span><i>weather, event-scale</i><span> </span>impacts due to heat waves characterized by peak temperature and humidity as well as duration above a threshold. Gradual increase in the warming and duration of the above-freezing period leads to<span> </span><i>climate-scale</i><span> </span>changes, such as the timing of season onset and termination, their average heat content and duration. We consider changes for both types as external, that is, without accounting for how the Arctic land-surface will feedback to them. Even with this simplified view, we can distinguish two concepts. First (a), there can be temporal persistence of processes triggered by both pulse-scale and climate-scale changes (e.g., a brief heat wave may trigger an over-a-threshold behavior with long-term consequences; likewise, gradual changes in annual seasonalities may cause incremental but continuous changes in the Arctic system under consideration). Second (b), the impacts of heat content changes are often overlapping, and may lead to multiple feed-forward and feedback loops in the systems of impact, among which we target those that have longer-term implications. Arguably, mechanistic, process-level understanding of<span> </span><i>linkages</i><span> </span>generated in (a) and (b) constitute the core of Arctic climate change impacts that are of interest to science and society (Hinzman et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0020" id="#eft21584-bib-0020_R_d21819588e1746" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Meier et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0033" id="#eft21584-bib-0033_R_d21819588e1749" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Overland et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0037" id="#eft21584-bib-0037_R_d21819588e1753" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Walsh et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0073" id="#eft21584-bib-0073_R_d21819588e1756" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). We consider the complexity of relevant pathways by using both temporal scales associated with an increase in the atmospheric heat content and consider questions that require a convergence science approach.</p>
</section>
<section class="article-section__sub-content" id="eft21584-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21584-sec-0040-title">2.2 Industrialization</h3>
<p>The second stressor about which we are concerned is industrial development. Globally, industrialization is defined as a period of social and economic change during which people's means of gaining subsistence shifts to minimize human drudgery and improve predictability of resource availability via systematization and simplification of processes, an extensive division of labor, substitution of mechanical for human energy, and replacement of small, localized, and uncertain sources of supply by large, networked and controllable ones (Shimkin, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0048" id="#eft21584-bib-0048_R_d21819588e1768" class="bibLink tab-link" data-tab="pane-pcw-references">1952</a></span>). Industrialization is a complex phenomenon with many regional and temporal elements that result in particular histories and complex constellations of identities and socio-political groupings. Industrialization is also an accelerator of acculturation that has affected every society across the globe, as people in less industrialized societies borrow or adapt to features of more industrialized cultures. Industrial societies have all experienced dramatic increases in the per capita production of food, services and goods through the mechanization of manufacturing and agriculture. Industrialization depends on the<span> </span><i>social systems</i><span> </span>that provide labor (Robertson, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0041" id="#eft21584-bib-0041_R_d21819588e1773" class="bibLink tab-link" data-tab="pane-pcw-references">1991</a></span>). A social system consists of individual human beings interacting with one another within certain continuing associations and institutions.</p>
<p>Russian industrialization of the Arctic is characterized by large-scale operations associated with the exploitation of non-renewable resources, and the construction of cities built around extraction cites and transportation networks (Zamyatina, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0075" id="#eft21584-bib-0075_R_d21819588e1779" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). This was accompanied by a large-scale influx of workforce who settled first temporarily, then permanently in such cities (Bolotova &amp; Stammler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0006" id="#eft21584-bib-0006_R_d21819588e1782" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). Alongside the development of non-renewable resources, indigenous peoples across Siberia, the Russian Arctic, and the Far East were incorporated into the state agricultural system, first through trading cooperatives linked to state procurement agencies, and then in the 1930s into collective farms (<i>kolkhoz</i>), and 1960s state farms (<i>sovkhoz</i><span> </span>and<span> </span><i>gospromkhoz</i>) for exploitation of renewable resources (mainly reindeer, fish, and fur) (Ziker, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0076" id="#eft21584-bib-0076_R_d21819588e1792" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). Oil and gas resource development, intensifying after the breakup of the USSR, is more distributed and reliant on the construction of linear infrastructures, such as pipelines, and exploitation of shift-worker regimes, rather than construction of industrial cities (Saxinger, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0045" id="#eft21584-bib-0045_R_d21819588e1795" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Although recent expansion of oil/gas and mining associated infrastructure in the arctic has mostly occurred in Russia, there are also significant developments in the US and Canada (Bartsch et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0004" id="#eft21584-bib-0004_R_d21819588e1798" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
</section>
</section>
<section class="article-section__content" id="eft21584-sec-0050">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0050-title">3 Arctic Microcosm—Yamal, Western Siberia</h2>
<p>We regard the Yamal Peninsula as a natural laboratory with Pan-Arctic explanatory relevance, because of the concentration of a large variety of pertinent components in the earth and social-ecological systems. These characteristics of the Arctic environment include various types of the permafrost, abundance of water, sharp changes in vegetation forms, snow and ice seasonalities, migrating animals (reindeer and birds), the high sensitivity of natural systems to climate change as well as the presence of relevant socio-economic-cultural aspects such as strong indigenous culture and livelihood, industrial development, a large non-indigenous population, and affluence of the region because of the natural resource extraction industries. These same features can be found in other regions of the Arctic such as Alaska, Arctic Canada and Fennoscandia. However, only in Yamal do they occur in such a high density, which makes this region exemplary and suitable for the development of convergence science frameworks.</p>
<section class="article-section__sub-content" id="eft21584-sec-0060">
<h3 class="article-section__sub-title section2" id="eft21584-sec-0060-title">3.1 Eco-Gradient</h3>
<p>The Yamal Peninsula, West Siberia, Russia represents a<span> </span><i>microcosm</i><span> </span>of the changing Arctic, where the two novel stressors described in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-sec-0020">2</a><span> </span>interact with a dynamic social ecological system. The peninsula is a clearly bounded natural laboratory with a biogeographic gradient from the forest-tundra ecotone to the high Arctic (Figures S1a–S1c in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#support-information-section">S1</a>) and extends over 700 km south-north (240 km east-west) from the northern terminus of the Polar Urals to the Kara sea, presenting four of the five Arctic bioclimatic subzones, from subzones E, D, and C in the main land of the peninsula, to subzone B in the adjacent Belyi Island (Walker et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0072" id="#eft21584-bib-0072_R_d21819588e1826" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>). Yamal is predominantly underlain by the continuous and in the south by discontinuous permafrost (Figure S1b in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#support-information-section">S1</a>). Yamal evinces variation in both plant and animal communities along a latitudinal gradient. For vegetation, there is a general decrease in productivity, height and biodiversity of plant types; and there is an increase in the ratio of mosses to vascular plants from south to north (Walker et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0071" id="#eft21584-bib-0071_R_d21819588e1833" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). There is also a decreasing number of animal species from south to north (Ryzhanovsky et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0044" id="#eft21584-bib-0044_R_d21819588e1836" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). These plant and animal gradients mirror those seen elsewhere in the Arctic across bioclimatic subzones.</p>
</section>
<section class="article-section__sub-content" id="eft21584-sec-0070">
<h3 class="article-section__sub-title section2" id="eft21584-sec-0070-title">3.2 Rapid Climate Change</h3>
<p>The region is a hotspot of surface air temperature warming: June–July warming over the period 1991–2020 has led to an increase of +1.32°C as compared to the climate normal period of 1961–1990, or +2.02°C, relative to preindustrial levels (1850–1900), far exceeding the range of natural climate variability (Hantemirov et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0015" id="#eft21584-bib-0015_R_d21819588e1848" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Mean annual temperature changes from 1961 to 1990 to 1991–2020 are about +1.5°C (Malkova et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0031" id="#eft21584-bib-0031_R_d21819588e1851" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). There is a positive trend in liquid precipitation (mean total annual is 390 mm, 2000–2019), accompanied by a decrease in snowfall (mean total is 223 mm), and an increased likelihood of rain-on-snow events (Forbes et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0009" id="#eft21584-bib-0009_R_d21819588e1854" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Rapid warming increases the vulnerability of the permafrost to thawing (Malkova et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0031" id="#eft21584-bib-0031_R_d21819588e1857" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Shpolyanskaya et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0050" id="#eft21584-bib-0050_R_d21819588e1860" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Borehole measurements indicate one of the fastest warming rates of ground temperatures across the Arctic regions with continuous permafrost (Biskaborn et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0005" id="#eft21584-bib-0005_R_d21819588e1864" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), although this can vary with the type of landscape (Kaverin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0025" id="#eft21584-bib-0025_R_d21819588e1867" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). As in much of the Arctic, warming has been linked to an increase in height and abundance of tall shrubs and a shift of the forest-tundra ecotone in the southern half of the peninsula (Frost &amp; Epstein, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0011" id="#eft21584-bib-0011_R_d21819588e1870" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Hantemirov et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0016" id="#eft21584-bib-0016_R_d21819588e1873" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>; Mazepa, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0032" id="#eft21584-bib-0032_R_d21819588e1876" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>; Shiyatov et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0049" id="#eft21584-bib-0049_R_d21819588e1879" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>).</p>
<p>Considerably less data have been published to date concerning responses of terrestrial fauna in Yamal to climate change. However, studies do suggest that animal species' ranges have shifted northward with climate change, leading to the “borealization” of small rodent and bird (Sokolov et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0055" id="#eft21584-bib-0055_R_d21819588e1885" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>) communities, and expansion of breeding ranges of red foxes (<i>Vulpes vulpes L</i>.) and hooded crows (<i>Corvus cornix L</i>.) (Sokolov, Sokolov, &amp; Dixon, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0052" id="#eft21584-bib-0052_R_d21819588e1892" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). These have important consequences for food web structure and functioning (Ims et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0023" id="#eft21584-bib-0023_R_d21819588e1895" class="bibLink tab-link" data-tab="pane-pcw-references">2013a</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0024" id="#eft21584-bib-0024_R_d21819588e1899" class="bibLink tab-link" data-tab="pane-pcw-references">2013b</a></span>).</p>
</section>
<section class="article-section__sub-content" id="eft21584-sec-0080">
<h3 class="article-section__sub-title section2" id="eft21584-sec-0080-title">3.3 The Built Environment</h3>
<p>The built environment on Yamal includes towns and villages developed over the last 90 years, as well as a network of trading posts (<i>faktoria</i>), industrial extraction sites, and slaughterhouses. Linear infrastructures include a railway, and some short concrete roads. Long distance roads are maintained as ice-roads during the winter season. Industrial development has increased rapidly since the 1990s (Stammler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0057" id="#eft21584-bib-0057_R_d21819588e1913" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). The largest industrial facilities situated in Yamal are Bovanenkovo, Sabetta, Noviy Port and Kharasavey, with several thousand workers each. The footprint of infrastructure and urban development in Yamal is not large in a spatial context, but much of the new infrastructure is linear and connects previously remote and relatively isolated communities (Kumpula et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0027" id="#eft21584-bib-0027_R_d21819588e1916" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). The 572 km Obskaya–Bovanenkovo railway (Figures S1b–S1c in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#support-information-section">S1</a>), completed in 2011, is the world's northernmost railway (Terekhina &amp; Volkovitskiy, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0065" id="#eft21584-bib-0065_R_d21819588e1922" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Industrial activity brings large numbers of shift workers, commuting between urban centers in Yamal-Nenets Autonomous Okrug (YaNAO) and other cities of Russia and fly-in/fly-out settlements, such as Sabetta and Bovanenkovo. Industrial commuters, thus now outnumber the permanent population of native villages. Important for this paper are new stressors associated with industrialization, specifically the growing presence of industrial activities, such as construction in previously hard-to-access places, maintenance and transport of equipment and supplies for the gas industry, resulting in the continued development of infrastructure in the tundra. The challenge of complex, intertwined natural, social, and built environments on Yamal exemplifies why convergent science is necessary to tackle associated research questions.</p>
</section>
<section class="article-section__sub-content" id="eft21584-sec-0090">
<h3 class="article-section__sub-title section2" id="eft21584-sec-0090-title">3.4 Social System</h3>
<p>Within this rapidly changing natural environment on Yamal is a complex social system including indigenous Nenets families living as nomadic reindeer herders and semi-nomadic fishermen, small majority-indigenous villages, and shift workers at infrastructure facilities. The number of permanent residents in Yamal is ca. 17,000 people, and almost 13,000 of them are indigenous peoples (mainly Nenets). The official number of shift workers is 25,000, but we assume that this data is underestimated (Loginov et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0029" id="#eft21584-bib-0029_R_d21819588e1935" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Approximately 5,500 indigenous people engage in reindeer herding and fishing in the tundra, in a fully nomadic lifestyle with yearly migrations on reindeer sledges of up to 1,200 km (Terekhina &amp; Volkovitsky, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0064" id="#eft21584-bib-0064_R_d21819588e1938" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). Yamal is one of the few places on the planet where people maintain the kind of nomadic pastoralism where moving is the norm rather than the exception. From the 1960s to present, the domestic reindeer population has grown from between 103,100 and 175,300 in 1990 (Makeev et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0030" id="#eft21584-bib-0030_R_d21819588e1941" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>) to approximately 225,000 today (Terekhina &amp; Volkovitsky, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0064" id="#eft21584-bib-0064_R_d21819588e1944" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). Previous studies (Forbes et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0010" id="#eft21584-bib-0010_R_d21819588e1947" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>; Stammler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0056" id="#eft21584-bib-0056_R_d21819588e1951" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>) argued for strong resilience of reindeer herding lifeways within Yamal socio-ecological systems.</p>
<p>Today, independent households privately manage 80–90% of domestic reindeer in Yamal, while the rest of the herds belongs to a municipal enterprise (one former collective soviet “sovkhoz” that still remained in 2021). While the herding families spend most of their time migrating, most tundra people are registered in one of the villages of Yamalskiy district and children attend school there: Yar-Sale (the district center), Salemal, Syunai-Sale, Panayevsk, Novyi Port, Mys Kamenniy, and Seyakha (Figure S1c in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#support-information-section">S1</a>). These villages contain core social institutions and infrastructure including administrators, schools, and clinics (Stammler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0056" id="#eft21584-bib-0056_R_d21819588e1960" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>; Ziker, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0076" id="#eft21584-bib-0076_R_d21819588e1963" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). Villagers maintain social and cultural relations with their nomadic relatives (Liarskaya, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0028" id="#eft21584-bib-0028_R_d21819588e1966" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Volzhanina, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0069" id="#eft21584-bib-0069_R_d21819588e1969" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Larger municipalities, such as Salekhard (the capital of YaNAO), have more complex social organization and infrastructure and indigenous leaders (<i>natsional'naia intelligentsia</i>) often reside there.</p>
<p>Beyond the growing development of infrastructure in the tundra, industrialization of Yamal has affected indigenous peoples living in Yamal in other profound ways such as through improved connectivity (expanded cellular network coverage (Stammler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0059" id="#eft21584-bib-0059_R_d21819588e1978" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>; Stammler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0058" id="#eft21584-bib-0058_R_d21819588e1981" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>), abundance of government sponsored satellite phones provided for the tundra families, transportation options and government sponsored train tickets) as well as expanded options for goods delivery, fuel supply, healthcare, veterinary services, and selling reindeer meat and fish to shift workers, etc.</p>
<p>Rapid climate change is increasingly impacting reindeer herders (Stammler &amp; Ivanova, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0060" id="#eft21584-bib-0060_R_d21819588e1987" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). One type of event, rain-on-snow, leads to icing on pastures and inaccessibility of forage for reindeer in winter (Bartsch et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0003" id="#eft21584-bib-0003_R_d21819588e1990" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Forbes et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0009" id="#eft21584-bib-0009_R_d21819588e1993" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Sokolov, Sokolova, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0054" id="#eft21584-bib-0054_R_d21819588e1996" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Volkovitskiy &amp; Terekhina, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0068" id="#eft21584-bib-0068_R_d21819588e1999" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). The most prominent of these entailed a loss of approximately 60,000 reindeer on the south Yamal Peninsula during the 2013–2014 winter. In 2018/2019, herds experienced local icings. In the winter of 2020–2021, up to 15,000 domestic and an unknown number of wild reindeer perished in northern Yamal, despite supplemental feed delivered to tundra by the regional authorities using specially chartered aircrafts. A convergent science approach lends itself to understanding the trade offs for various strategies that Nenets reindeer herders employ for dealing with these increasing climatic challenges.</p>
</section>
</section>
<section class="article-section__content" id="eft21584-sec-0100">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0100-title">4 Convergence Science Method</h2>
<p>The research questions considered here are examples of multi-disciplinary convergence science questions, which resulted from a multi-stage brainstorming process undertaken by the author group. We pose it as an example of “engineering” an approach to facilitate effective and productive communications and generate a convergence science approach to research. This method, while not without its shortcomings, illustrates the value of an explicit structure for interactions within a heterogeneous expert group to yield integrative thinking—a prerequisite for the development of convergence science. We believe this method may be applicable to any group seeking to generate broad, important questions that rest on pillars of disciplinary knowledge. We describe it below, starting with an outline of our strategically structured workshop and “rules” of discussions that led to drafting convergence science questions, some of which are presented in this article.</p>
<p>In March of 2020, the rapidly evolving COVID-19 epidemic resulted in travel restrictions that disrupted plans of our team for an in-person meeting. We thus organized an online workshop. We set the goal of identifying high impact convergence science questions that spanned the breadth of disciplines represented by the group in social, natural, and built-environment systems. Specifically, we consisted of social scientists (4), engineers (4), earth system scientists (7), and ecologists (12) from across Russia (11), Europe (4), Middle East (1), and the US (11) and one logistical issue limiting our day-to-day interactions was that the team members were separated by as many as 11 time zones. Beyond discipline and space boundaries, we were scholars of various cultural identities and, described broadly, the team consisted of North Americans of European, Russian, and Asian descent, Western Europeans, Asians, and Russians. While the workshop team did not include non-scholar participants, several co-authors had conducted long-term studies (for more than a decade) in the communities of Yamal and developed broad social networks that included indigenous reindeer herders, public organizations of indigenous peoples of Yamal, leaders of reindeer herding communities as well as various Yamal government departments. These stakeholder groups therefore furnished information input for the exemplary research questions of this manuscript—as mediated by our co-author experts who provided the necessary competence for translating the knowledge and needs of the non-scholar stakeholders into a culturally appropriate discourse during the convergence science process. The topics encompassed climate change, reindeer herding management, burgeoning industrial development, and others.</p>
<p>Our key challenge was to find the grounds for science questions that emerge far beyond the disciplinary expertise of any single group member or subset of the larger group. This required systematic efforts that would push workshop discussions out of disciplinary silos and concentrate them on the development of views and questions in which no single expert group could claim dominant expertise. As a result, we structured the workshop to start within our disciplinary comfort zones, then to gradually integrate disciplines in a hierarchical manner, to culminate in a drawn diagram of connections between elements of the Arctic system from which we could distill high-impact convergence science questions (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>). Our goal at each phase of the workshop was to identify critical<span> </span><i>elements</i><span> </span>within multiple disciplines (such as reindeer, arctic fox, herders, permafrost, shrubs, etc.), and then determine<span> </span><i>connections</i><span> </span>among these elements defined by explicit<span> </span><i>mechanisms</i>—even if they remained elusive or unknown due to missing expertise in the team. The focus on elements connected by mechanisms kept all discussions grounded in practical rather than abstract terms. This facilitated discussions in which element-mechanism interconnections would be converted into concrete research objectives driven by testable science hypotheses and questions. The workshop participants also regulated discussions to prevent their swaying toward non-actionable science (i.e., too remote from team's expertise or too uncertain due to current inability to observe or measure relevant processes). This prevention emerged as a social norm during workshop discussions by the participants, rather than imposed as a “rule of the conduct” (which would have probably limited brainstorming and original thinking by individuals to some extent).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21584-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/9d47c4dd-2258-4e2a-b70c-54105d2dd819/eft21584-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/9d47c4dd-2258-4e2a-b70c-54105d2dd819/eft21584-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/963d0385-a0e4-466a-bcc2-5f1b576d7526/eft21584-fig-0001-m.png" data-lg-src="/cms/asset/9d47c4dd-2258-4e2a-b70c-54105d2dd819/eft21584-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21584-fig-0001&amp;doi=10.1029%2F2023EF004157" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>The diagram shows a hierarchical design for structuring a Workshop to discover convergence science questions that emerge from multi-discipline integration. The workshop began with disciplinary presentations (“EP”) grouped by science themes (“Theme”). Disciplines were integrated by identifying “linkages” defined as mechanistic connections between elements, first within Themes, then across Themes, and finally throughout a unified network model of the study system. Remote Breakout Groups were structured geographically to accommodate time-zone variation. Full Group Discussions at beginning, middle, and end of the workshop encouraged full scientific and cultural integration.</p>
</div>
</figcaption>
</figure>
</section>
<p>We began with recorded 15-min expert presentations (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>, “EP” elements at the base of the workshop pyramid) by select members to present key disciplinary questions to non-experts of the discipline (i.e., representatives of other disciplines). Presentations were grouped into four “themes” combining similar fields: Theme I—“Arctic climate, weather, hydrology, permafrost, landscape vegetation,” Theme II—“Herbivory, predator-prey interactions, birds,” Theme III—“Plants, productivity, nutrients, dendrochronology, paleo-botany, ontology, ecology,” and Theme IV—“Social anthropology: human-environment interactions, reindeer herding in Yamal.” These expert summaries were foundational for building a collective language of communication among the participant scientists. Overall, we had 11 expert presentations within the context of the four Themes. Indeed, the act of summarizing key disciplinary questions in a language that non-experts could understand forced each expert to break down those questions to their most fundamental and important elements. This allowed each to step into the shoes of the other participants–to consider the question, “why is this important to others?” That in itself turned out to be an important key to our convergence science approach, one challenged to integrate ideas from vastly different disciplines.</p>
<p>The first challenge for each participant was to identify one mechanistic linkage between two elements of high scientific interest drawn from<span> </span><i>different</i><span> </span>presentations<span> </span><i>within</i><span> </span>each theme. By initially bridging related disciplines, these linkages formed the foundation for the gradual building of cross-disciplinary networks. Two such example linkages could be: shrubs (element 1) elevate winter soil temperature (element 2) by trapping snow (mechanism); linear infrastructure (element 1) increases fox abundance (element 2) via human-discarded food subsidies (mechanism). It was critical to keep linkages transparent and formulaic, avoiding abstraction or grouping of concepts. Thereby, when linkages were later connected into networks crossing disciplines, they could represent manageably sized research questions containing measurable elements and mechanisms.</p>
<p>Within the subsequent breakout groups corresponding to geographic regions of the team (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>, “B” elements), each group discussed the individual linkage choices, and attempted to modify and distill two top linkages that<span> </span><i>crossed</i><span> </span>disciplines (within themes) and appeared to present opportunities for novel science. For example, while the effect of shrubs on snow retention has been well studied in the plant and biophysical sciences, the effect of shrub distributions (element 1) on ptarmigan population structure (element 2) via landscape snow redistribution (mechanism) is more likely approaching novel scientific territory by bridging related biological and biophysical disciplines. Most groups also opted to create thematic network diagrams to gain a more holistic understanding of the emerging science in preparation for later integration across themes. In a desire to avoid established questions of disciplinary interest and facilitate our forging into novel convergence science territory—in which no group member could claim expertise—we chose to have each breakout session led by a non-expert of the theme, while thematic experts were assigned rapporteur roles and were directed to express their opinions last.</p>
<p>Our next challenge was to consolidate the regional consensuses on linkages that were identified to have potentially novel science. We worked through two full-group meetings (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>, “G” elements) to debate and edit the 12 linkages from<span> </span><i>two Themes</i><span> </span>identified by the breakout groups, and ultimately integrate them into two “spaghetti diagrams” (an example of one is in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0002">2a</a>). This step required the identification of missing links, especially between science themes, thereby expanding the emerging convergence science pathways. During this integration process, the team also contextualized the developed spaghetti diagrams from a regional perspective: we explicitly considered the question of what makes Yamal a scientifically appealing place to study questions of interest (Figure S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#support-information-section">S1</a>). At this stage we also filtered out what was viewed as apparently non-actionable science (still, this was done in a conservative fashion to minimize a disregard for high-risk, high-yield research areas).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21584-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/fbb80497-9053-406a-85b1-4ef74ee80d16/eft21584-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/fbb80497-9053-406a-85b1-4ef74ee80d16/eft21584-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/c5d12cac-cdf7-4033-8979-f3afd723198f/eft21584-fig-0002-m.png" data-lg-src="/cms/asset/fbb80497-9053-406a-85b1-4ef74ee80d16/eft21584-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21584-fig-0002&amp;doi=10.1029%2F2023EF004157" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
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<div class="figure__caption figure__caption-text">
<p>(a) A “spaghetti diagram” illustrating one outcome of group discussions (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>, “G1” element) of Theme 1 and 2. (b) A “Unified Model” of Arctic elements and linkages achieved during the Great Spaghetti Cook-Off, the culmination of our convergence science workshop. Bubbles are “elements” of high interest identified and distilled throughout the workshop, colored by category (see Key). Arrows represent connections with explicit mechanisms identified during the workshop. After generating the fully integrated network model, three Breakout Groups each determined two science threads, each containing five linkages, depicted as colored connection-arrows. With each science thread, we aimed to represent integrated science questions of high impact that were plausibly testable and could not be addressed within any single discipline. The Unified Model and science threads are products of rapid brainstorming and iterated distillation, which formed a useful foundation for later work to formalize specific science questions and work plans.</p>
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</section>
<p>After synthesizing pairs of Themes, we divided again into regional breakout groups tasked to “distill” the two spaghetti diagrams (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>, “D” elements). Distillation entailed applying “Occam's razor” to diagrams overpopulated with elements, and highlighting key linkages leading to apparently novel convergence science (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0002">2a</a>). We again made a concerted effort to avoid the tendency for abstraction, and maintain networks made of observable elements connected by explicitly hypothesized mechanisms. At this stage we began to formulate higher-level science questions that could be informed by an integrated study across a trans-disciplinary chain of elements.</p>
<p>Our final challenge via full-group discussions was to integrate the distilled spaghetti diagrams into a single unified network diagram and identify high-impact and actionable convergence science questions that arise from that network (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0002">2b</a>)—a process that we referred to as “The Great Spaghetti Cook-Off” (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0001">1</a>, the top of the workshop pyramid). Prior to this meeting, the distilled spaghetti diagrams were integrated into a single network containing all of the elements and their connecting arrows (as presented in group distillations), with elements color-coded by themes, ready for live editing during the full-group meeting. First, the full group debated and refined the network structure and labels. Then, we divided into three sub-groups, each of which was tasked over 45 min to develop two science<span> </span><i>Threads</i>—a sub-network of five elements connected by mechanistic linkages within the integrated spaghetti diagram. Each Thread was to represent elements and processes of high scientific interest, with perceived strong mechanistic interactions between elements from different disciplines. We then reconvened as a full group to discuss and refine the Threads, ensure their mutual distinction, and critically re-evaluate the elements and mechanisms that had not been assigned to any Thread. Our final product was a cohesive network diagram with six color-coded Threads (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0002">2b</a>). At the workshop closure, by tracing mechanistic pathways in each of the Threads, our team thus drafted tractable convergence-science questions of highest interest that were best informed by cohesive inputs from multiple disciplinary studies. We felt that these questions, by the nature of their construction through our workshop design, necessarily forged into novel scientific territory, successfully producing convergence science objectives.</p>
<p>Our convergence science questions were further refined in post-workshop activities led by team sub-groups, whose composition continued to represent diverse areas of expertise. For each Thread and its corresponding science question, the sub-groups were tasked to refine and detail hypothesized conceptual models of mechanistic pathways connecting Arctic stressors to their direct impacts. They were also called to consider effects exerted on elements of natural, social, and built-environment systems, as well as triggered responses and adaptive strategies. Three examples of such convergence science questions are provided in the next section.</p>
<p>Overall, the described method proved successful as a foundation for the convergence science questions presented here and for a subsequently funded grant proposal (through the National Science Foundation “Navigating the New Arctic” program). In addition, the group members found the process highly stimulating, enhancing cross-cultural and cross-disciplinary connectivity, broadening each of our knowledge bases, and improving understanding of how each of our research foci fits into a broader picture of Arctic processes.</p>
</section>
<section class="article-section__content" id="eft21584-sec-0110">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0110-title">5 Convergence Science Threads</h2>
<p>During a workshop in 2020 and subsequent synthesis activities, the authors co-developed several convergence science questions whose causal mechanisms were perceived to be of high priority to understand. The objective for the selected three research threads below is to illustrate how a given question relating a certain stressor (i.e., climate change and industrialization) and an Arctic system agent(s) (e.g., reindeer, herders, tall shrubs) can be addressed via the development of a holistic view of system interactions and their spatial and temporal scales. Specifically, we illustrate how the integration of disciplinary knowledge of processes and the relevant<span> </span><i>linkages</i><span> </span>can lead to conceptual models of interactions in a network of interlinked elements. Such models can then serve to identify specific causal connections that can be addressed in research to further our understanding of overarching mechanisms. We also formulate<span> </span><i>Emerging Questions</i><span> </span>(denoted as<span> </span><b>EQ</b>) that are important for the overarching research thread question and currently represent knowledge gaps.</p>
<p></p>
<div class="mathStatement" id="eft21584-mthst-0001">
<p><span class="mathStatement-label">Research question 1.</span>How does expansion of increasing human presence and the built environment impact animals?</p>
</div>
<p></p>
<p>The growing presence of an indigenous population (with their reindeer) and newcomers (with their infrastructure) has complex impacts on local animal species (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0003">3</a>). For example, food subsidies grow following an increased number of reindeer (Ehrich et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0007" id="#eft21584-bib-0007_R_d21819588e2170" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Sokolov, Sokolova, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0054" id="#eft21584-bib-0054_R_d21819588e2173" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Additionally, more people in tundra potentially means an increase in food waste and anthropogenic food subsidies. On the other hand, domestic dogs can prevent endemic mammalian scavengers from accessing subsidies in settlements of hydrocarbon extraction fields.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21584-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/19032ae3-0f12-44cb-b05e-ef1a5faf0c42/eft21584-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/19032ae3-0f12-44cb-b05e-ef1a5faf0c42/eft21584-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/ae95c4bc-fb67-46bd-b1a7-799fa95fe536/eft21584-fig-0003-m.png" data-lg-src="/cms/asset/19032ae3-0f12-44cb-b05e-ef1a5faf0c42/eft21584-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21584-fig-0003&amp;doi=10.1029%2F2023EF004157" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>A conceptual diagram of agents and effects (ovals) and processes (arrows) linking the built environment with ecosystem elements in Yamal: stressors (gray), direct impacts (yellow), and faunal responses (orange).</p>
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</section>
<p>Infrastructure can reduce and fragment natural habitats, but at the same time can create new habitats for some species. This may benefit generalist predators, such as corvids and foxes and alter predator-prey relationships, potentially leading to an increased predation pressure on wild prey species, such as ground-nesting birds and rodents. This can also lead to a discussion of the context of arctic fox in relation to reindeer (Terekhina et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0063" id="#eft21584-bib-0063_R_d21819588e2203" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Effects are further complicated by climate-related phenomena, such as prolonged winters (late springs) leading to delay in arrival of migratory birds, another important fox food source. This highlights the complexity of relationships between infrastructure and increased human presence on the one hand, and wildlife on the other.</p>
<p>The Obskaya-Bovanenkovo railroad (Figure S1b in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#support-information-section">S1</a>) presents an example of how infrastructure development impacts wildlife on Yamal (Sokolov et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0053" id="#eft21584-bib-0053_R_d21819588e2212" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). The railroad extends from the forest tundra in the south to the high Arctic in the north and crosses numerous rivers. Bridges associated with the railroad have allowed the expansion of new species into the Arctic zone. Ravens and gyrfalcons did not breed in Yamal outside of forested areas and rocky cliffs prior to 2011, when the railroad was constructed. Bridges associated with the railroad provide elevated nesting sites previously unavailable to ravens. Gyrfalcons followed the ravens northward, utilized their nests, and flourished. This led to the first documented gyrfalcon breeding in Yamal, where the flat landscape does not provide sufficiently high natural rock cliffs or tall trees for this species to breed. Expansion of this top predator along the Yamal railroad potentially has an impact on prey populations too, especially ptarmigans. The raven population, which preys on nests of numerous birds, could likewise have a negative effect on avian species, such as grouse and waders (Henden et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0019" id="#eft21584-bib-0019_R_d21819588e2215" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Rød-Eriksen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0042" id="#eft21584-bib-0042_R_d21819588e2218" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>EQ (Emerging Question): How does human activity modify top-down control of trophic interactions in tundra food webs? How does climate change impact the effects of anthropogenic disturbances on ecosystem dynamics?</p>
<p></p>
<div class="mathStatement" id="eft21584-mthst-0002">
<p><span class="mathStatement-label">Research question 2.</span>How do warmer winters and seasonal shifts transform human and reindeer lives in the tundra?</p>
</div>
<p></p>
<p>Changing seasonality of winters affects both reindeer herding and systems that provide services to communities in the region. We hypothesize that warm spells throughout winter make mobility and transportation on Yamal more difficult. The start of the winter season with snow and ice determines the pace of reindeer herders' migration and camp movement to meat processing facilities where herders get their main yearly income. These migratory patterns, where timing is key, are such that some rivers need to be solidly frozen to be crossed with camps and herds. Research question 2 explores how warmer winters and seasonal shifts affect both reindeer herding and mechanized transportation (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0004">4</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21584-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/abb7adb3-916d-4d99-9cf4-6393ae5344db/eft21584-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/abb7adb3-916d-4d99-9cf4-6393ae5344db/eft21584-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/e6a0be8e-d9a2-4caa-87dc-d697023012e5/eft21584-fig-0004-m.png" data-lg-src="/cms/asset/abb7adb3-916d-4d99-9cf4-6393ae5344db/eft21584-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21584-fig-0004&amp;doi=10.1029%2F2023EF004157" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>A conceptual diagram of the mechanistic linkages between the stressor (gray), direct impacts (yellow), effects (orange), and adaptive strategies (green) taken by reindeer herders facing warming winters. The arrows represent the direct and bidirectional effects of the linkages.</p>
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</section>
<p>Unpredictable winter seasonality results in bottlenecks for larger households during autumn and spring Nenets migration schedules. These delays create herbivory pressure along transit routes on both sides of the major water bodies, where nomads are “stuck” waiting for the ice. This, in turn, can lead to conflicts. Smaller private herders that rely on these pastures for their winter grazing close to villages (Yar-Sale, Ports-Yakha, Salemal, Panaevsk) complain that big herds that are supposed to go to the other side of the wide Ob’ River destroy their winter grazing areas. Now, more Nenets aim to leave the peninsula for winter, as they are not satisfied with tundra pastures during winter. This leads to a higher concentration of herds waiting on the banks to cross rivers, resulting in high pressure on pastures. EQ: What is the role of concentrated urine and defecation resulting from concentration of herds? What are the resulting changes in biomass of plant communities and how are they altered, potentially reducing, or improving overall pasture quality?</p>
<p>On the other hand, herders report that some of this grazing pressure will be “taken back by nature” (Russian:<span> </span><i>priroda voz'met svoyo</i>), when large iced-covered patches of pastures caused by rain-on-snow (ROS) events become inaccessible for longer periods. EQ: To what extent does ROS allow the pastures in those areas to recover, by reducing the density of animals grazing and moderating the negative impact of trampling?</p>
<p>The most obvious disturbance for herding migration patterns and danger for nomadism as a livelihood as well as for herding as an economy is the impact of the increased frequency of ROS events and thaws (Serreze et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0046" id="#eft21584-bib-0046_R_d21819588e2273" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Stammler &amp; Ivanova, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0060" id="#eft21584-bib-0060_R_d21819588e2276" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Recent publications have already shown these tremendous impacts (Forbes et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0009" id="#eft21584-bib-0009_R_d21819588e2279" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>), and how herders respond to them (Golovnev, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0012" id="#eft21584-bib-0012_R_d21819588e2282" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Stammler &amp; Ivanova, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0060" id="#eft21584-bib-0060_R_d21819588e2285" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). These events do not necessarily increase competition among herders for scarce resources. A smart Nenets strategy relies on the animals' autonomous survival skills in the times of crises (Stépanoff et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0061" id="#eft21584-bib-0061_R_d21819588e2289" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). In Yamal, this is known as free grazing, where herders release their herds to roam freely, refrain from any herd control, and hope that the animals find pastures somewhere, even if it results in mixing with other herds. When a herd moves on their own, the owners can avoid direct confrontation with other herders by arguing that the herds are not driven by the people on purpose. EQ: Given increasing controversy about supplemental feeding in Fennoscandia (Horstkotte et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0021" id="#eft21584-bib-0021_R_d21819588e2292" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Pekkarinen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0038" id="#eft21584-bib-0038_R_d21819588e2295" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), how might a switch to intensive supplemental feeding change dependencies on state subsidies and affect reindeer health on Yamal? Would supplemental feed help vegetation recovery or reduce reindeer mortality? What combination of meteorological events leads to an ice crust critical for winter reindeer grazing?</p>
<p>Early winter road melting in spring means the danger of winter roads collapsing under big trucks that carry heavy loads. In extreme years, some winter roads do not open. For example, in 2019–20, the winter road from Salekhard, the district center, to Yar-Sale, the administrative center of the Yamal Peninsula, remained closed leading to increasing prices of all goods in the village. Reindeer herders responded to these pressures by purchasing more in Nadym, a town in the forest zone in the area of winter campsites and transporting goods on snowmobiles to the Peninsula. Some even took it as a business opportunity and hauled barrels of petrol from Nadym for sale in Yar-Sale. Not every family has the opportunity for such plastic responses to weather.</p>
<p>EQ: What is the effect of such events on equality of access to mobility and goods for the residents of remote villages lacking the formally established communications? How much warming will it take to cause a shift in the kind of transportation that is needed in winter along the Ob’ River?</p>
<p></p>
<div class="mathStatement" id="eft21584-mthst-0003">
<p><span class="mathStatement-label">Research question 3.</span>How does summer heat affect reindeer herding?</p>
</div>
<p></p>
<p>Increased heat content in the atmosphere during snow-free summers in particular has significant impacts on reindeer due to the higher rate of biotic and human activities during this season (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0005">5</a>). We hypothesize that the increased summer heat alters reindeer migratory patterns via impacts on landscape fragmentation by novel processes (shrubification, permafrost wasting, fire, and shifts in vegetation composition) that affect foraging, disease, insect harassment, and mobility. We additionally hypothesize that landscape constraints interact with socially negotiated access to migration routes of herding groups, leading to reduced flexibility in adaptation choices.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21584-fig-0005"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/2a2715bf-d1a9-434a-aa57-2bf428810b85/eft21584-fig-0005-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/2a2715bf-d1a9-434a-aa57-2bf428810b85/eft21584-fig-0005-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/43d3ffcf-5f56-4257-800b-c3302a37273f/eft21584-fig-0005-m.png" data-lg-src="/cms/asset/2a2715bf-d1a9-434a-aa57-2bf428810b85/eft21584-fig-0005-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 5<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21584-fig-0005&amp;doi=10.1029%2F2023EF004157" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>A conceptual diagram of the mechanistic linkages between the stressor (gray), direct impacts and process amplification (yellow), effects (orange), and adaptive strategies and reindeer health impacts (green) due to increase in summer heat. The arrows represent the direct and bidirectional effects of the linkages.</p>
</div>
</figcaption>
</figure>
</section>
<p>The direct implications of<span> </span><i>weather-scale</i><span> </span>change in the atmospheric heat content are well-characterized (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0005">5</a>, “Reindeer heat stress”): reindeer have poor tolerance for high ambient temperatures and they avoid overheating through reduced metabolism and foraging only during night hours (Klokov &amp; Mikhailov, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0026" id="#eft21584-bib-0026_R_d21819588e2350" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), often leading to animal weight loss. Furthermore, according to the Nenets, extreme summer heat leads to calves' lung disease (pers. comm.). Less apparent effects of heatwaves are due to the acceleration of frozen ground thaw (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0005">5</a>, “Soil thaw; wet substrate”), which may create conditions of foraging in high wetness conditions. In combination with high temperatures and reduced mobility, this may force the herd to stay in trampled, boggy grazing pastures, that is, favorable conditions for hoof bacterial infections via scratches or wounds (Riseth et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0040" id="#eft21584-bib-0040_R_d21819588e2356" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Heat waves are also associated with weather patterns during which low, calm winds can promote animal stress due to mosquito, warble flies, and nose bot flies harassment that inhibit reindeer foraging (“Low wind conditions”). Hagemoen and Reimers (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0014" id="#eft21584-bib-0014_R_d21819588e2360" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>) argued that the resultant decrease in feeding and resting and increase in demanding activities may compromise reindeer physical fitness, with possible consequences for winter survival. Excess summer heat therefore affects reindeer and nomads by reducing their mobility, with at least three negative effects: inhibiting efficient foraging to develop fat stores needed for winter survival (Nilssen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0036" id="#eft21584-bib-0036_R_d21819588e2363" class="bibLink tab-link" data-tab="pane-pcw-references">1984</a></span>); by increasing the spread of pathogens among dense, stationary reindeer; and by reducing the survival rate of calves in winter.</p>
<p>EQ: How will the continued increase in summer heat affect reindeer health, body conditions and their winter survival? Is there a particular migration or pasturing pattern that is more conducive to hoof infections (e.g., a rapid south-north migration on partially thawed surface vs. summer pasturing phase on warmer but wet soil)? Can these local, landscape-niche level effects of thaw feedback onto nomad migration patterns?</p>
<p>Furthermore, hot weather increases flammability of vegetation, making tundra (summer pastures) and boreal forest (winter pastures) more susceptible to ignition (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0005">5</a>, “Tundra and forest fire”). Tundra fire has been observed to increase in the Arctic (Witze, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0074" id="#eft21584-bib-0074_R_d21819588e2374" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), likely due to the combination of lightning activity and frequent dry tundra conditions (He et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0017" id="#eft21584-bib-0017_R_d21819588e2377" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Studies in Siberia are infrequent but indicate massive fires in the forest areas of mixed genesis, citing anthropogenic impacts (Moskovchenko et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0034" id="#eft21584-bib-0034_R_d21819588e2380" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Fires can increase ecosystem productivity in tundra ecosystems, and may promote biodiversity (Heim et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0018" id="#eft21584-bib-0018_R_d21819588e2383" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) and active recruitment of shrub species (Myers-Smith et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0035" id="#eft21584-bib-0035_R_d21819588e2387" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>) that can partly offset the fire depletion of biomass. However, fires also lead to the loss of slowly growing, energy-rich lichen—the preferred, if not dominant, winter nutritional element of reindeer (Turunen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0067" id="#eft21584-bib-0067_R_d21819588e2390" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>), highlighting specifically the vulnerability of winter reindeer pastures.</p>
<p>EQ: Can the loss of lichen due to the changing fire regime in the forest and tundra place additional pressures on the mobility of nomads and reindeer and social negotiations among herders, during both summer and winter periods? Can fire patchiness in the landscape impose violations of traditional reindeer foraging boundaries? Can the patchiness of fires impact the size of grazing herds as larger herds need larger pastures not impacted by fires?</p>
<p>Wind is one of the key determinants of mosquito relief (Skarin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0051" id="#eft21584-bib-0051_R_d21819588e2399" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>) and heat stress relief and higher coastal winds in Yamal are a strong enough feature of attraction for the migrating nomads. Coastal areas also have herbaceous plants of higher nutritious content that are forage for the reindeer. EQ: Will productivity of forbs in northern coastal areas increase with summer warming?</p>
<p>The effects of long-term,<span> </span><i>climate-scale</i><span> </span>changes in the atmospheric heat content are less understood, as they may initiate and convey processes that evolve over similarly long time scales (Ims, Jepsen, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0024" id="#eft21584-bib-0024_R_d21819588e2407" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Warmer summers, a deepening of the soil active layer due to the increased permafrost thaw, and the lengthening of the phenological period of photosynthesis have facilitated the growth of tall, woody shrub vegetation in tundra, though the main areas of growth cluster around water tracks and more severe active layer erosion (Elmendorf et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0008" id="#eft21584-bib-0008_R_d21819588e2410" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>; Myers-Smith et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0035" id="#eft21584-bib-0035_R_d21819588e2413" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>) (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-fig-0005">5</a>, “Tall shrub expansion”). Studies in Fennoscandia showed that reindeer foraging can hold back shrubification of tundra (Horstkotte et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0022" id="#eft21584-bib-0022_R_d21819588e2420" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>) but once sufficiently mature, shrubs may create localized impacts on herding practices. Herders typically avoid guiding reindeer through tall shrub thickets, so as to avoid reindeer feet and hoof injuries and excessive insect harassment, but they may also choose winter campsites in proximity to these thickets, which are a source of firewood and auxiliary subsistence material.</p>
<p>EQ: Can choices of pasture areas feed back onto the regional-scale vegetation cover by limiting shrub spread or mediating their distribution, for example, due to increased animal nitrogen enrichment via excreta? Overall, will the direct impacts of high ambient temperatures on reindeer and the indirect implications stemming from heat-induced changes in landscape lead to shifts in nomadic reindeer herding practices?</p>
</section>
<section class="article-section__content" id="eft21584-sec-0120">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0120-title">6 Discussion and Conclusions</h2>
<p>The objective of this paper is to illustrate how convergence science—an approach that has seen increasing in interest over the past decade across a spectrum of disciplines (Thompson et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004157#eft21584-bib-0066" id="#eft21584-bib-0066_R_d21819588e2435" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>)—can be applied to the terrestrial Arctic system. While there has been general understanding that a convergence science approach bringing together earth systems scientists, social scientists, ecologists, and the affected stakeholders is needed, and science funding bodies over the world have recognized this and committed enormous resources to it (e.g., the US National Science Foundation's<span> </span><i>Navigating the New Arctic</i><span> </span>initiative), there are shockingly few publications on how to “do” convergence science, and none focused on studying the terrestrial Arctic system.</p>
<p>This paper presents a framework for breaking down disciplinary silos in bringing together social scientists, natural scientists, and engineers, and integrating the knowledge of non-scholar stakeholders. Our team, representing vastly different disciplines, countries, and cultural identities, came together to focus attention on climate change and industrialization and their impacts on the Yamal Peninsula of Arctic Siberia. This paper relays our process of design of convergence science questions and lessons learned during a hierarchically designed workshop in March 2020 that began with disciplinary perceptions of importance of Arctic system elements, and progressively integrated these views via specifically structured discussions into a unified network model. The latter served as a basis for the development of several convergence science questions, three of which were used as examples in this paper, aiming to showcase the identification of linkages critical to generating system-level understandings of stressor impact propagation. Overall, the discussed approach provides a foundation of value to a very wide audience—not just researchers and stakeholders interested in Arctic climate change or even climate change in general, but many interested in the convergence science thinking.</p>
<p>The exemplified convergent science approach has identified research questions that are broad in nature. As illustrated in their discussions, they do not have direct and immediate answers and cannot be fully addressed within a single disciplinary study because of numerous linkages conveyed as feed-forward connections between stressors, processes, and effects, and feedback mechanisms that are expressed as adaptive adjustments or strategies exhibited by Arctic elements. Nonetheless, because these questions were the result of integration, they can also be “differentiated,” that is, parsed into material links and tangible inquiries of disciplinary and interdisciplinary nature. While we present Yamal as a case-study region, many of the elements and their mechanistic connections presented here are broadly representative of the Arctic, and we believe our methodology for the discovery of convergence science can be applied to integrate disciplines in other systems of high complexity.</p>
<p>Even though not demonstrated in this paper explicitly, the process of mapping tangible questions onto a space of practical implementation is the next vital stage of the convergent science process. The illustrated development of question formulation is already tremendously useful for setting priorities among study elements and contemplating about the issues of research feasibility. But it is in the implementation stage that the research team may appreciate their gaps in expertise, methodology, and instrumentation. The team may further feel compelled to formulate additional—what we call here “emerging questions” (EQs), which can enrich and expand the scope of the overarching research thread. EQs are current knowledge gaps and stimulate a recursive (and iterative) assessment of thread linkages and content, particularly as new data and analyses start coming in to provide novel insights. It is also at that stage of the convergence science process that the relative importance of thread elements and their interactions and relevant mechanisms are re-assessed and convergence science questions are further scrutinized. Overall, a traversal of the entire convergent science pathway may characterize it not as an ultimately terminal endeavor, but as a learning process with ever-expanding dimensions of scientific inquiry.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21584-sec-0130-title">Acknowledgments</h2>
<p>V. Ivanov, P. Ungar, A. Sheshukov, D. Liu, and J. Wang acknowledge the support by the National Science Foundation (NSF) Navigating the New Arctic Program Track-II team planning Grant 1928014, 1927793, 1928020, 1928040, 1928061 and Track-I Grant 2126792 (Ivanov), 2126796 (Ungar), 2126794 (Ziker), 2126793 (Sheshukov), 2126797 (Wang), 2126798 (Liu), and 2126795 (Heskel). Additionally, Ivanov, Wang, Sheshukov, and Liu acknowledge the Office of Polar Programs (OPP) Grant 1725654, 1724633, 1724633, and 1724868. A. Sokolov, N. Sokolova, O. Pokrovskaya, P. Orekhov, A. Terekhina, A. Volkovitskiy, S. Abdulmanova, and I. Fufachev (all co-authors from Yamal) were supported by the Ministry of Science and Higher Education of the Russian Federation program, Grant 122021000089-9. V. Valdayskikh was supported by the state task of the Ministry of Science and Higher Education of the Russian Federation, project no. FEUZ 2024-0011.</p>
<p></p>
</div>
</section>]]> </content:encoded>
</item>

<item>
<title>Contrasting Shifts in Vegetation &amp;quot;Greenness&amp;quot;</title>
<link>https://sdgtalks.ai/contrasting-shifts-in-vegetation-greenness</link>
<guid>https://sdgtalks.ai/contrasting-shifts-in-vegetation-greenness</guid>
<description><![CDATA[ This study delves into the interannual variability (IAV) of vegetation greenness and carbon sequestration, vital for assessing ecosystem stability and climate responses. Analyzing various satellite data and models, it reveals conflicting trends in IAV, particularly in tropical regions. Uncertainty persists due to differing methodologies among remote sensing products, challenging climate change impact assessments. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_66385d47d371f.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:32:29 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>vegetation, greenness</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Vegetation greenness changes year to year in response to climate variability and reflects the stability of ecosystems. How the interannual variability (IAV) of vegetation greenness has changed in the past decades, however, remained uncertain with recent studies reporting conflicting IAV trends using different satellite remote sensing products. Here, we investigated the greenness IAV trends of global vegetation using multiple mainstream satellite remote sensing products. We found that the changes in greenness IAV are conflicting on half of the global vegetated surface, while the differences in background climate, greening trends and nitrogen deposition rates account for either positive or negative trends in greenness IAV on the remaining half of the vegetated surface.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d20964033" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>Changes in the interannual variability (IAV) of vegetation greenness and carbon sequestration are key indicators of the stability and climate sensitivities of terrestrial ecosystems. Recent studies have examined the changes in the vegetation IAV using atmospheric CO<sub>2</sub><span> </span>observations and dynamic global vegetation models (DGVMs), however, reported different and even contradictory IAV trends. Here, we investigate the changes in the IAV of vegetation greenness, quantified as coefficient of variability (CV), over the past few decades based on multiple satellite remote sensing products and DGVMs. Our results suggested that, on half of the global vegetated surface (mostly in the tropics), the CV trends detected by different satellite remote sensing products are conflicting. We found that 22.20% and 28.20% of the global vegetated surface (mostly in the non-tropical land surface) show significant positive and negative CV trends (<i>p</i> ≤ 0.1), respectively. Regions with higher air temperature and greater aridity tend to have increasing CV trends, whereas greater vegetation greening trend and higher nitrogen deposition lead to smaller CV trends. DGVMs generally cannot capture the CV trends obtained from satellite remote sensing products, while the inconsistency among satellite remote sensing products is likely caused by their process algorithms rather than the sensors utilized. Our study closely examines the changes in the IAV of global vegetation greenness, and highlights substantial uncertainty when using satellite remote sensing to study the response of terrestrial ecosystems to climate change.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d20964035" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>On half of the global vegetated surface, the changes in the vegetation greenness interannual variability (IAV) are conflicting</p>
</li>
<li>
<p>22.20% and 28.20% of the global vegetated surface show significant positive and negative trends of vegetation greenness IAV, respectively</p>
</li>
<li>
<p>Warmer and drier places lead to greater greenness IAV whereas greater greening trend and higher nitrogen deposition make IAV smaller</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d20964038" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Vegetation greenness changes year to year in response to climate variability and reflects the stability of ecosystems. How the interannual variability (IAV) of vegetation greenness has changed in the past decades, however, remained uncertain with recent studies reporting conflicting IAV trends using different satellite remote sensing products. Here, we investigated the greenness IAV trends of global vegetation using multiple mainstream satellite remote sensing products. We found that the changes in greenness IAV are conflicting on half of the global vegetated surface, while the differences in background climate, greening trends and nitrogen deposition rates account for either positive or negative trends in greenness IAV on the remaining half of the vegetated surface.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21593-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21593-sec-0010-title">1 Introduction</h2>
<p>Changes in the interannual variability (IAV) of vegetation greenness indicate the stability of terrestrial ecosystems (Berdugo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0004" id="#eft21593-bib-0004_R_d20964025e434" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; De Keersmaecker et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0008" id="#eft21593-bib-0008_R_d20964025e437" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Huang &amp; Xia, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0019" id="#eft21593-bib-0019_R_d20964025e440" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>) and is critical for tracking the progression of vegetation-climate feedback under climate change (Alkama &amp; Cescatti, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0002" id="#eft21593-bib-0002_R_d20964025e443" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Zeng et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0050" id="#eft21593-bib-0050_R_d20964025e446" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). When climate variability remains unchanged, a larger IAV suggests that the vegetation is more sensitive to climate change, while a smaller IAV suggests that vegetation is less sensitive. Several recent studies have examined the IAV changes of carbon sequestration using atmospheric observations and dynamic global vegetation models (DGVMs) (Fernández-Martínez et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0011" id="#eft21593-bib-0011_R_d20964025e450" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Luo &amp; Keenan, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0030" id="#eft21593-bib-0030_R_d20964025e453" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) and reported an increase in the IAV from the 1950–1980s, however, they disagreed on the direction of the IAV trends from the 1980s onwards. Additionally, the conflicting evidence on the changes in climate sensitivities of vegetation greenness in recent decades (Zeng, Hu, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0048" id="#eft21593-bib-0048_R_d20964025e456" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0053" id="#eft21593-bib-0053_R_d20964025e459" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0052" id="#eft21593-bib-0052_R_d20964025e462" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) adds further debates to the unresolved understanding of the changes in the IAV of vegetation over the past 40 years.</p>
<p>Multiple factors in the global change can be linked to the changes in the IAV of vegetation activities. The greening of the earth indicates that terrestrial ecosystems hold more green leaves for carbon fluxes, which is more likely to demonstrate larger IAV in greenness and carbon fluxes. If the climate sensitivity of individual leaves remains unchanged, then climate variation would lead to a larger variation in greenness, simply because there are more leaves that can respond to climate variation. Therefore, the reasons for the greening, for example, CO<sub>2</sub><span> </span>fertilization effect and nitrogen deposition (N deposition) (Piao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0036" id="#eft21593-bib-0036_R_d20964025e470" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0057" id="#eft21593-bib-0057_R_d20964025e473" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) are potential factors for the changes in IAV. Aridity is another potential factor, as the droughts have been reported to either induce the changes in the trend of vegetation greenness (and therefore, a change in the IAV assuming a constant trend) (Berdugo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0004" id="#eft21593-bib-0004_R_d20964025e476" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), or directly enhance the variability of carbon cycle by increasing tropical extreme droughts (Luo &amp; Keenan, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0030" id="#eft21593-bib-0030_R_d20964025e479" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Land cover and land use changes (e.g., expansion of croplands), temperature or CO<sub>2</sub><span> </span>induced the changes of respirations (Forkel et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0014" id="#eft21593-bib-0014_R_d20964025e485" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Piao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0034" id="#eft21593-bib-0034_R_d20964025e488" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>), have been linked to the increase in seasonal amplitude of atmospheric CO<sub>2</sub><span> </span>(i.e., an indicator of intra-annual variability of the carbon cycle) (Gray et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0016" id="#eft21593-bib-0016_R_d20964025e493" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>), and may thus further imply the changes in the IAV of vegetation activities.</p>
<p>Although the changes in the vegetation IAV have been investigated and examined using atmospheric CO<sub>2</sub><span> </span>and DGVMs (Fernández-Martínez et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0011" id="#eft21593-bib-0011_R_d20964025e501" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Luo &amp; Keenan, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0030" id="#eft21593-bib-0030_R_d20964025e504" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), they have rarely been investigated using satellite-based observations. Two previous studies examined the changes in the temporal variability of vegetation greenness using a single satellite remote sensing product but reported different IAV trends (Chen, Chen, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0005" id="#eft21593-bib-0005_R_d20964025e507" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Luo &amp; Keenan, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0030" id="#eft21593-bib-0030_R_d20964025e510" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). In this study, we used an ensemble of multiple satellite remote sensing products, covering different types of vegetation indicators, to investigate the changes in the IAV (i.e., CV; coefficient of variability) of global vegetation activities over the past 40 years. We primarily focus on the IAV of vegetation greenness including leaf area index (LAI) and normalized difference vegetation index (NDVI), but also examine other indicators, such as, solar-induced fluorescence (SIF) and vegetation optical depth (VOD). The use of CV aims to standardize the indicators, removing the differences in magnitude to ensure comparability among the results from different indicators. Beyond conducting a data intercomparison, we further collected LAI estimates from 12 DGVMs for a model-observation comparison, explored the potential factors driving the CV trends and quantified their respective contributions to the CV trends. Our study aims to improve our understanding of the IAV changes of the global vegetation greenness and identify the potential factors driving the changes in the IAV.</p>
</section>
<section class="article-section__content" id="eft21593-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21593-sec-0020-title">2 Materials and Methods</h2>
<section class="article-section__sub-content" id="eft21593-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21593-sec-0030-title">2.1 Satellite Remote Sensing Data</h3>
<p>We used six long-term and three short-term satellite remote sensing datasets in this study, covering four types of vegetation indicators - NDVI, LAI, SIF and VOD (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-tbl-0001">1</a>). These remote sensing products include: (a) VIP15 NDVI product (1981–2014), which has 0.05° and 15-day resolutions and is developed by harmonizing the observations of Advanced Very High Resolution Radiometer (AVHRR) from 1981 to 1999 and Moderate Resolution Imaging Spectroradiometer (MODIS) C5 from 2000 to 2014 (Didan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0010" id="#eft21593-bib-0010_R_d20964025e530" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>); (b) GIMMS NDVI3g (1981–2015), which has 15-day and 1/12° resolutions, and was produced by aggregating daily AVHRR surface reflectance (Pinzon &amp; Tucker, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0037" id="#eft21593-bib-0037_R_d20964025e533" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>); (c) GIMMS LAI3g product (1981–2015), which was further produced by GIMMS NDVI3g product using a neural network algorithm (Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0056" id="#eft21593-bib-0056_R_d20964025e536" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>); (d) PKU GIMMS NDVI (1982–2020), which is a new version of GIMMS NDVI product produced by a machine learning model incorporating Landsat images (Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0027" id="#eft21593-bib-0027_R_d20964025e539" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>); (e) GLASS LAI product (1981–2018), which has 8-day temporal resolution and 0.05° spatial resolution, and was reconstructed by combing AVHRR LAI from 1981 to 1999 and MODIS LAI from 2000 to 2018 using a bidirectional long short-term memory (Bi-LSTM) model (Ma &amp; Liang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0031" id="#eft21593-bib-0031_R_d20964025e543" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>); (f) GLOBMAP LAI (1982–2019) dataset at a spatial resolution of ∼0.07°, covering the period from 1982 to 2019, has half-month (1982–2000) and 8-day (2001–2019) temporal resolutions, and was produced by establishing a pixel-level AVHRR Simple Ratio (SR)-MODIS LAI relationship (Liu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0029" id="#eft21593-bib-0029_R_d20964025e546" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>); (g) MOD13C1 NDVI (2000–2020) product (C61), which has a 0.05° spatial resolution and a 16-day temporal resolution (Didan &amp; Munoz, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0009" id="#eft21593-bib-0009_R_d20964025e549" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>); (h) OCO2 SIF product (2000–2020) at resolutions of 0.05° and 4 days, which was generated from MODIS surface reflectance and OCO2 SIF data using a neural network approach (Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0054" id="#eft21593-bib-0054_R_d20964025e552" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>); and (i) VOD (1987–2017) dataset, which was produced by merging observations from multiple microwave sensors at daily temporal resolution and 0.25° spatial resolution (Moesinger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0033" id="#eft21593-bib-0033_R_d20964025e555" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). We standardized these satellite remote sensing products to a 0.5° spatial resolution by using pixel aggregation (PA) method and to a monthly temporal interval by using maximum value composite (MVC) method (Ma et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0032" id="#eft21593-bib-0032_R_d20964025e558" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Tian et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0041" id="#eft21593-bib-0041_R_d20964025e562" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Considering the high similarity among GIMMS-version datasets (Figure S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#support-information-section">S1</a>), we only used GIMMS NDVI3g, along with other three independent long-term satellite remote sensing products (i.e., VIP15 NDVI, GLASS LAI and GLOBMAP LAI) for the main analysis.</p>
<div class="article-table-content" id="eft21593-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table 1.<span> </span></span>Satellite Remote Sensing Datasets Used in This Study</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<th class="bottom-bordered-cell right-bordered-cell left-aligned">Dataset</th>
<th class="bottom-bordered-cell center-aligned">Spatial resolution</th>
<th class="bottom-bordered-cell center-aligned">Temporal resolution</th>
<th class="bottom-bordered-cell center-aligned">Available period</th>
<th class="bottom-bordered-cell center-aligned">Ref</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">VIP15 NDVI</td>
<td class="center-aligned">0.05°</td>
<td class="center-aligned">15-day</td>
<td class="center-aligned">1981–2014</td>
<td class="center-aligned">(Didan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0010" id="#eft21593-bib-0010_R_d20964025e636" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">GIMMS NDVI3g</td>
<td class="center-aligned">1/12°</td>
<td class="center-aligned">15-day</td>
<td class="center-aligned">1981–2015</td>
<td class="center-aligned">(Pinzon &amp; Tucker, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0037" id="#eft21593-bib-0037_R_d20964025e657" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">GIMMS LAI3g</td>
<td class="center-aligned">1/12°</td>
<td class="center-aligned">15-day</td>
<td class="center-aligned">1981–2015</td>
<td class="center-aligned">(Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0056" id="#eft21593-bib-0056_R_d20964025e678" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">PKU GIMMS NDVI</td>
<td class="center-aligned">1/12°</td>
<td class="center-aligned">15-day</td>
<td class="center-aligned">1982–2020</td>
<td class="center-aligned">(Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0027" id="#eft21593-bib-0027_R_d20964025e699" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">GLASS LAI</td>
<td class="center-aligned">0.05°</td>
<td class="center-aligned">8-day</td>
<td class="center-aligned">1981–2018</td>
<td class="center-aligned">(Ma &amp; Liang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0031" id="#eft21593-bib-0031_R_d20964025e720" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">GLOBMAP LAI</td>
<td class="center-aligned">∼0.07°</td>
<td class="center-aligned">half-month (1982–2000) and 8-day (2001–2019)</td>
<td class="center-aligned">1982–2019</td>
<td class="center-aligned">(Liu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0029" id="#eft21593-bib-0029_R_d20964025e742" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">MOD13C1 NDVI</td>
<td class="center-aligned">0.05°</td>
<td class="center-aligned">16-day</td>
<td class="center-aligned">2000–2020</td>
<td class="center-aligned">(Didan &amp; Munoz, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0009" id="#eft21593-bib-0009_R_d20964025e763" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">OCO2 SIF</td>
<td class="center-aligned">0.05°</td>
<td class="center-aligned">4-day</td>
<td class="center-aligned">2000–2020</td>
<td class="center-aligned">(Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0054" id="#eft21593-bib-0054_R_d20964025e784" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">VOD</td>
<td class="center-aligned">0.25°</td>
<td class="center-aligned">Daily</td>
<td class="center-aligned">1987–2017</td>
<td class="center-aligned">(Moesinger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0033" id="#eft21593-bib-0033_R_d20964025e805" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-source"></div>
</div>
</section>
<section class="article-section__sub-content" id="eft21593-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21593-sec-0040-title">2.2 LAI Estimates</h3>
<p>We used monthly LAI estimates of 12 DGVMs from TRENDY v9 (Friedlingstein et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0015" id="#eft21593-bib-0015_R_d20964025e822" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Sitch et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0038" id="#eft21593-bib-0038_R_d20964025e825" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>) to check the consistency of the changes in the vegetation IAV derived from satellite remote sensing products and model measurements. The 12 DGVMs include CABLE, CLASSIC, CLM5, ISAM, ISBA, JULES, LPJ, LPX, ORCHIDEE, SDGVM, VISIT and YIBs (Table S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#support-information-section">S1</a>), which were driven by monthly CRU or 6-hourly CRU-JRA gridded climate datasets, as well as dynamic atmospheric CO<sub>2</sub><span> </span>concentrations. These models provide LAI estimates under four different scenarios, namely no change (S0), varying CO<sub>2</sub><span> </span>only (S1), varying CO<sub>2</sub><span> </span>and climate (S2), and varying CO<sub>2</sub>, climate and land cover change (S3). We analyzed CV trends from LAI estimates of S3 scenario in this study. To match the period of data availability with satellite remote sensing observations, we used LAI estimates from 1982 to 2014.</p>
</section>
<section class="article-section__sub-content" id="eft21593-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21593-sec-0050-title">2.3 Quantifying the Vegetation IAV Changes</h3>
<p>We used the coefficient of variation (i.e., CV), the ratio of the standard deviation to the mean, to indicate vegetation IAV for each dataset. The use of CV is meant to remove the differences in magnitude between datasets (i.e., NDVI, LAI, SIF and VOD) to ensure the comparability among the results. To further quantify the CV changes, we first defined the growing season as the period when the mean daily air temperature is above zero (Jiang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0021" id="#eft21593-bib-0021_R_d20964025e849" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Smith et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0039" id="#eft21593-bib-0039_R_d20964025e852" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>) for each vegetated pixel (Figure S2 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#support-information-section">S1</a>). We adopted a “methodological growing season” (Körner et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0025" id="#eft21593-bib-0025_R_d20964025e858" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) as it allows for easy extraction and reproducibility without incurring uncertainties from more complex definitions of phenology. Meanwhile, this definition effectively eliminates the frozen period when there is no vegetation growth, and aligns well with the phenological dates extracted by MODIS NDVI (Leeper et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0026" id="#eft21593-bib-0026_R_d20964025e861" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). We obtained yearly composites by summing all values within the growing season (Piao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0035" id="#eft21593-bib-0035_R_d20964025e865" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0057" id="#eft21593-bib-0057_R_d20964025e868" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Subsequently, we calculated the CV for every 10-year moving window and assigned the CV value to the middle year of the window. The Theil-Sen method was used to estimate the CV trend (i.e., slope) (Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0044" id="#eft21593-bib-0044_R_d20964025e871" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), and its significance (i.e.,<span> </span><i>p</i><span> </span>value) was determined using a two-tailed Student’s<span> </span><i>t</i>-test (Jiang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0022" id="#eft21593-bib-0022_R_d20964025e878" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Xu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0047" id="#eft21593-bib-0047_R_d20964025e882" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Lastly, the non-parametric Mann-Kendall test was used to detect whether a significant monotonic increasing or decreasing trend exists (Jiang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0022" id="#eft21593-bib-0022_R_d20964025e885" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>).</p>
</section>
<section class="article-section__sub-content" id="eft21593-sec-0060">
<h3 class="article-section__sub-title section2" id="eft21593-sec-0060-title">2.4 Classifying the Levels of Consistency of Remote Sensing-Based CV Trends</h3>
<p>Considering potential inconsistency of CV trends across four long-term satellite remote sensing products (i.e., VIP15 NDVI, GIMMS NDVI3g, GLASS LAI and GLOBMAP LAI), we classified the levels of consistency of CV trends for each vegetated pixel using the following criterion (Kause et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0023" id="#eft21593-bib-0023_R_d20964025e897" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Xu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0047" id="#eft21593-bib-0047_R_d20964025e900" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>): (a) “virtually certain” (CER) means the signs of CV trends derived from all four long-term satellite products are the same and significant (Mann-Kendall test,<span> </span><i>p</i> ≤ 0.1); (b) “likely” (LIK) if the signs of the CV trends are the same and significant in any three satellite products; (c) “about likely as not” (ALN) if the signs of the CV trends are the same and significant in any two satellite products; (d) “possibly” (POS) if only one satellite product yields significant CV trend, and others are insignificant; (e) “no change” (NOC) if no significant CV changes were detected in all four satellite products; and (f) “conflicting” (CON) if the observed CV trends are conflicting with each other (i.e., significant positive and negative CV trends were detected simultaneously across the four products). We further assigned “+” and “−” signs to the consistency levels that refer to the direction of CV trends (i.e., positive and negative trends, respectively). Overall, the levels of consistency were classified into four types, positive, that is, CER (+), LIK (+), ALN (+) and POS (+), negative, that is, CER (−), LIK (−), ALN (−) and POS (−), no change (NOC), and conflicting (CON), respectively. Based on previous studies, NDVI and LAI are both indicators of canopy structure and greenness, and they are strongly related (Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0045" id="#eft21593-bib-0045_R_d20964025e905" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Zeng, Hao, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0049" id="#eft21593-bib-0049_R_d20964025e908" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Therefore, we deem that there is a clear physiological and statistical basis to treat them equally. In addition, we used both indicators to augment the number of available long-term datasets for our analysis, as some datasets (e.g., VIP15) only contain NDVI, while others (e.g., GLOBMAP) only include LAI.</p>
</section>
<section class="article-section__sub-content" id="eft21593-sec-0070">
<h3 class="article-section__sub-title section2" id="eft21593-sec-0070-title">2.5 Identifying Factors Driving the IAV Changes</h3>
<p>Based on the findings from previous studies (Baldocchi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0003" id="#eft21593-bib-0003_R_d20964025e921" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Berdugo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0004" id="#eft21593-bib-0004_R_d20964025e924" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Forkel et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0014" id="#eft21593-bib-0014_R_d20964025e927" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Gray et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0016" id="#eft21593-bib-0016_R_d20964025e930" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Luo &amp; Keenan, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0030" id="#eft21593-bib-0030_R_d20964025e933" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Piao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0036" id="#eft21593-bib-0036_R_d20964025e937" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0057" id="#eft21593-bib-0057_R_d20964025e940" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>), we investigated several factors that may serve as potential drivers for the IAV changes. These factors are aridity index (AI), mean annual air temperature (MAT), mean annual precipitation (MAP), land use and land cover change (LUCC), mean monthly LAI, the trend of LAI (LAI<sub>trend</sub>) and nitrogen deposition (N deposition). AI was obtained from the Global Aridity Index dataset at a 30 arc-second resolution from 1970 to 2000 (Zomer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0058" id="#eft21593-bib-0058_R_d20964025e945" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), in which lower AI values mean drier conditions. MAT and MAP data were extracted from the gridded CRU-JRA V2.1 dataset (6-hr and 0.5° resolutions) (Harris et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0018" id="#eft21593-bib-0018_R_d20964025e948" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). LUCC intensity was obtained using a 300-m ESA CCI land cover type product with 22 land cover classes from 1992 to 2019. We first determined whether land cover change occurred in each 300-m pixel from 1992 to 2019, and then quantified the LUCC intensity as the proportions of land cover change in each 0.5° spatial grid. The mean annual LAI was the average of GLASS LAI and GLOBMAP LAI from 1982 to 2014, and the LAI<sub>trend</sub><span> </span>(i.e., slope) was estimated using Mann-Kendall and Theil-Sen method for each vegetated pixel. Most global vegetated regions show significant greening trends (i.e., LAI<sub>trend</sub> &gt; 0) over the past decades (Chen, Chi, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0006" id="#eft21593-bib-0006_R_d20964025e956" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0057" id="#eft21593-bib-0057_R_d20964025e959" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). This implies that terrestrial ecosystems have accumulated more green leaves for carbon fluxes and in response to climate change, which may induce IAV changes. The N deposition was the average of the nitrogen deposition dataset (2° × 2.5° grid resolution) from 1984 to 2016 (Ackerman et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004119#eft21593-bib-0001" id="#eft21593-bib-0001_R_d20964025e962" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). All the above datasets were resampled into a 0.5° spatial grid.</p>
<p>We first assessed the significance of each factor in driving the vegetation IAV by using a two-sample<span> </span><i>t</i>-test method, in which we examined whether the high and low values of each factor caused statistically different CV trends. For each factor, we used different criteria for the binary classification of high and low values, that is, the 50% for LUCC, the zero for LAI<sub>trend</sub>, and the global average for other drivers. After that, we selected the four factors (i.e., AI, MAT, LAI<sub>trend</sub><span> </span>and N deposition; see Results) that have significant impacts on the CV trend and quantified their respective impacts using a multiple regression method:<span> </span><span class="fallback__mathEquation" data-altimg="/cms/asset/c8780be6-f32b-4009-8ec7-6182a8012836/eft21593-math-0001.png"></span><mjx-container class="MathJax CtxtMenu_Attached_0" jax="CHTML" sre-explorer-id="5" role="application" ctxtmenu_oldtabindex="1" ctxtmenu_counter="5" tabindex="0"><mjx-math location="graphic/eft21593-math-0001.png" class="MJX-TEX" aria-hidden="true"><mjx-semantics><mjx-mrow data-semantic-type="relseq" data-semantic-role="equality" data-semantic-id="59" data-semantic-children="0,54" data-semantic-content="1" data-semantic-speech="y equals a upper X Subscript upper A upper I Baseline plus b upper X Subscript upper M upper A upper T Baseline plus c upper X Subscript upper L upper A upper I Sub Subscript t r e n d 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<item>
<title>I had to look up what Mariculture meant too, guys, don&amp;apos;t worry.</title>
<link>https://sdgtalks.ai/i-had-to-look-up-what-mariculture-meant-too-guys-dont-worry</link>
<guid>https://sdgtalks.ai/i-had-to-look-up-what-mariculture-meant-too-guys-dont-worry</guid>
<description><![CDATA[ Mariculture is increasingly seen as vital for global food security, aligning with UN sustainability goals. However, past studies mainly highlighted its negatives. This work proposes an Emergy Accounting-based evaluation, showing mariculture&#039;s diverse environmental benefits beyond seafood production. China&#039;s mariculture areas like Liaoning and Shandong perform well, suggesting room for sustainable improvements and promoting integrated multi-trophic aquaculture (IMTA) for ecological gains. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_66385c58b30eb.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:28:34 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>food production, mariculture</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Mariculture has gradually become a proposed solution to address the global food production crisis, prompting it to become the fastest growing food production sector in recent years. Therefore, mariculture's environmental and ecological influences have also been paid more attention, including both negative and positive aspects. At present, a comprehensive evaluation of mariculture's ecological performance is still lacking, so we propose an evaluation framework with China as a case study. We find that both cultured species and cultivation patterns determine the performance of mariculture. At present, mariculture in Liaoning, Shandong, Jiangsu, and Zhejiang performs better than that in other regions. Offshore mariculture will be paid more attention in the future. By identifying priority areas for offshore mariculture development, ecological benefits such as carbon sequestration and water purification can be significantly improved, while environmental impacts such as water contamination can be reduced. If the local cultured species can be properly matched, ecological burden such as water contamination can be reduced and even converted into ecological benefit. The goal of the study is to provide a way of comprehending the complexity of the mariculture system, thus providing reference and theoretical support for the sustainable development of mariculture both in China and around the world.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d143898429" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>Mariculture has been gradually regarded as an important solution to the global food production crisis. Increasing scientific evidence reveals that mariculture can provide a large number of ecologic benefits, in accordance with several United Nations sustainable development goals. However, previous studies mostly focused on the negative impacts of mariculture, which may impede its increased production. Here, based on Emergy Accounting (EMA), we propose a comprehensive “Multiple Inputs-Ecosystem Service Multifunctionality-Multiple Environmental Impacts” (MI-ESM-MEI) evaluation framework, trying to describe mariculture's overall environmental performances beyond just limiting to the production of seafoods. As the world's largest mariculture producer, China is taken as an example for evaluation. Our results show that both cultured species and cultivation patterns determine the environmental performance of mariculture: seaweed-raft, shellfish-raft, shellfish-hanging cage, shellfish-bottom sowing and others-bottom sowing mariculture could be more influential in environmental support. By identifying priority areas for offshore mariculture development, ecological benefits can be significantly improved using about 27% of China's territorial sea area. At present, mariculture in Liaoning, Shandong, Jiangsu, and Zhejiang performs better than that in other regions. Under the condition of recognizing nonnegligible ecological benefits of mariculture, additional improvements for more sustainable development are urgently needed. In addition, mariculture activities especially seaweed mariculture can help solve water contamination problem and alleviate the effects of eutrophication on coastal ecosystems. For most China coastal regions, if integrated multi-trophic aquaculture (IMTA) mode can be promoted, the ecological burden of mariculture can be reduced and even converted into ecological benefit.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d143898432" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>Mariculture can bring plenty of ecological benefits and even transform ecological burdens such as water contamination into ecological benefits in some cases</p>
</li>
<li>
<p>Both cultured species and cultivation patterns determine the environmental performance of mariculture</p>
</li>
<li>
<p>In China, mariculture's ecological benefits can be significantly improved if offshore mariculture can be developed in the future</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d143898435" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Mariculture has gradually become a proposed solution to address the global food production crisis, prompting it to become the fastest growing food production sector in recent years. Therefore, mariculture's environmental and ecological influences have also been paid more attention, including both negative and positive aspects. At present, a comprehensive evaluation of mariculture's ecological performance is still lacking, so we propose an evaluation framework with China as a case study. We find that both cultured species and cultivation patterns determine the performance of mariculture. At present, mariculture in Liaoning, Shandong, Jiangsu, and Zhejiang performs better than that in other regions. Offshore mariculture will be paid more attention in the future. By identifying priority areas for offshore mariculture development, ecological benefits such as carbon sequestration and water purification can be significantly improved, while environmental impacts such as water contamination can be reduced. If the local cultured species can be properly matched, ecological burden such as water contamination can be reduced and even converted into ecological benefit. The goal of the study is to provide a way of comprehending the complexity of the mariculture system, thus providing reference and theoretical support for the sustainable development of mariculture both in China and around the world.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21582-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21582-sec-0010-title">1 Introduction</h2>
<p>With the continuous growth of global population and the shortage of land and fresh water resources, mariculture has gradually become a proposed solution to address the global food production crisis, prompting such an economic sector to become the fastest growing food production sector in recent years (FAO, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0026" id="#eft21582-bib-0026_R_d143898047e614" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). It is estimated that by 2050, the increase of edible seafood will be equivalent to 12%–25% of the increase in all meat needed to feed 9.8 billion people in the world, and the contribution of mariculture to seafood will be about 44%–76% (Costello et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0018" id="#eft21582-bib-0018_R_d143898047e617" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Almost all of the coastal countries have large areas suitable for the development of mariculture, and the annual finfish production potential will be over 100 times of the current global seafood consumption under the condition that all suitable areas are developed (Gentry, Froehlich, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0033" id="#eft21582-bib-0033_R_d143898047e620" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Besides, a form of mariculture called “marine ranching” has received wide attention in the past few years (Yu &amp; Zhang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0097" id="#eft21582-bib-0097_R_d143898047e623" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Countries such as Japan, South Korea, the United States and China, etc., have vigorously carried out marine ranching implementation (Lee &amp; Zhang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0053" id="#eft21582-bib-0053_R_d143898047e626" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Qin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0079" id="#eft21582-bib-0079_R_d143898047e630" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), and treat it as a robust tool for resource enhancement and ecological restoration.</p>
<p>Since mariculture has gained in popularity, its environmental and ecological influences have also been paid more attention, including both negative and positive aspects. In most cases, mariculture is better known for its negative environmental impacts and socio-economic conflicts (Alleway et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0002" id="#eft21582-bib-0002_R_d143898047e636" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), such as water pollution (Islam, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0043" id="#eft21582-bib-0043_R_d143898047e639" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>), biodiversity reduction (Diana, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0021" id="#eft21582-bib-0021_R_d143898047e642" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>), coastal wetlands destruction (Richards &amp; Friess, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0081" id="#eft21582-bib-0081_R_d143898047e645" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>), alien species invasion (Naylor et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0071" id="#eft21582-bib-0071_R_d143898047e648" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>), disease or parasite outbreak (Krkosek et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0051" id="#eft21582-bib-0051_R_d143898047e652" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>), etc. In addition, fed mariculture relies on large amounts of feed input such as fish meal, fish oil and forage fish. As these feed materials are mainly obtained from wild fishing, the rapid growth of mariculture may lead to the depletion of wild fish resources (Cao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0011" id="#eft21582-bib-0011_R_d143898047e655" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Naylor et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0072" id="#eft21582-bib-0072_R_d143898047e658" class="bibLink tab-link" data-tab="pane-pcw-references">2000</a></span>). In terms of socio-economic impacts, mariculture may aggravate social inequality and lead to poverty traps (Abdullah et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0001" id="#eft21582-bib-0001_R_d143898047e661" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Sometimes the economic losses caused by unsustainable mariculture even exceed the economic incomes (Malik et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0062" id="#eft21582-bib-0062_R_d143898047e664" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>).</p>
<p>Recently, however, environmental and social benefits of mariculture have been identified and pointed out, and researchers are committed to maximizing benefits through effective management (Alleway et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0002" id="#eft21582-bib-0002_R_d143898047e670" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). Although its ultimate goal is seafood provision, mariculture is capable of providing important ecosystem services such as carbon sequestration (Tang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0088" id="#eft21582-bib-0088_R_d143898047e673" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>), water purification (Xiao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0095" id="#eft21582-bib-0095_R_d143898047e676" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), coastal protection (Jackson et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0045" id="#eft21582-bib-0045_R_d143898047e679" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), tourism and leisure (Liu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0058" id="#eft21582-bib-0058_R_d143898047e682" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), habitat provision (Theuerkauf et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0089" id="#eft21582-bib-0089_R_d143898047e686" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), etc. In addition, employment opportunities can be offered to coastal residents to help maintain livelihoods (McCausland et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0065" id="#eft21582-bib-0065_R_d143898047e689" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>). Although mariculture is usually regarded as a food industry, mariculture activities align with a much broader spectrum of ecological concepts (Theuerkauf et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0089" id="#eft21582-bib-0089_R_d143898047e692" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). It has been suggested that shellfish and seaweed cultivation can support the restoration of oyster reefs and seaweed forests, thus avoiding the loss of corresponding ecosystem services due to habitat degradation (Tang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0088" id="#eft21582-bib-0088_R_d143898047e695" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). Furthermore, mariculture may also be associated with a series of sustainable development goals (SDGs) (United Nations, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0090" id="#eft21582-bib-0090_R_d143898047e698" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). For example, it helps to achieve SDG1 (no poverty) and SDG2 (zero hunger) by offering employment opportunities and ensuring seafood supply (Blanchard et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0005" id="#eft21582-bib-0005_R_d143898047e701" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). The healthy development of mariculture can support the long-term sustainable utilization of marine resources, which is closely related to SDG12 (responsible consumption and production) and SDG14 (life below water) (Theuerkauf et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0089" id="#eft21582-bib-0089_R_d143898047e705" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Moreover, seafood is an important source of protein and micronutrients (SDG3: good health and well-being) (FAO, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0026" id="#eft21582-bib-0026_R_d143898047e708" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) and climate-friendly seafood may contribute to greenhouse gases (GHGs) reduction and carbon sequestration (SDG13: climate action) (Jones et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0047" id="#eft21582-bib-0047_R_d143898047e711" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>).</p>
<p>As mentioned above, mariculture is a “double-edged sword” (Meng &amp; Feagin, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0066" id="#eft21582-bib-0066_R_d143898047e717" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), that is, the development of mariculture not only may cause ecological burdens, but also could bring ecological benefits. However, ecological benefits and burdens often operate in an overlapping or synchronous manner. Although individual benefits or burdens elicit their own suite of environmental responses, their interactions within and between may have yet-unpredictable influence on marine ecosystems. In some cases, ecological burdens can even be transferred to ecological benefits, which is beneficial to the ecosystems and the species, including humans. Therefore, one of the goals of the present study is to figure out these benefits and burdens, and the transformation potential between them.</p>
<p>At present, a comprehensive evaluation of mariculture's ecological performance is still lacking, which has become the core and the difficulty of current research (Weitzman, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0094" id="#eft21582-bib-0094_R_d143898047e724" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). Common approaches for mariculture's environmental performance assessment mainly include three categories: Life Cycle Assessment (LCA), Ecological Footprint (EF) and Emergy Accounting (EMA). Oriented to environmental impact, LCA is often used to assess the environmental burden, and material and energy consumption of products or processes across their whole life (Pelletier &amp; Tyedmers, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0076" id="#eft21582-bib-0076_R_d143898047e727" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>; Rebitzer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0080" id="#eft21582-bib-0080_R_d143898047e730" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>), which has been widely recognized and implemented in aquaculture sector (Bohnes et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0006" id="#eft21582-bib-0006_R_d143898047e733" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Cao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0010" id="#eft21582-bib-0010_R_d143898047e736" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). The framework for LCA includes: definition of the goal and scope of the LCA, the life cycle inventory analysis (LCI), the life cycle impact assessment (LCIA), and the life cycle interpretation (ISO, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0044" id="#eft21582-bib-0044_R_d143898047e740" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>), among which LCIA matters the most. Common LCIA indicators of mariculture implementation are global warming, eutrophication, acidification, energy use and ecological toxicity (Cao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0010" id="#eft21582-bib-0010_R_d143898047e743" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). However, as a mostly anthropocentric approach, LCA focuses on the processes occurring in the technical field and the environment in which these processes are built. The resources considered in LCA are mainly non-renewable or abiotic resources, while the quantification of renewable resources supporting the production process is still lacking. In addition, LCA very seldom accounts for most of the ecosystem services that are required for emissions dissipation and impact absorption (Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0099" id="#eft21582-bib-0099_R_d143898047e746" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). Ecological footprint (EF) reflects the areas (land or sea) needed to support the current resource consumption and waste discharge level of a specific population, product, or economic activity (Wackernagel &amp; Rees, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0092" id="#eft21582-bib-0092_R_d143898047e749" class="bibLink tab-link" data-tab="pane-pcw-references">1996</a></span>), under the implicit assumption that all resource uses can be assessed and translated into needed areas (Zhao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0102" id="#eft21582-bib-0102_R_d143898047e752" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>). EF transforms different land use types for both supply and demand of ecological resources into a common unit, the “global hectare,” thus comparing the discrepancy between areas needed for sustainable resource consumption and actual biological carrying capacity. At present, this approach has been applied to some extent in mariculture of different types and regions (Bala &amp; Hossain, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0003" id="#eft21582-bib-0003_R_d143898047e755" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Folke et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0028" id="#eft21582-bib-0028_R_d143898047e759" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>). Nevertheless, ecosystems are complex systems with nonlinearities, thresholds and discontinuities (Costanza et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0017" id="#eft21582-bib-0017_R_d143898047e762" class="bibLink tab-link" data-tab="pane-pcw-references">1993</a></span>), while EF is a static measurement, with some difficulty to capture the dynamic characteristics of the ecosystems (Folke et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0028" id="#eft21582-bib-0028_R_d143898047e765" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>). Moreover, one ecosystem can provide several ecosystem services, while the EF concept assumes that the ecosystem is only associated to provide one service only, in so generating double counting problems in the calculation process (Roth et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0082" id="#eft21582-bib-0082_R_d143898047e768" class="bibLink tab-link" data-tab="pane-pcw-references">2000</a></span>). Therefore, under an eco-centric perspective, Emergy Accounting (EMA) can be used to calculate the natural capital needed to provide products and services within the evolutionary trial-and-error framework and preventing the risk for supporting areas double-counting (Odum, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0074" id="#eft21582-bib-0074_R_d143898047e771" class="bibLink tab-link" data-tab="pane-pcw-references">1996</a></span>). This approach views any given environment/system as a complex available energy (exergy) flow network, quantifies all the efforts made by nature to provide these flows, and unifies them into the (virtual) common denominator of solar emergy (Odum, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0074" id="#eft21582-bib-0074_R_d143898047e774" class="bibLink tab-link" data-tab="pane-pcw-references">1996</a></span>). The advantage of EMA lies in considering not only the non-renewable resource inputs, but also the free environmental inputs, which are also necessary for each production process. In most cases, environmental inputs have no market value and are hardly measured by money, while EMA provides a basis for quantitative evaluation (Brown &amp; Ulgiati, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0007" id="#eft21582-bib-0007_R_d143898047e778" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>). Another advantage of the EMA approach is that it can help quantify a variety of ecosystem services and disservices, so as to better support discussions and proposals for more sustainable systems (David et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0020" id="#eft21582-bib-0020_R_d143898047e781" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). At present, although some studies have applied EMA to evaluate mariculture systems such as fish (Vassallo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0091" id="#eft21582-bib-0091_R_d143898047e784" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>), shrimp (Lima et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0056" id="#eft21582-bib-0056_R_d143898047e787" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>), shellfish (Shi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0083" id="#eft21582-bib-0083_R_d143898047e790" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>), etc., also comparing with results from other approaches, the application of EMA to mariculture environmental performance evaluation is still in the initial stage (David et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0020" id="#eft21582-bib-0020_R_d143898047e793" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<p>Therefore, this study proposes a comprehensive “Multiple Inputs-Ecosystem Service Multifunctionality-Multiple Environmental Impacts” (MI-ESM-MEI) evaluation framework, constructs an emergy-based evaluation method, and takes the largest mariculture producer worldwide—China as a telling case study for evaluation. The goal of the present manuscript is to provide a way of comprehending the complexity of the mariculture system, and evaluate—in terms of varying environmental performances—the multifaceted responses of marine ecosystems to dynamic environmental perturbations, thus providing reference and theoretical support for the sustainable development of mariculture both in China and around the world.</p>
</section>
<section class="article-section__content" id="eft21582-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21582-sec-0020-title">2 Materials and Methods</h2>
<section class="article-section__sub-content" id="eft21582-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0030-title">2.1 Mariculture “MI-ESM-MEI” Framework</h3>
<p>The normal operation of mariculture systems often involves multiple inputs (MI), which can be roughly divided into two parts: renewable environmental inputs and human inputs. Among them, renewable inputs are often associated to positive environmental benefits brought by mariculture activities, while the increase of human inputs most often leads to the aggravation of negative environmental impacts. Meanwhile, the mariculture ecosystem multifunctionality has also received increasing attention (Popp et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0077" id="#eft21582-bib-0077_R_d143898047e812" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), in which the ecosystem service multifunctionality (ESM) represents the co-supply of multiple human-related ecosystem services (Manning et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0063" id="#eft21582-bib-0063_R_d143898047e815" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). The assessment of ESM reveals the multidimensional nature of ecosystem services, allowing for the weighting of individual ecosystem services from distinct categories, so as to decouple the comprehensive indicator of ESM from individual services and embrace the complexity of ecosystem service trade-offs and synergies (Custer &amp; Dini-Andreote, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0019" id="#eft21582-bib-0019_R_d143898047e818" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Power, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0078" id="#eft21582-bib-0078_R_d143898047e821" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). In addition, the mariculture activities also bring multiple environmental impacts (MEI). Similar to the interactions between ecosystem services, synergies and trade-offs may exist between different types of environmental impacts and even between environmental impacts and ecosystem services. Therefore, it is of great importance to understand the interactions within and between resources input, ecosystem services and environmental impacts. Combining the assessment of MI, ESM, and MEI is an important step to maximize mariculture's social and ecological benefits.</p>
<p>Based on this, this study proposes a comprehensive “MI-ESM-MEI” evaluation framework (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0001">1</a>), which helps understand the complexity of marine ecosystem and its multiple responses to dynamic environmental perturbations, with focus on mariculture in China as a case study. The evaluation framework includes: (a) MI evaluation: including renewable inputs and human inputs; (b) ESM evaluation: including carbon sequestration, water purification, erosion control, biodiversity conservation and cultural value; (c) MEI evaluation: including GHGs emission, water contamination, coastal erosion, biodiversity reduction and cultural value reduction.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/9b2afe1b-b459-4664-9c52-eb37b91118c2/eft21582-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/9b2afe1b-b459-4664-9c52-eb37b91118c2/eft21582-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/dadf1f47-94ed-4c08-8267-5bce5bf90052/eft21582-fig-0001-m.png" data-lg-src="/cms/asset/9b2afe1b-b459-4664-9c52-eb37b91118c2/eft21582-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0001&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Conceptual diagram displaying the “MI-ESM-MEI” evaluation framework. (a) Emergy diagram of mariculture system. (b) Interactions between ecosystem services. This diagram suggests that synergy relationship mainly exists between five types of ecosystems services. (c) Interactions between environmental impacts. This diagram shows the synergy relationship existing between five types of environmental impacts. (d) Interactions between ecosystem services and environmental impacts. This diagram highlights the trade-off relationship existing between ecosystem service and corresponding environmental impact. (e) Interactions between resource inputs, ecosystem services and environmental impacts. This study points out the synergy relationship between renewable input and ecosystem service, as well as between human input and environmental impact. Further, a trade-off relationship exists between renewable input and environmental impact, as well as between human input and ecosystem service.</p>
</div>
</figcaption>
</figure>
</section>
<p>Although there is significant diversity in mariculture systems, all types of mariculture fall into three broad categories (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0002">2</a>): fed mariculture (e.g., fish, most crustaceans, etc.), autotrophic mariculture (e.g., seaweed), and unfed mariculture (e.g., shellfish). Each category of mariculture interacts with the environment in different ways, both in terms of the external inputs required and the influence on the surrounding environment (Gentry, Lester, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0034" id="#eft21582-bib-0034_R_d143898047e859" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/036a436e-7e41-4cc7-94ab-daa75725ec53/eft21582-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/036a436e-7e41-4cc7-94ab-daa75725ec53/eft21582-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/5c600424-f16d-40d0-8500-2712eded5618/eft21582-fig-0002-m.png" data-lg-src="/cms/asset/036a436e-7e41-4cc7-94ab-daa75725ec53/eft21582-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0002&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>The interactions between mariculture and surrounding environment. (a) Fed mariculture. (b) Autotrophic mariculture. (c) Unfed mariculture.</p>
</div>
</figcaption>
</figure>
</section>
<p>For fed mariculture (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0002">2a</a>), renewable resources drive the photosynthesis of marine phytoplankton, which later becomes a part of natural feed. The growth of cultured species mainly depends on human feed input. In order to ensure the normal progress of mariculture activities, plenty of non-renewable resources are also put into the mariculture system, and many unused feed, chemicals and generated wastes are discharged into marine environment, causing water contamination. During the production, processing and transport of feed as well as on-farm energy use, GHGs will also be emitted. In addition, if the cultivation pattern is pond mariculture, it may cause the destruction of coastal wetlands, thus leading to the aggravation of coastal erosion.</p>
<p>For autotrophic mariculture (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0002">2b</a>), renewable resources such as solar, wind, rain and tidal energy drive the photosynthesis of seaweed, in which CO<sub>2</sub><span> </span>is sequestrated by plant organisms. In the meanwhile, human inputs such as infrastructure, machinery, fishing boats, fuels, fertilizers, disinfectants, labor, seeds, are also invested into the mariculture system and support the seaweed production together with renewable resources. However, during the seaweed growing process, organic carbon will be deposited and exported, thus playing the role of carbon sequestration. Furthermore, seaweed can absorb and enrich nutrients and wastes brought in by tides and runoff, contributing to water purification. Seaweed-raft mariculture can also reduce waves energy and alleviate coastal erosion by its canopy structure.</p>
<p>For unfed mariculture (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0002">2c</a>), renewable resources drive the photosynthesis of marine phytoplankton, while shellfish assimilate the energy in phytoplankton and other organic substances through biological filtration process. A large number of external resources are also put into the mariculture system to jointly support the shellfish production. However, shellfish may produce feces and pseudo-feces in the growing process, and these biological sediments can be buried for a long time, contributing to carbon sequestration. Moreover, nutrients such as N and P are absorbed for the growth of shells and tissues, which will be removed from the marine ecosystem during shellfish harvest, thus playing a role of water purification. In addition, shellfish-raft and hanging cage mariculture may also rely on the physical barrier of farm facilities and the biological barrier of shellfish itself to buffer water flow and reduce the coastline retreat. However, on-farm energy use and aquatic N<sub>2</sub>O generation may lead to GHGs emission.</p>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0040-title">2.2 Mariculture's Environmental Performances Accounting Methods</h3>
<p>Mariculture's environmental performances accounting methods is composed of the following parts: (a) Multiple inputs (MI) accounting methods; (b) Ecosystem service multifunctionality (ESM) accounting methods; (c) Multiple environmental impacts (MEI) accounting methods. Based on this, two comprehensive indicators, greenness (GN) and total ecological benefit (TEB), are also proposed for further evaluation.</p>
<p>In order to make the relationships of the environmental performance accounting methods easily understood, Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-tbl-0001">1</a><span> </span>is provided to briefly explain the meaning and calculation of each index, and the detailed description can be found in Text S1 and Table S1 of the Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#support-information-section">S1</a>.</p>
<div class="article-table-content" id="eft21582-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table 1.<span> </span></span>Explanation of Index in This Study</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<th class="bottom-bordered-cell right-bordered-cell left-aligned">Abbreviation</th>
<th class="bottom-bordered-cell center-aligned">Full title</th>
<th class="bottom-bordered-cell center-aligned">Unit</th>
<th class="bottom-bordered-cell center-aligned">Formula</th>
<th class="bottom-bordered-cell center-aligned">Meaning</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">MI</td>
<td class="left-aligned">Multiple inputs</td>
<td class="left-aligned">solar equivalent joule (sej)/yr</td>
<td class="center-aligned">MI = ∑(Em<sub>Ri</sub> + Em<sub>Hi</sub>)</td>
<td class="left-aligned">MI is defined as the sum of renewable (Em<sub>Ri</sub>) and human inputs (Em<sub>Hi</sub>). The larger a MI index value, the more resources are needed to maintain the normal operation of the mariculture system</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">ESM</td>
<td class="left-aligned">Ecosystem service multifunctionality</td>
<td class="left-aligned">sej/yr</td>
<td class="center-aligned">ESM = Em<sub>CS</sub> + Em<sub>WP</sub> + Em<sub>EC</sub> + Em<sub>BC</sub> + Em<sub>CV</sub></td>
<td class="left-aligned">ESM is defined as the sum of the five ecosystem services including carbon sequestration (Em<sub>CS</sub>), water purification (Em<sub>WP</sub>), erosion control (Em<sub>EC</sub>), biodiversity conservation (Em<sub>BC</sub>), and cultural value (Em<sub>CV</sub>). Higher ESM index values represent a greater capacity of the mariculture systems to provide more ecosystem services</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">MEI</td>
<td class="left-aligned">Multiple environmental impacts</td>
<td class="left-aligned">sej/yr</td>
<td class="center-aligned">MEI = Em<sub>GE</sub> + Em<sub>WC</sub> + Em<sub>CE</sub> + Em<sub>BR</sub> + Em<sub>CR</sub></td>
<td class="left-aligned">MEI is defined as the sum of the five environmental impacts including GHGs emission (Em<sub>GE</sub>), water contamination (Em<sub>WC</sub>), coastal erosion (Em<sub>CE</sub>), biodiversity reduction (Em<sub>BR</sub>), and cultural value reduction (Em<sub>CR</sub>). Higher MEI index values represent greater negative environmental impacts caused by mariculture activities. For the sake of clarity, measuring MEI in emergy terms means to assess the minimum amount of emergy that would be needed to fix the damages caused by the different impacts</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">GN</td>
<td class="left-aligned">Greenness</td>
<td class="left-aligned">%</td>
<td class="center-aligned"><span class="fallback__mathEquation" data-altimg="/cms/asset/381aa993-bf88-4378-a7e4-f61928b35cb4/eft21582-math-0001.png"></span><mjx-container sre-explorer-id="0" role="application" class="CtxtMenu_Attached_0" ctxtmenu_oldtabindex="1" ctxtmenu_counter="0" tabindex="0"><mjx-lazy data-mjx-lazy="0" aria-hidden="true"></mjx-lazy><mjx-assistive-mml unselectable="on" display="inline"><math xmlns="http://www.w3.org/1998/Math/MathML" data-semantic-type="empty" data-semantic-role="unknown" data-semantic-="" data-semantic-speech=""></math></mjx-assistive-mml></mjx-container></td>
<td class="left-aligned">GN is defined as the proportion of renewable inputs to total resource inputs. Larger value indicates higher environmental-friendly degree</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">TEB</td>
<td class="left-aligned">Total ecological benefit</td>
<td class="left-aligned">sej/yr</td>
<td class="center-aligned">TEB = ESM − MEI</td>
<td class="left-aligned">TEB is defined as the difference between ESM and MEI. Positive indicator value indicates that the environmental benefits of mariculture activities are relatively higher, while negative indicator value has the opposite meaning</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-source"></div>
</div>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0050-title">2.3 Constraints of Offshore Mariculture Priority Areas</h3>
<p>The delivery of mariculture ecosystem services can be affected by biotic, abiotic and socio-economic factors, and a suitable marine spatial planning may help to release this service potential (Alleway et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0002" id="#eft21582-bib-0002_R_d143898047e1138" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). Traditionally, mariculture activities are mostly concentrated in the coastal regions with shallow water depth (&lt;20 m). Recently, however, offshore mariculture has gradually been paid more attention due to space and resources limitation (Gentry, Froehlich, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0033" id="#eft21582-bib-0033_R_d143898047e1141" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Compared with nearshore and land-based mariculture, offshore mariculture has less freshwater demand, less land occupation, higher nutrient assimilation capacity, and less pollution and disease occurrence (Froehlich et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0029" id="#eft21582-bib-0029_R_d143898047e1144" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>).</p>
<p>In order to identify the priority areas for offshore mariculture development in China, this study makes the overall assumptions: mariculture activities are not allowed in marine protected areas in most cases, so these areas are excluded. Meanwhile, since seaweed and shellfish mariculture have been proved to be more environmental-friendly and have higher environmental benefits in this study, they are regarded as the first choice for offshore mariculture development. The negative environmental impacts of nearshore and land-based fish mariculture cannot be ignored, and the development of fish offshore mariculture is equally urgent with increasing demand for fish consumption. The fish, shellfish and seaweed offshore mariculture priority areas are limited to conservative thresholds for each of the environmental variables, which are shown as follows:</p>
<p>For fish mariculture, water depth is limited to 30–100 m, which is based on the current practical experience of offshore mariculture (Lester et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0054" id="#eft21582-bib-0054_R_d143898047e1152" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). In addition, the seawater flow rate is limited to 10–100 cm/s, because the low flow rate leads to the weak pollutants removal capacity, while the excessive flow rate damages the farm infrastructure and affects the growth of fish (Oyinlola et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0075" id="#eft21582-bib-0075_R_d143898047e1155" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Dissolved oxygen concentration is another key factor affecting fish survival, so fish mariculture activities are limited in areas with dissolved oxygen concentration ≥4.41 mg/kg (Gentry, Froehlich, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0033" id="#eft21582-bib-0033_R_d143898047e1158" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>).</p>
<p>For shellfish mariculture, water depth is limited to 20–80 m (Lester et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0054" id="#eft21582-bib-0054_R_d143898047e1164" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Moreover, shellfish needs sufficient natural food supply for growth, and Chlorophyll<span> </span><i>a</i><span> </span>concentration is considered to be the most reliable measure of food availability. Only areas with Chlorophyll<span> </span><i>a</i><span> </span>concentration ≥2 mg/m<sup>3</sup><span> </span>can carry out shellfish mariculture activities (Gentry, Froehlich, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0033" id="#eft21582-bib-0033_R_d143898047e1173" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>).</p>
<p>For seaweed mariculture, water depth is also limited to 20–80 m (Lester et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0054" id="#eft21582-bib-0054_R_d143898047e1180" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Besides, the environmental conditions with low salinity may inhibit the growth of seaweed, so it is assumed that the salinity should be ≥25‰ (Kerrison et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0049" id="#eft21582-bib-0049_R_d143898047e1183" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>).</p>
<p>We use ArcGIS 10.2 software for data analysis. By adding data layers and performing intersection analysis, areas that meet all the constraints can be identified.</p>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0060">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0060-title">2.4 Study Areas</h3>
<p>China is the largest mariculture producer worldwide, of which the mariculture production ranked first in 2020 (Xu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0096" id="#eft21582-bib-0096_R_d143898047e1197" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), contributing more than 65% to the global mariculture production (Zhou et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0103" id="#eft21582-bib-0103_R_d143898047e1200" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). The main characteristics of mariculture in China are wide variety, rich diversity, low trophic levels, high ecological efficiency and large biological output (Tang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0087" id="#eft21582-bib-0087_R_d143898047e1203" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). In addition, affected by river input, atmosphere deposition and submarine groundwater discharge, etc., China is facing a serious coastal eutrophication problem (Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0093" id="#eft21582-bib-0093_R_d143898047e1206" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), but mariculture provides a solution to alleviate the effects of eutrophication on coastal ecosystems. The scale and production of seaweed mariculture in China ranks first in the world (FAO, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0027" id="#eft21582-bib-0027_R_d143898047e1209" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), which plays an important role in eliminating nutrients in coastal waters. It is estimated that total N removal by seaweed mariculture represents about 5.5% of N inputs to Chinese coastal waters in 2014 (Xiao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0095" id="#eft21582-bib-0095_R_d143898047e1213" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Therefore, China is taken as a typical case study of this investigation.</p>
<p>Cultured species and cultivation patterns are key factors determining the input and environmental performance of various kinds of mariculture (Alleway et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0002" id="#eft21582-bib-0002_R_d143898047e1219" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). According to the difference of cultured species, China’s mariculture can be roughly divided into five categories: shellfish, seaweed, crustaceans, fish, and others (including sea cucumber, sea urchin, jellyfish, seawater pearls, etc.). According to the difference of cultivation patterns, mariculture can be divided into six categories: raft, hanging cage, bottom sowing, common cage, deep-water cage, and pond. According to the main cultivation patterns of different mariculture species, 12 types of typical mariculture systems are divided in this study (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0003">3</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/a492ae8d-594b-4c7f-a8f7-49b846f6f76b/eft21582-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/a492ae8d-594b-4c7f-a8f7-49b846f6f76b/eft21582-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/8db4c947-45fb-4425-9ac3-bc79af6fe41e/eft21582-fig-0003-m.png" data-lg-src="/cms/asset/a492ae8d-594b-4c7f-a8f7-49b846f6f76b/eft21582-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0003&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>The characteristics and performance of different types of mariculture system. (a) Major characteristic of six categories of mariculture cultivation patterns. Raft mariculture sets floating rafts in shallow water or intertidal zones and hangs seedlings on the raft. Hanging cage mariculture sets floating rafts in shallow water or intertidal zones, hangs cages on the raft, and puts seedlings in the cage. Bottom sowing mariculture sows and breeds seedlings in intertidal or subtidal zones so as to make them grow naturally. Common cage mariculture sets cages in shallow water and puts seedlings in the cage. Deep-water cage mariculture sets anti-wind and wave cages in deep sea areas (usually water depth&gt;20 m). Pond mariculture uses artificially excavated or natural ponds in intertidal or supratidal zones and makes seedlings grow in ponds. (b) The performance of mariculture systems under the “MI-ESM-MEI” framework. Note that “√” represents that the mariculture system have the corresponding environmental performance, while “*” represents the indeterminate situation.</p>
</div>
</figcaption>
</figure>
</section>
<p>Among 11 coastal regions in China, most regions have reported their mariculture activities except for Shanghai. The basic situation of China's mariculture in 2020 is shown in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0004">4</a>.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/3f743f82-b8ab-4c67-a2a8-d770c2f0b0ee/eft21582-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/3f743f82-b8ab-4c67-a2a8-d770c2f0b0ee/eft21582-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/d805d2e2-d4d3-47a9-bbdd-5fb014ae534f/eft21582-fig-0004-m.png" data-lg-src="/cms/asset/3f743f82-b8ab-4c67-a2a8-d770c2f0b0ee/eft21582-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0004&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>China's mariculture production status in different coastal regions in 2020. Note: SW-R, Seaweed-Raft; SW-P, Seaweed-Pond; SF-BS, Shellfish-Bottom sowing; SF-R, Shellfish-Raft; SF-HC, Shellfish-Hanging cage; O-BS, Others-Bottom sowing; O-HC, Others-Hanging cage; O-P, Others-Pond; C-P, Crustacean-Pond; F-CC, Fish-Common cage; F-DC, Fish-Deep-water cage; F-P, Fish-Pond.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0070">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0070-title">2.5 Data Sources</h3>
<div class="paragraph-element">The data used in this study mainly include:
<ul class="rlist hanging">
<li><span class="number">(1)</span>
<p>Basic data: mariculture production, area, fishing boats and labor input data are from China Fisheries Statistical Yearbook 2021 (China Fisheries Statistical Yearbook Editing Committee, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0013" id="#eft21582-bib-0013_R_d143898047e1296" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>).</p>
</li>
<li><span class="number">(2)</span>
<p>External input data: feed coefficient data related to feed input come from Research Report on the Utilization of Marine Fishery Resources by China’s Aquaculture provided by Greenpeace (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0037" id="#eft21582-bib-0037_R_d143898047e1306" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>); fuel and energy use data in mariculture activities are from Muir (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0069" id="#eft21582-bib-0069_R_d143898047e1309" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>); other input related data (such as infrastructure, machinery, fertilizers, disinfectants, seedlings, etc.) come from extensive literature research.</p>
</li>
<li><span class="number">(3)</span>
<p>Renewable input data: the solar radiation data come from Global Solar Atlas (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0035" id="#eft21582-bib-0035_R_d143898047e1319" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>); the precipitation data come from China Water Resources Bulletin 2020 (China Ministry of Water Resources, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0014" id="#eft21582-bib-0014_R_d143898047e1322" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>); the wind speed data come from Global Wind Atlas (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0036" id="#eft21582-bib-0036_R_d143898047e1325" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>); the evaporation data come from Objectively Analyzed air-sea Fluxes (OAFlux) provided by Woods Hole Oceanographic Institution (WHOI) (Yu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0098" id="#eft21582-bib-0098_R_d143898047e1328" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>).</p>
</li>
<li><span class="number">(4)</span>
<p>Environmental impact related data: the GHGs emission data are from MacLeod et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0061" id="#eft21582-bib-0061_R_d143898047e1338" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>); the production coefficient of pollutants in mariculture activities comes from First National Pollution Source Census Handbook of Pollution Production and Discharge Coefficient of Aquaculture (Chinese Academy of Fishery Sciences, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0015" id="#eft21582-bib-0015_R_d143898047e1341" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>).</p>
</li>
<li><span class="number">(5)</span>
<p>Offshore mariculture related data: the water depth data are from ETOPO1 (NOAA National Centers for Environmental Information, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0073" id="#eft21582-bib-0073_R_d143898047e1351" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>); the salinity data are from Zweng et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0104" id="#eft21582-bib-0104_R_d143898047e1354" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>); the dissolved oxygen concentration data are from Garcia et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0031" id="#eft21582-bib-0031_R_d143898047e1357" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>); Chlorophyll<span> </span><i>a</i><span> </span>concentration data are from Li et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0055" id="#eft21582-bib-0055_R_d143898047e1362" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
</li>
</ul>
</div>
<p>In this study, the global emergy baseline is 1.2E + 25 sej/yr (Brown &amp; Ulgiati, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0008" id="#eft21582-bib-0008_R_d143898047e1370" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Besides, typical cases are selected to show the detailed “Multiple Inputs-Ecosystem Service Multifunctionality-Multiple Environmental Impacts” calculation process, and the results are shown in Text S2 of the Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#support-information-section">S1</a>.</p>
<p>It should be noted that although mariculture activities can bring positive or negative influences on biodiversity and cultural value, due to the lack of relevant research and the difficulty in obtaining data (Gentry et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0032" id="#eft21582-bib-0032_R_d143898047e1379" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), these two aspects will not be evaluated in this study.</p>
</section>
</section>
<section class="article-section__content" id="eft21582-sec-0080">
<h2 class="article-section__title section__title section1" id="eft21582-sec-0080-title">3 Results</h2>
<section class="article-section__sub-content" id="eft21582-sec-0090">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0090-title">3.1 Performance of Mariculture Systems in China</h3>
<p>Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0005">5a</a><span> </span>shows the MI of different types of mariculture systems to produce seafood per ton. Among them, the MI of shellfish mariculture is obviously lower than that of the rest, followed by seaweed mariculture and crustaceans mariculture, while the MI of fish and others mariculture is relatively higher. The cultivation patterns also affect MI: for seaweed, the MI of pond mariculture is obviously higher than that of raft mariculture. The MI order of others is pond mariculture &gt; hanging cage mariculture &gt; bottom sowing mariculture. However, for shellfish and fish, there is no significant difference in MI between each cultivation pattern.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0005"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/7afc9cf2-98bc-4bbe-afcc-0b183485cc98/eft21582-fig-0005-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/7afc9cf2-98bc-4bbe-afcc-0b183485cc98/eft21582-fig-0005-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/8820f20e-d389-4c36-8278-ef4b581e789c/eft21582-fig-0005-m.png" data-lg-src="/cms/asset/7afc9cf2-98bc-4bbe-afcc-0b183485cc98/eft21582-fig-0005-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 5<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0005&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Comparison of different types of mariculture systems' performance (Unit: sej/t/yr). (a) Multiple inputs. (b) Ecosystem service multifunctionality. (c) Multiple environmental impacts.</p>
</div>
</figcaption>
</figure>
</section>
<p>As shown in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0005">5b</a>, only seaweed and shellfish mariculture have ESM when three ecosystem services (carbon sequestration, water purification, erosion control) are evaluated, and the ESM versatility of seaweed mariculture is significantly higher than that of shellfish mariculture. The cultivation patterns also affect ESM: for seaweed, the ESM of pond mariculture is significantly higher than that of raft mariculture, but the latter provides more abundant ecosystem services. However, for shellfish, the ESM of cage and raft mariculture is higher than that of bottom sowing mariculture and provides more types of ecosystem services. In addition, cultured species is another important factor affecting ESM: water purification is the main service provided by seaweed mariculture, while both water purification and erosion control are main services provided by shellfish mariculture.</p>
<p>Under the condition that only three environmental impacts (GHGs emission, water contamination, coastal erosion) are evaluated (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0005">5c</a>), the MEI of others-pond mariculture is the highest, followed by others-hanging cage mariculture and fish-pond mariculture, while that of shellfish mariculture, others-bottom sowing mariculture and fish-deep-water cage mariculture is relatively lower. Besides, seaweed-raft mariculture doesn't show MEI. What's more, the cultivation patterns affect MEI: for others, the MEI of pond mariculture is significantly higher than that of cage and bottom sowing mariculture as well as causing more types of environmental impacts. For fish, the MEI of pond and common cage mariculture is higher than that of deep-water cage mariculture, and the impact categories caused by pond mariculture is also more. In addition, the main environmental impacts differ from type to type: water pollution is the main impact of others-hanging cage, fish-common cage and fish-pond mariculture, while coastal erosion is the main impact of seaweed-pond and crustaceans-pond mariculture. Besides, water pollution and coastal erosion are two main impacts of others-pond mariculture, while GHGs emission is the main impact of shellfish-raft, shellfish-hanging cage, shellfish-bottom sowing, others-bottom sowing and fish-deep-water cage mariculture.</p>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0100">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0100-title">3.2 Performance of Mariculture Activities in China Coastal Regions</h3>
<p>Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0006">6a</a><span> </span>shows that the MI of mariculture in Hainan and Tianjin is much higher than that in other regions, while the MI of mariculture in Liaoning and Shandong is relatively lower.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0006"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/0bdfcd08-2de9-4045-80c5-3cdccb91fc89/eft21582-fig-0006-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/0bdfcd08-2de9-4045-80c5-3cdccb91fc89/eft21582-fig-0006-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/feb9dd06-9ea9-450d-b6ac-ef58debc4f00/eft21582-fig-0006-m.png" data-lg-src="/cms/asset/0bdfcd08-2de9-4045-80c5-3cdccb91fc89/eft21582-fig-0006-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 6<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0006&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Comparison of mariculture's performance in different regions (Unit: sej/t/yr). (a) Multiple inputs. (b) Ecosystem service multifunctionality. (c) Multiple environmental impacts.</p>
</div>
</figcaption>
</figure>
</section>
<p>When only three ecosystem services are evaluated, the ESM of mariculture in all regions shows positive values except for Tianjin (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0006">6b</a>); Fujian has the highest ESM, while Guangxi has a relatively lower ESM. Moreover, the mariculture in Hebei keeps erosion control as its main ecosystem service, while water purification is the main ecosystem service provided in other regions.</p>
<p>If only three environmental impacts are considered (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0006">6c</a>), the MEI of mariculture in Hainan records the highest value, while the MEI in Shandong and Liaoning is relatively lower. Water pollution is the main environmental impact in all regions.</p>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0110">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0110-title">3.3 Performance of Comprehensive Mariculture Indicators</h3>
<p>If the environmental performance is compared according to the ranking of indicators, interesting results can be identified in both mariculture systems and mariculture regions. The results are summarized in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0007">7</a>, and the indicator values are shown in Table S2 and Table S3 of the Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#support-information-section">S2</a>.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0007"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/e6b44886-c4f5-4600-aa82-7b60b7a096ed/eft21582-fig-0007-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/e6b44886-c4f5-4600-aa82-7b60b7a096ed/eft21582-fig-0007-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/45167314-11a6-4422-a317-fc35e197c819/eft21582-fig-0007-m.png" data-lg-src="/cms/asset/e6b44886-c4f5-4600-aa82-7b60b7a096ed/eft21582-fig-0007-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 7<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0007&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>The scatter plot of ranking of mariculture's greenness and total ecological benefit indicators. (a) Different types of mariculture system in China. (b) Mariculture in different regions of China.</p>
</div>
</figcaption>
</figure>
</section>
<p>Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0007">7a</a><span> </span>reveals the ranking of indicators in different types of mariculture systems in China. By comparing the<span> </span><i>greenness</i><span> </span>(GN) indicator, it can be found that others-bottom sowing and shellfish-bottom sowing mariculture rank as the two top-performing systems, with indicator values greater than 11%, suggesting that these two types of mariculture systems are more environmental-friendly. Instead, fish-common cage, deep-water cage and pond mariculture rank at the bottom with indicator values lower than 0.6%, revealing that fish mariculture generally depends on the external inputs, and the environmental protection degrees are very low. From the ranking of<span> </span><i>total ecological benefit</i><span> </span>(TEB) indicators, it can be found that seaweed-pond, seaweed-raft, shellfish-hanging cage, shellfish-raft and shellfish-bottom sowing mariculture rank in the top five, and the indicator values are greater than 0, showing their overall positive ecological benefits. The TEB indicator values of the remaining types of mariculture systems are less than 0, and others-pond, others-hanging cage and fish-pond mariculture rank at the bottom with relatively highly negative ecological impacts. Considering the overall performance, 12 types of mariculture systems can be divided into three categories: the first category includes others-bottom sowing, shellfish-raft, shellfish-hanging cage, shellfish-bottom sowing and seaweed-raft mariculture, of which both TEB and GN indicators rank in the top 50%. The second category includes seaweed-pond and others-pond mariculture with only one indicator ranking in the top 50%, among which the former performs better in TEB, while the latter performs better in GN. The third category includes others-hanging cage, crustaceans-pond and fish-common cage, fish-deep-water cage and fish-pond mariculture, with both indicators ranking much lower.</p>
<p>Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0007">7b</a><span> </span>reflects the indicator ranking of mariculture in different China coastal regions. Based on the GN indicator, it can be found that the mariculture in Liaoning ranks first, with the indicator value greater than 14%, showing the highest environmental-friendly degree. Instead, mariculture in Hainan, Guangxi and Guangdong rank at the bottom with indicator values less than 1.3%, reflecting their high dependence on external inputs. When the comparison is based on the TEB indicator, it can be noticed that mariculture systems in Fujian, Liaoning, Shandong, Zhejiang and Jiangsu rank among the top five, with indicator values greater than 0, confirming that mariculture activities in these regions provide positive ecological benefits. Nonetheless, the indicator values in the remaining regions are less than 0, with Hainan and Tianjin ranking at the bottom, revealing that mariculture in these two regions has caused serious negative ecological impacts. Considering the overall performance, 10 mariculture regions can be divided into three categories: the first category includes Liaoning, Shandong, Jiangsu and Zhejiang with two indicators ranking in the top 50% group. The second category includes Hebei and Fujian, among which only the former ranks in the top 50% in terms of GN, while the latter only ranks in the top 50% in terms of TEB. The third category includes Tianjin, Guangdong, Guangxi, and Hainan, which perform poorly in both indicators ranking.</p>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0120">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0120-title">3.4 Priority Areas for Offshore Mariculture Development</h3>
<p>The priority areas for offshore mariculture in China are shown in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-fig-0008">8</a>, of which the areas for fish, seaweed and shellfish are 1.31E + 07, 5.65E + 07, 1.10E + 07 ha, respectively, covering about 4.37%, 18.84%, 3.65% of China's territorial sea area. In addition, the overlapping area of fish and seaweed is 7.91E + 06 ha, and that of fish, shellfish and seaweed is 1.11E + 05 ha, indicating that these areas may have the potential for integrated multi-trophic aquaculture (IMTA) development.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21582-fig-0008"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/9a975661-ab38-4135-9247-7067e2bebf52/eft21582-fig-0008-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/9a975661-ab38-4135-9247-7067e2bebf52/eft21582-fig-0008-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/6a6ed970-69b8-4bd3-829e-781d12d7c506/eft21582-fig-0008-m.png" data-lg-src="/cms/asset/9a975661-ab38-4135-9247-7067e2bebf52/eft21582-fig-0008-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 8<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21582-fig-0008&amp;doi=10.1029%2F2023EF003766" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>The distribution of priority areas for offshore mariculture in China.</p>
</div>
</figcaption>
</figure>
</section>
<p>For seaweed and shellfish, if these regions can be developed in the future, by multiplying the priority area data and the ESM per area (3.05E + 15 sej/ha/yr for seaweed; 1.77E + 14 sej/ha/yr for shellfish), it can be preliminarily estimated that the ESM increase potential of seaweed and shellfish may be 1.73E + 23 and 1.94E + 21 sej/yr, equivalent to about 398 times and 16 times of the ESM of current seaweed and shellfish mariculture. For fish, as the development of offshore mariculture may reduce the impact of water contamination, by multiplying the priority area data and the impact of water contamination per area (3.42E + 16 sej/ha/yr for fish), it can be estimated that the impact reducing potential of water contamination will be 4.49E + 23 sej/yr, which is capable of counteracting the impact of water contamination caused by 1,758 times expansion of current fish mariculture. However, since the offshore farm is always far away from the land and the cultivation environmental conditions are relatively poor, the impact of GHGs emissions related to transport fuel use and on-farm energy consumption may greatly rise (Holmer, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0040" id="#eft21582-bib-0040_R_d143898047e1574" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). This impact cannot be quantitatively assessed at present due to data limitations, which may lead to the underestimation of the environmental impact of offshore mariculture, requiring further investigation. In addition, we have not estimated the role of IMTA system in increasing ESM and reducing water contamination for the time being, which needs to be considered in the future.</p>
<p>Although our preliminary assessment results show that there are still large potential areas for offshore mariculture, some important environmental and socio-economic factors are still not considered, which may contribute to the exclusion of more seemingly suitable mariculture spaces. For example, the distance-related cost-effectiveness of offshore mariculture needs to be taken into account, so areas that are far away from ports or shoreside infrastructure should be excluded. Offshore regions for shipping, industry, mineral development, military and other purposes also need to be excluded. In addition, areas with high environmental sensitivity and biodiversity (such as coral reefs and seagrass beds) may not be suitable for large-scale mariculture. Therefore, the actual potential areas would result definitely to be smaller than the above-mentioned evaluation areas.</p>
</section>
</section>
<section class="article-section__content" id="eft21582-sec-0130">
<h2 class="article-section__title section__title section1" id="eft21582-sec-0130-title">4 Discussion</h2>
<section class="article-section__sub-content" id="eft21582-sec-0140">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0140-title">4.1 Transformation Potential of Mariculture From Ecological Burden to Ecological Benefit</h3>
<p>Our study shows that water contamination is one of the most severe negative environmental impacts caused by mariculture. The main reason lies in excessive feed input and high cultivation density, which makes a large number of wastes enter the water body, translating into an “ecological burden” to the marine environment (Cao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0012" id="#eft21582-bib-0012_R_d143898047e1594" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>). On the other side, seaweed and shellfish can improve the water quality by absorbing Nitrogen (N) and Phosphorus (P) during their growth (Gentry et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0032" id="#eft21582-bib-0032_R_d143898047e1597" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), thus providing an “ecological benefit.” In this study, it is found that the impact of water contamination (i.e., the environmental cost of this damage) caused by mariculture activities in China is about 3.04E + 20 sej/yr, while the water purification service (i.e., the increased environmental support to water quality) provided by seaweed and shellfish mariculture is about 4.84E + 20 sej/yr. If an integrated multi-trophic aquaculture (IMTA) mode can be vigorously developed, it is possible to turn the ecological burden into ecological benefit. Typical IMTA systems include fish-seaweed, fish-shellfish-seaweed, shellfish-seaweed-sea cucumber, etc. IMTA can transform the inedible feed and waste of one species into feed, fertilizer and energy for another species, by making full way to the material utilization capacity of species with different trophic levels, so as to reduce waste discharge (Buck et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0009" id="#eft21582-bib-0009_R_d143898047e1600" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Jiang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0046" id="#eft21582-bib-0046_R_d143898047e1603" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>) showed that fish-seaweed co-cultivation is an effective way to alleviate the eutrophication in Nansha Bay. In order to balance the N absorption of seaweed mariculture and the N emission of fish mariculture, harvesting 1 kg of fish will also yield 8.28–10.08 kg of seaweed. Huo et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0041" id="#eft21582-bib-0041_R_d143898047e1606" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>) also estimated that in order to maintain the N balance of fish-seaweed IMTA system in Xiangshan Harbor, the optimal co-cultivation proportion was 1 kg fish to 7.27 kg seaweed. Stemming from such results, this study also takes N flows as an example to preliminary illustrate the transformation potential from ecological burden to ecological benefits through IMTA in different regions.</p>
<p>In addition to solve the water contamination problem mentioned above, mariculture activities especially seaweed mariculture can also alleviate the effects of eutrophication on coastal ecosystems. Although the N inputs to seas are affected by multiple sources such as river export, atmospheric deposition, submarine fresh groundwater discharge and mariculture, river export is the largest source, constituting over 80% of the total N inputs to Chinese coastal waters (Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0093" id="#eft21582-bib-0093_R_d143898047e1612" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Therefore, this study also preliminary estimate the role of seaweed mariculture in removing river N export.</p>
<p>As shown in Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-tbl-0002">2</a>, the mariculture N emissions in Hebei, Liaoning, Jiangsu, Zhejiang, Fujian and Shandong are lower than mariculture N absorption, indicating that if these regions can promote IMTA and reasonably match the types of local mariculture species, the ecological burdens can be reduced and transformed into ecological benefits. In addition to eliminating the nitrogen emission from mariculture, mariculture activities in these regions can also help absorb the river N export, thus alleviating eutrophication. However, the complete removal of river N export in these regions requires the seaweed production to be expanded to 2.94–2,261.83 times of the original production. For Guangxi, it can be found that the mariculture N absorption is greater than the sum of mariculture N emission and river N export, meaning that mariculture activities may be limited by the background nutrient pools, but artificial upwelling has been proposed as a possible solution to overcome this limitation (Duarte et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0023" id="#eft21582-bib-0023_R_d143898047e1621" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<div class="article-table-content" id="eft21582-tbl-0002"><header class="article-table-caption"><span class="table-caption__label">Table 2.<span> </span></span>N Budget in Different China Coastal Regions</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<td class="bottom-bordered-cell right-bordered-cell left-aligned"></td>
<th class="bottom-bordered-cell center-aligned">Mariculture N absorption<a class="noteLink scrollableLink" data-noteid="eft21582-note-0002" title="Link to note" id="eft21582-note-0002_124-controller" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-note-0002_124" aria-haspopup="false" aria-expanded="true" aria-label="Note"><sup>a</sup></a><span> </span>(t/yr)</th>
<th class="bottom-bordered-cell center-aligned">Mariculture N emission<a class="noteLink scrollableLink" data-noteid="eft21582-note-0003" title="Link to note" id="eft21582-note-0003_125-controller" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-note-0003_125" aria-haspopup="false" aria-expanded="true" aria-label="Note"><sup>b</sup></a><span> </span>(t/yr)</th>
<th class="bottom-bordered-cell center-aligned">River N export<a class="noteLink scrollableLink" data-noteid="eft21582-note-0004" title="Link to note" id="eft21582-note-0004_126-controller" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-note-0004_126" aria-haspopup="false" aria-expanded="true" aria-label="Note"><sup>c</sup></a><span> </span>(t/yr)</th>
<th class="bottom-bordered-cell center-aligned">N net budget<a class="noteLink scrollableLink" data-noteid="eft21582-note-0005" title="Link to note" id="eft21582-note-0005_127-controller" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-note-0005_127" aria-haspopup="false" aria-expanded="true" aria-label="Note"><sup>d</sup></a><span> </span>(t/yr)</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">Tianjin</td>
<td class="left-aligned">0.00E + 00</td>
<td class="left-aligned">1.90E + 01</td>
<td class="left-aligned">1.05E + 04</td>
<td class="left-aligned">1.05E + 04</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Hebei</td>
<td class="left-aligned">2.20E + 03</td>
<td class="left-aligned">3.39E + 02</td>
<td class="left-aligned">4.31E + 04</td>
<td class="left-aligned">4.13E + 04</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Liaoning</td>
<td class="left-aligned">2.79E + 04</td>
<td class="left-aligned">7.30E + 02</td>
<td class="left-aligned">1.53E + 05</td>
<td class="left-aligned">1.26E + 05</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Jiangsu</td>
<td class="left-aligned">5.38E + 03</td>
<td class="left-aligned">8.93E + 02</td>
<td class="left-aligned">8.24E + 04</td>
<td class="left-aligned">7.79E + 04</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Zhejiang</td>
<td class="left-aligned">9.91E + 03</td>
<td class="left-aligned">1.23E + 03</td>
<td class="left-aligned">1.01E + 05</td>
<td class="left-aligned">9.28E + 04</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Fujian</td>
<td class="left-aligned">5.69E + 04</td>
<td class="left-aligned">1.60E + 04</td>
<td class="left-aligned">1.14E + 05</td>
<td class="left-aligned">7.29E + 04</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Shandong</td>
<td class="left-aligned">4.38E + 04</td>
<td class="left-aligned">2.11E + 03</td>
<td class="left-aligned">1.61E + 05</td>
<td class="left-aligned">1.19E + 05</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Guangdong</td>
<td class="left-aligned">1.30E + 04</td>
<td class="left-aligned">1.49E + 04</td>
<td class="left-aligned">1.65E + 04</td>
<td class="left-aligned">1.84E + 04</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Guangxi</td>
<td class="left-aligned">6.25E + 03</td>
<td class="left-aligned">2.25E + 03</td>
<td class="left-aligned">3.17E + 03</td>
<td class="left-aligned">−8.38E + 02</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Hainan</td>
<td class="left-aligned">1.97E + 02</td>
<td class="left-aligned">1.53E + 03</td>
<td class="left-aligned">1.00E + 04</td>
<td class="left-aligned">1.14E + 04</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-footnotes">
<ul>
<li id="eft21582-note-0002" class="footNotePopup__item" title="Footnote 1"><span class="number"><sup>a</sup><span> </span></span>Shellfish and seaweed mariculture have the capacity of N absorption. Based on the N content of shellfish and seaweed biomass, this study calculates that the N absorption capacity of seaweed is about 30.43 g N/kg dry weight, while that of shellfish is about 5.94 g N/kg.</li>
<li id="eft21582-note-0003" class="footNotePopup__item" title="Footnote 2"><span class="number"><sup>b</sup><span> </span></span>Fish, crustaceans and others mariculture generate N emissions. Based on the pollution production coefficient of different types of cultured species, this study calculates that the N emissions of fish-cage and fish-pond mariculture are 75.68 and 9.71 g N/kg respectively. N emission of crustacean mariculture is 2.30 g N/kg, while that of others-cage and others-pond mariculture is 4.66 g N/kg.</li>
<li id="eft21582-note-0004" class="footNotePopup__item" title="Footnote 3"><span class="number"><sup>c</sup><span> </span></span>This study converts the published inventory of riverine N export to Chinese seas from Wang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0093" id="#eft21582-bib-0093_R_d143898047e1896" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) into N flux (t/km<sup>2</sup>/yr), and then multiply N flux by the coastal water areas (km<sup>2</sup>) of different coastal regions as river N export. For Tianjin, Hebei, Liaoning, Shandong and Jiangsu, the N flux in the Yellow sea and Bohai Sea (6.64 t/km<sup>2</sup>/yr) are used for Calculation; For Zhejiang and Fujian, the N flux in the East China Sea (5.74 t/km<sup>2</sup>/yr) are used for Calculation; For Guangdong, Guangxi and Hainan, the N flux in the South China Sea (0.597 t/km<sup>2</sup>/yr) are used for Calculation.</li>
<li id="eft21582-note-0005" class="footNotePopup__item" title="Footnote 4"><span class="number"><sup>d</sup><span> </span></span>N net budget = (Mariculture N emission) + (River N export) − (mariculture N absorption).</li>
</ul>
</div>
<div class="article-section__table-source"></div>
</div>
<p>However, for Tianjin, Guangdong and Hainan, the mariculture N emissions are relatively higher, indicating that mariculture can cause overall negative impacts on the local marine environment. Even if IMTA is fully applied in these regions, other measures must be taken. In order to balance the mariculture N absorption and emission, it is necessary to expand the seaweed production in Guangdong and Hainan to 1.93 times and 10.31 times of the original production, and increase the seaweed production in Tianjin to 6.23E + 02 t/yr (currently there is no seaweed production in Tianjin). Furthermore, in order to remove river N export, the seaweed production in Guangdong and Hainan should be expanded to 9.95 times and 80.38 times of the original production, and the seaweed production in Tianjin should be increased to 3.47E + 05 t/yr.</p>
<p>At present, China is at the forefront of IMTA development, and this mode has been practiced in some regions: fish-shellfish-seaweed and fish-seaweed IMTA are popular in Zhejiang, Fujian, Guangdong; shrimp-shellfish IMTA is popular in Shandong and Jiangsu; shellfish-seaweed IMTA has been deployed in almost all coastal regions of China; mangrove-restoration-based IMTA has been developed in Guangxi (Zhou et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0103" id="#eft21582-bib-0103_R_d143898047e1927" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). On this basis, some studies have estimated the ecological benefits of the IMTA system based on ecosystem services evaluation: Tang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0086" id="#eft21582-bib-0086_R_d143898047e1930" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>) investigated the service value of food provision and climate regulation under different mariculture modes in Sanggou Bay, and their results showed that the service value provided by IMTA was much higher than that of single mariculture mode. Zhang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0101" id="#eft21582-bib-0101_R_d143898047e1933" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>) showed that the provision, regulating and cultural service value of mariculture in Sanggou Bay was 607 million yuan, and the mariculture activities made great contributions to local social economy and environmental regulation. However, although IMTA mode can bring plenty of benefits, it is still in the initial stage of development. The reasons mainly lie in that the related theory is still insufficient and the management is difficult with high cost, indicating the urgency of further research on IMTA mode (Ma et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0059" id="#eft21582-bib-0059_R_d143898047e1936" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>).</p>
<p>In addition, mariculture may also bring some negative impacts (Bath et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0004" id="#eft21582-bib-0004_R_d143898047e1942" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Krkosek et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0051" id="#eft21582-bib-0051_R_d143898047e1945" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>), such as entanglement risk to marine wildlife, obstacles to marine animal migration, and disease spread, etc. These negative impacts can hardly be converted into positive benefits, so it is necessary to construct responsible mariculture policies and strictly supervise and regulate mariculture activities, so as to promote the development of ocean-friendly mariculture (Naylor et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0070" id="#eft21582-bib-0070_R_d143898047e1948" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). For example, mariculture facilities should be set up outside sensitive areas and wildlife migration corridors, in order to reduce entanglement and maintain animal migration. The use of antibiotics, pesticides and harmful chemicals should be strictly supervised, so as to avoid their risks to the ocean and human health, etc.</p>
</section>
<section class="article-section__sub-content" id="eft21582-sec-0150">
<h3 class="article-section__sub-title section2" id="eft21582-sec-0150-title">4.2 Interaction Between Climate Change and Mariculture Activities</h3>
<p>Climate change is affecting the production and development of mariculture, of which the influence can be divided into direct and indirect aspects (Maulu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0064" id="#eft21582-bib-0064_R_d143898047e1960" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>): Direct influence refers to the impact of climate change on the metabolism, growth rate, resistance to diseases and toxins and other biophysical characteristics of mariculture species, while indirect influence means that climate change first alters the marine primary productivity, feed supply and the normal mariculture operations, and then affects the mariculture production. Shellfish and seaweed are main providers of mariculture ecosystem services, but climate change has brought a series of impacts on them. The growth of shellfish may be threatened by temperature change, primary production fluctuation, ocean acidification and other multiple threats (Froehlich et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0030" id="#eft21582-bib-0030_R_d143898047e1963" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), and these threats may hinder shellfish's filtering, calcification and other behaviors, thus affecting its water purification and carbon sequestration services. What's more, the growth of seaweed can also be affected by climate change. For example, ocean acidification may lead to the descent of calcified macroalgae's growth rate, but this view has not been appeared as a unified conclusion at present (Kroeker et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0052" id="#eft21582-bib-0052_R_d143898047e1966" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). Seawater temperature change has direct impacts on the metabolism of seaweed, and related phenomenon of seawater stratification can limit the supply of nutrients required for seaweed growth (Chung et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0016" id="#eft21582-bib-0016_R_d143898047e1969" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>).</p>
<p>However, mariculture systems are not only victims of climate change, but also potential contributors to climate mitigation. Krause-Jensen and Duarte (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0050" id="#eft21582-bib-0050_R_d143898047e1975" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) figured out that although the carbon sequestration capacity of global cultured seaweed (0.68 TgC/yr) is only 0.4% of wild seaweed (173 TgC/yr), the current area of cultured seaweed is only 0.04% of the wild seaweed and 0.004% of the coastal regions, indicating the great potential to expand seaweed mariculture. Mongin et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0067" id="#eft21582-bib-0067_R_d143898047e1978" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) showed that seaweed mariculture help reduce the impact of ocean acidification on coral reef ecosystems by reducing CO<sub>2</sub><span> </span>concentration in seawater and increasing aragonite saturation (used to describe coral calcification capacity). In addition, ocean warming and stratification caused by global climate change may also lead to ocean deoxidation (Keeling et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0048" id="#eft21582-bib-0048_R_d143898047e1983" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>), but seaweed cultivation contributes to oxygen content improvement, thus reducing the impact of anoxia and eutrophication (Duarte et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0024" id="#eft21582-bib-0024_R_d143898047e1986" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Moreover, seaweed mariculture can also contribute to indirect carbon reduction. On one hand, seaweed converted into biofuels or biogas can be treated as a substitute for fossil fuels (Sondak et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0085" id="#eft21582-bib-0085_R_d143898047e1990" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), and later by combining with the technology of bioenergy with carbon capture and storage (BECCS), it is possible to realize the negative emission of CO<sub>2</sub><span> </span>(Moreira &amp; Pires, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0068" id="#eft21582-bib-0068_R_d143898047e1995" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). On the other hand, methane emissions can be inhibited by adding certain seaweed into ruminant feed, of which the effectiveness has been proved in some in vitro experiments (Machado et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0060" id="#eft21582-bib-0060_R_d143898047e1998" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Intergovernmental Panel on Climate Change (IPCC) proposed to include seaweed mariculture in the international carbon accounting framework (IPCC, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0042" id="#eft21582-bib-0042_R_d143898047e2001" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), and the High-level Panel for a Sustainable Ocean Economy also adopted seaweed mariculture as an ocean-based climate change mitigation strategy (Hoegh-Guldberg et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0039" id="#eft21582-bib-0039_R_d143898047e2004" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). Moreover, seaweed mariculture can also be combined with artificial upwelling, as an ecological-engineering-based climate change adaptation scheme: artificial upwelling driven by green energy such as tidal and wave energy can pump deep nutritious seawater to photic zone, which can not only meet the nutrient and dissolved inorganic carbon need of seaweed photosynthesis, but also alleviate the acidification and anoxia occurring in natural upwelling system (IPCC, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0042" id="#eft21582-bib-0042_R_d143898047e2008" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>).</p>
<p>Shellfish mariculture is also able to contribute to climate change mitigation. Shellfish can sequester carbon in organisms, but the carbon storage cycle depends on how carbon is processed afterward: the biomass carbon for edible purpose will be quickly converted into CO<sub>2</sub><span> </span>(Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0100" id="#eft21582-bib-0100_R_d143898047e2016" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). However, if shells can be used as building materials, the contained carbon can be stored for a long time, and they can also be used as a substitute for limestone to reduce the carbon emissions associated with limestone mining (Jones et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0047" id="#eft21582-bib-0047_R_d143898047e2019" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). In addition, biodeposition during shellfish growth is more likely to contribute to long-term carbon sequestration (Smaal et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0084" id="#eft21582-bib-0084_R_d143898047e2022" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). However, the respiration and calcification of shellfish will release CO<sub>2</sub>, which is one of the important reasons why the function of shellfish carbon sink is questioned at present (Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0100" id="#eft21582-bib-0100_R_d143898047e2028" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Co-cultivation of shellfish and seaweed helps to reduce CO<sub>2</sub><span> </span>emission in a single shellfish system: seaweed can utilize CO<sub>2</sub><span> </span>released by shellfish through photosynthesis, and its released oxygen can improve the environmental conditions for shellfish growth (Han et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0038" id="#eft21582-bib-0038_R_d143898047e2035" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>).</p>
<p>In conclusion, mariculture systems and their services can support climate mitigation and adaptation, but they will also be affected by climate change. However, since many unknowns and uncertainties still lie in their interactions, when it comes to incorporating mariculture and its services into climate mitigation practices, the pace is still slow (Druckenmiller, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0022" id="#eft21582-bib-0022_R_d143898047e2041" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Scaling up mariculture activities and enhancing corresponding ecosystem services will not come without costs, and poorly designed plans or assessments can pose a threat to local ecosystems. Therefore, it is necessary to ensure that mariculture-based climate actions are consistent with broader social and ecological goals, and the involved ecosystems must remain healthy and resilient (Fankhauser et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003766#eft21582-bib-0025" id="#eft21582-bib-0025_R_d143898047e2044" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>).</p>
</section>
</section>
<section class="article-section__content" id="eft21582-sec-0160">
<h2 class="article-section__title section__title section1" id="eft21582-sec-0160-title">5 Conclusion</h2>
<div class="paragraph-element">The multiple effects of mariculture have been recognized recently, but the overall evaluation of its environmental performances has been a difficult problem in current research. A comprehensive “Multiple Inputs-Ecosystem Service Multifunctionality-Multiple Environmental Impacts” (MI-ESM-MEI) evaluation framework is proposed in this study, and an emergy-based method is proposed to help understand the complexity of the mariculture systems. As the largest mariculture producer in the world, China is taken as a typical case study to evaluate the multiple responses of marine ecosystems to the disturbance of mariculture activities, so as to provide reference for the development of a more comprehensive mariculture policy both in China and around the world. This study finds that:
<ul class="rlist hanging">
<li><span class="number">(1)</span>
<p>In terms of different types of mariculture systems in China, the multiple input (MI) performance of shellfish mariculture is obviously lower, while the MI of fish and others mariculture are relatively higher. Under the condition that three ecosystem services (carbon sequestration, water purification and erosion control) are evaluated, only seaweed and shellfish mariculture show ecosystem service multifunctionality (ESM), and the former has a significantly higher ESM value. When only three environmental impacts (GHGs emission, water contamination and coastal erosion) are considered, others-pond mariculture has the highest multiple environmental impacts (MEI), while the MEI of shellfish-raft, shellfish-hanging cage, shellfish-bottom sowing, others-bottom sowing, and fish-deep-water cage mariculture is relatively lower. Besides, seaweed-raft mariculture doesn't show MEI.</p>
</li>
<li><span class="number">(2)</span>
<p>In terms of mariculture activities in different China coastal regions, the MI of mariculture in Hainan and Tianjin is significantly higher than that in other regions, while that in Liaoning and Shandong is relatively lower. The ESM of mariculture in all regions has positive values except for Tianjin, among which Fujian and Guangxi get the highest and lowest ESM respectively. The MEI of mariculture in Hainan is quite higher than that in other regions, while the MEI in Shandong and Liaoning is lower.</p>
</li>
<li><span class="number">(3)</span>
<p>By analyzing the performance of two comprehensive mariculture indicators, it can be found that the mariculture systems in China with both total ecological benefit (TEB) and greenness (GN) indicator ranking in the top 50% include others-bottom sowing, seaweed-raft, and shellfish-raft, shellfish-hanging cage, and shellfish-bottom sowing mariculture. The mariculture regions in China with two indicators ranking in the top 50% include Liaoning, Shandong, Jiangsu, and Zhejiang.</p>
</li>
<li><span class="number">(4)</span>
<p>Offshore mariculture will be paid more attention in the future. By identifying priority areas for offshore mariculture development, ecological benefits can be significantly improved and the environmental impacts can be reduced, using about 27% of China's territorial sea area.</p>
</li>
<li><span class="number">(5)</span>
<p>Water contamination is one of the most severe negative environmental impacts caused by mariculture activities. However, for most China coastal regions, if integrated multi-trophic aquaculture (IMTA) mode can be promoted and the local cultured species can be properly matched, this ecological burden can be reduced and even converted into ecological benefit. In addition, expanding the scale of seaweed mariculture can also eliminate river N export, thus alleviating coastal eutrophication.</p>
</li>
<li><span class="number">(6)</span>
<p>Mariculture activities such as seaweed and shellfish mariculture can contribute to climate mitigation, but they will also be affected by climate change. It is necessary to ensure that mariculture-based climate actions are corresponding to broader social and ecological goals, and the involved ecosystems must remain healthy and resilient.</p>
</li>
</ul>
</div>
<p>Compared with previous studies, this study comprehensively considered the resource input and associated environmental benefits and impacts in different regions, of different cultured species and cultivation patterns, by means of the Emergy Accounting approach applied to different dimensions of mariculture performance. However, some limitations still exist in this study: due to the lack of basic data and insufficient research, some positive ecosystem services (such as acidification regulation, biodiversity conservation, cultural values, etc.) and negative environmental impacts (such as disease outbreak, benthic environment degradation, biological invasion, etc.) are not yet considered, which may affect the overall benefits of mariculture. In addition, industrial mariculture is another common form, but it was excluded from this study, which may also lead to the underestimation of resource consumption and negative environmental impacts. Moreover, cross-scale issues have not been well discussed in this study, such as regional impacts caused by local systems, and these issues should be carefully considered in the future.</p>
<p>All in all, this study strives to provide new methods and ideas for the overall assessment of mariculture. In the future research, multi-channel data should be combined to make the assessment results refined and dynamic, so as to promote the healthy development of mariculture and the sustainable utilization of marine resources.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21582-sec-0170-title">Acknowledgments</h2>
<p>This paper is supported by the National Natural Science Foundation of China (No. 52070021) and the Fundamental Research Funds for the Central Universities.</p>
</div>
</section>]]> </content:encoded>
</item>

<item>
<title>Increases in Italian Landslides</title>
<link>https://sdgtalks.ai/increases-in-italian-landslides</link>
<guid>https://sdgtalks.ai/increases-in-italian-landslides</guid>
<description><![CDATA[ This study examines the relationship between temporal clustering of precipitation, North Atlantic Oscillation (NAO), Mediterranean Oscillation Index (MOI), synoptic conditions, and landslides in Italy. It finds that below-average NAO and MOI increase clustered precipitation probability, influencing various landslide types, with additional links to temperature fluctuations for rock falls. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_66385b42c651b.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:23:50 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>landslides, Italy, precipitation</media:keywords>
<content:encoded><![CDATA[<p><span>Most natural catastrophic events are caused by a sequence in time of multiple not-independent precipitation events, also called temporal clustering of precipitation. This is related to the process of saturation of the soil that in most cases is not saturated by a single precipitation event. For example, soil moisture is important in the occurrence of landslides, since it causes instability of the slope, or in floods, since it prevents water from infiltrating. When an extreme event is caused or amplified by the occurrence of multiple meteorological events in time or space we talk about climate-related compound events. In this work we look at the characteristics of temporal clustering of precipitation in Italy, where and when it occurs and its relation with large scale circulations. Then, we investigate its role, together with the role of single intense precipitation events and temperature, as a trigger of different landslide types (complex, debris flow, fall, flow, and sliding). In this work we bring a clearer understanding of the trigger of landslides in Italy, and we highlight the role of temporal clustering of precipitation for hazards related with a saturation process.</span></p>
<p><span></span></p>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d29213805" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>The occurrence of multiple precipitation events not-independent in time, that is, a temporal clustering, is an example of a temporal compounding event. This type of forcing is of great relevance for the occurrence of different natural hazards, like floods and deep-seated landslides, for which previous soil saturation plays an important role in shaping the associated hazard. Using ERA5-Land data set and E-OBS, we firstly investigate the spatial and temporal characteristics of temporal clustering of precipitation over the Italian territory, and we relate it with two oscillation patterns, namely North Atlantic Oscillation (NAO) and Mediterranean Oscillation Index (MOI), and with common synoptic conditions. Then, we explore the role of temporal compounding of precipitation in the generation of different movement types (complex, debris flow, fall, flow, and sliding) using the database of landslides from the Aree Vulnerate Italiane project (in Italian AVI, meaning Areas Affected by Landslides or Floods). From this study it emerges that below average values of NAO and MOI increase the probability of having clustered precipitation events. For all types of landslides, except rock falls, we observed that the majority of the events are preceded by a temporal clustering of precipitation, over longer time windows for complex events, shorter for debris flows. For rock falls, we found also a link with low minimum temperature and freeze-thaw cycles for winter events and high maximum temperature for summer events. This work contributes to the investigation of temporal clustering of precipitation in connection with natural hazards characterized by a mechanism of saturation.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d29213807" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>We introduced a statistical method to detect temporal clustering of events, for example, precipitation</p>
</li>
<li>
<p>Negative dependence between some teleconnection indices and temporal clustering of precipitation in winter in Italy</p>
</li>
<li>
<p>Temporal clustering of precipitation is a significant trigger of landslides in Italy. Temperature is also relevant for rock falls</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d29213810" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Most natural catastrophic events are caused by a sequence in time of multiple not-independent precipitation events, also called temporal clustering of precipitation. This is related to the process of saturation of the soil that in most cases is not saturated by a single precipitation event. For example, soil moisture is important in the occurrence of landslides, since it causes instability of the slope, or in floods, since it prevents water from infiltrating. When an extreme event is caused or amplified by the occurrence of multiple meteorological events in time or space we talk about climate-related compound events. In this work we look at the characteristics of temporal clustering of precipitation in Italy, where and when it occurs and its relation with large scale circulations. Then, we investigate its role, together with the role of single intense precipitation events and temperature, as a trigger of different landslide types (complex, debris flow, fall, flow, and sliding). In this work we bring a clearer understanding of the trigger of landslides in Italy, and we highlight the role of temporal clustering of precipitation for hazards related with a saturation process.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21588-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21588-sec-0010-title">1 Introduction</h2>
<p>Compound climate-related, or weather-related, events are “the combination of multiple drivers and/or hazards that contributes to societal or environmental risk” (Zscheischler et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0058" id="#eft21588-bib-0058_R_d29213796e416" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). The concept of compound climate-related event is relatively recent, introduced in 2012 with the IPCC special report on extremes (IPCC, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0033" id="#eft21588-bib-0033_R_d29213796e419" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>) and furtherly advanced by Leonard et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0034" id="#eft21588-bib-0034_R_d29213796e422" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>) and Zscheischler et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0058" id="#eft21588-bib-0058_R_d29213796e425" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). The attention to these events is related to the fact that climate change could exacerbate the occurrence and effects of these events. Compound climate-related events have been categorized in four general classes (Zscheischler et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0057" id="#eft21588-bib-0057_R_d29213796e428" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>): (a) multivariate events where multiple drivers and/or hazards lead to an impact; (b) preconditioned events where a weather-driven precondition worsen the impacts of a hazard; (c) spatially compounding events where a co-occurrence of hazards leads to an aggregated impact; and (d) temporally compounding events where a succession of hazards leads to an impact. The emergence of compound events highlighted the need for interdisciplinary studies of extreme events, starting from the climatological variables up to the impacts. In this way it is possible to properly predict and reduce the resulting damages.</p>
<div class="paragraph-element">In this work we focus on temporally compound events and in particular on temporal clustering of precipitation and its role on landslides occurrence. Landslides are quite impactful natural hazards, which may cause severe damages to structures and infrastructures, and losses of human lives (Froude &amp; Petley, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0025" id="#eft21588-bib-0025_R_d29213796e434" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Petley, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0042" id="#eft21588-bib-0042_R_d29213796e437" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). Different types of landslides can be distinguished depending on the movement type and materials involved. Here we will refer to the classification of Varnes (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0054" id="#eft21588-bib-0054_R_d29213796e440" class="bibLink tab-link" data-tab="pane-pcw-references">1978</a></span>).
<ul class="unordered-list">
<li>
<p>Fall and topple: detachment, fall, rolling, and bouncing of masses of geologic materials, such as rocks and boulders. They are strongly related to gravity, interstitial water, and mechanical weathering.</p>
</li>
<li>
<p>Sliding: mass movement where a distinct zone of weakness separates the stable underlying material from the sliding one. It can be distinguished in rotational slide, where the surface of rupture is curved, and translational slide, where the surface is planar.</p>
</li>
<li>
<p>Flow: they are landslides with a narrow and elongated shape that evolve due to the saturation of materials, mainly clayey and/or marly, by meteoric water.</p>
</li>
<li>
<p>Debris flow: rapid mass movement due to the mobilization of a combination of granular material and water. They are commonly caused by the erosion and mobilization of loose soil on steep slope due to intense surface-water flow.</p>
</li>
<li>
<p>Complex: combination of two or more of the above types.</p>
</li>
</ul>
</div>
<p>This type of hazard can be caused by a variety of triggers: rainfall, snowmelt, stream erosion, changes in water or ground water level, volcanic activity, earthquakes, human induced disturbances or a combination of them. However, for these events, rainfall represents one of the most important triggering factors (Guzzetti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0029" id="#eft21588-bib-0029_R_d29213796e469" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>). Sometimes short and high-intensity episodes are enough to trigger a landslides other times long-lasting episodes are required (Van Asch et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0053" id="#eft21588-bib-0053_R_d29213796e472" class="bibLink tab-link" data-tab="pane-pcw-references">1999</a></span>). Shallow landslides, with a slip surface not deeper than about 1.5 m, occur under a broad range of rainfall conditions, even though they are often related to short-duration and high-intensity rainfall events (Corominas &amp; Moya, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0021" id="#eft21588-bib-0021_R_d29213796e475" class="bibLink tab-link" data-tab="pane-pcw-references">1999</a></span>). Deep landslides, with a slip surface deeper than about 1.5 m, on the contrary are usually driven by multiple moderate-intensity storms, occurring over weeks or months (Trigo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0051" id="#eft21588-bib-0051_R_d29213796e478" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>). Recurrent wet periods generate high soil moisture and pore water pressure, that are required to trigger deep movements (Chen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0014" id="#eft21588-bib-0014_R_d29213796e481" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). The literature is abundant of contributions assessing the antecedent rainfall and rainfall thresholds initiating the landslides (Brunetti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0011" id="#eft21588-bib-0011_R_d29213796e485" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Guzzetti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0029" id="#eft21588-bib-0029_R_d29213796e488" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>; Peruccacci et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0041" id="#eft21588-bib-0041_R_d29213796e491" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Zezere et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0055" id="#eft21588-bib-0055_R_d29213796e494" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). Less investigated is the dynamics of rainfall before landslides, that is, if it is possible to recognize the occurrence of particular temporal sequences of rainfall events, associated for example, with cyclone clustering (Dacre &amp; Pinto, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0024" id="#eft21588-bib-0024_R_d29213796e497" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) and/or atmospheric rivers (Ramos et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0046" id="#eft21588-bib-0046_R_d29213796e500" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). In addition, the same rainfall total may occur concentrated or spread in time, in few intense events, or in several lower intensity ones, thus resulting in different run-off and soil saturation. Deep landslides may often be associated with monthly to seasonal fluctuations of the groundwater table. When the water table is high, also light to moderate rainfall may provide sufficient water to trigger slope movement (Fuhrmann et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0026" id="#eft21588-bib-0026_R_d29213796e504" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>). This means that not only rainfall triggers landslides directly but it also contributes to soil saturation up to the point where additional rainfall water induces the failure. Nevertheless, this knowledge is not always taken into account or integrated in the management of landslides risk. For example, in Campania region (southwestern Italy), the early warning system is based on simple rainfall thresholds, that look at accumulated rainfall on duration of 1–3 days (Reder &amp; Rianna, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0047" id="#eft21588-bib-0047_R_d29213796e507" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). A better understanding of the meteorological characteristics, precipitation, circulation patterns or temperature, triggering landslides in Italy may therefore be of help in better shaping the risk of landslide events.</p>
<p>Interesting results about the relation between the dynamics of rainfall and landslides were provided by Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e513" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), studying landslides in North of Lisbon region. They showed that about 70%–83% of deep landslides were preceded by a temporal cluster of precipitation events (over 23–90 days before the event), while only 7%–9% of shallow landslides were preceded by a cluster of precipitation (over 4–25 days before the event).</p>
<p>Moved by these results in this work we (a) investigate the spatial and temporal characteristics of temporal compounding of precipitation over the Italian territory, and whether its frequency can be related to some circulation patterns, and (b) analyze how far the temporal clustering of precipitation events may have a role in the occurrence of the main landslide types. In particular, following Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e520" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), we want to investigate if landslides can be viewed as the consequence of the temporal compounding or clustering of precipitation events. In this respect, we have (a) considered a statistical criterion in order to detect the presence of temporal clustering of precipitation events in a time series in a fixed temporal window (following Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e523" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) and Banfi and De Michele (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0005" id="#eft21588-bib-0005_R_d29213796e526" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>)); then (b) applied this criterion to the Italian territory, a country where landslides are widespread natural phenomena; (c) assessed the synoptic conditions more prone to temporal clustering of precipitation; (d) investigated the connection between the temporal compounding of precipitation and the occurrences of different types of landslides. Thus, in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-sec-0020">2</a>, we present data sets and the methodology used; in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-sec-0100">10</a><span> </span>we illustrate our results; and in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-sec-0130">13</a><span> </span>we give our conclusions.</p>
</section>
<section class="article-section__content" id="eft21588-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21588-sec-0020-title">2 Data and Methods</h2>
<section class="article-section__sub-content" id="eft21588-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21588-sec-0030-title">2.1 Study Area</h3>
<p>The analysis was performed considering all the Italian territory. Italy is located in Southern Europe with a total area of 301,230 km<sup>2</sup>. It is crossed by two mountainous range, the Apennines to the south and the Alps to the North, and by the large Po plain and it comprises two main islands, Sicily and Sardinia. A total of 68% of the Italian municipalities is exposed to high levels of hydrological and geological hazards, which are often caused by intense rainfall events, causing severe damage (Messeri et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0036" id="#eft21588-bib-0036_R_d29213796e555" class="bibLink tab-link" data-tab="pane-pcw-references">2016b</a></span>). From the geodynamic point of view, Italy is in fact an extremely active region, with frequent earthquakes and active volcanoes (Bosellini, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0009" id="#eft21588-bib-0009_R_d29213796e558" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Italy encompasses a broad range of climatic regimes: 14 of the 35 climatic regions occurring in Europe are there present. Alps and Northern Apennines are dominated by temperate climates while Southern Apennines have a so-called Mediterranean mountainous climate. Po Plain and the adjacent low hills are characterized by intermediate climates, that is, Mediterranean suboceanic to subcontinental. The former is widespread also in central Italy and it extend toward the South of Italy inlands leaving place to more characterized Mediterranean climates, reaching also Mediterranean to subtropical climates, either partly semiarid or influenced by mountains (Costantini et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0022" id="#eft21588-bib-0022_R_d29213796e561" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>).</p>
</section>
<section class="article-section__sub-content" id="eft21588-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21588-sec-0040-title">2.2 Meteorological Data</h3>
<p>Precipitation series over Italy was obtained from the reanalysis product, ERA5-Land (Muñoz Sabater, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0037" id="#eft21588-bib-0037_R_d29213796e573" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). The data is a replay with a finer spatial resolution of the land component of the ERA5 climate reanalysis (Hersbach et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0032" id="#eft21588-bib-0032_R_d29213796e576" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). The data set has a spatial resolution of 0.1° × 0.1° and a temporal resolution of one hour (resampled to one day for the present purposes) with a temporal coverage that spans the period from 1950 to present. In order to have an idea of the performance of the data set, the spatial distribution of temporal clustering of precipitation was compared with the one obtained using E-OBS (Cornes et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0020" id="#eft21588-bib-0020_R_d29213796e579" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). The latter is a daily gridded observational data set covering Europe, with a 9 km spatial resolution. It is based on the blended time series of the stations collected by the European Climate Assessment and Data set (ECA&amp;D) initiative. Finally, maximum and minimum daily temperature from E-OBS were used to explain the occurrence of some landslide phenomena. The investigated period goes from 1950-12-01 up to 2020-11-30.</p>
<div class="paragraph-element">To investigate the synoptic conditions associated with temporal clustering of precipitation, we collected the classification of circulation types and weather patterns (WT) proposed by the LaMMa Consortium (in Italian Laboratorio di Monitoraggio e Modellistica Ambientale, Environmental Monitoring and Modeling Laboratory) using COST 733 methodology (Philipp et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0043" id="#eft21588-bib-0043_R_d29213796e585" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Salinger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0048" id="#eft21588-bib-0048_R_d29213796e588" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). The series of daily WT was obtained from Messeri et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0036" id="#eft21588-bib-0036_R_d29213796e591" class="bibLink tab-link" data-tab="pane-pcw-references">2016b</a></span>) and it covers the period 1948–2010. Based on this classification, eight different circulation types can be identified (Messeri et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0036" id="#eft21588-bib-0036_R_d29213796e594" class="bibLink tab-link" data-tab="pane-pcw-references">2016b</a></span>).
<ul class="unordered-list">
<li>
<p>WT1: Marked northward expansion of the Azores anticyclone with blocked anticyclonic circulation over the North Atlantic and northerly winds over Italy.</p>
</li>
<li>
<p>WT2: Moderate northward expansion of the Azores anticyclone with cyclonic circulation over south Scandinavia and northwesterly winds over Italy.</p>
</li>
<li>
<p>WT3: Marked cyclonic circulation over Iceland with anticyclonic circulation over northern central Europe accompanied with increased precipitation over Italy, generated by intermittent Atlantic perturbations.</p>
</li>
<li>
<p>WT4: Cyclonic circulation over the North Atlantic and cyclonic circulation over west Mediterranean Europe and central Mediterranean Europe with decreased precipitations over central Mediterranean Europe.</p>
</li>
<li>
<p>WT5: Cyclonic circulation over the north-west Atlantic with marked anticyclonic circulation over west Mediterranean Europe and central Mediterranean Europe, inducing warm and dry conditions over Italy.</p>
</li>
<li>
<p>WT6: Anticyclonic circulation over Iceland and cyclonic circulation over central Europe, with higher precipitation over Tuscany fueled by intrusions of Arctic and polar continental air.</p>
</li>
<li>
<p>WT7: Southwesterly flow over the North Atlantic with ridging over the British Isles toward Scandinavia, with easterly wind over central Mediterranean Europe resulting in very cold dry conditions.</p>
</li>
<li>
<p>WT8: Cyclonic circulation over West Europe with a ridge over the eastern Mediterranean.</p>
</li>
</ul>
</div>
<p>Finally, the series of North Atlantic Oscillation (NAO) Index and of Mediterranean Oscillation Index (MOI) (Conte et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0018" id="#eft21588-bib-0018_R_d29213796e636" class="bibLink tab-link" data-tab="pane-pcw-references">1989</a></span>; Palutikof, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0039" id="#eft21588-bib-0039_R_d29213796e639" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>; Palutikof et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0040" id="#eft21588-bib-0040_R_d29213796e642" class="bibLink tab-link" data-tab="pane-pcw-references">1996</a></span>) were obtained from the NOAA CLimate Prediction Center (<a href="https://www.cpc.ncep.noaa.gov/products/precip/CWlink/pna/nao.shtml" class="linkBehavior">https://www.cpc.ncep.noaa.gov/products/precip/CWlink/pna/nao.shtml</a>) and the Climatic Research Unit, University of East Anglia (<a href="https://crudata.uea.ac.uk/cru/data/moi/" class="linkBehavior">https://crudata.uea.ac.uk/cru/data/moi/</a>), respectively. The MOI index was computed as the normalized pressure difference between Algiers and Cairo.</p>
</section>
<section class="article-section__sub-content" id="eft21588-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21588-sec-0050-title">2.3 Landslides Data</h3>
<p>Landslide events over Italy were obtained from the Aree Vulnerate Italiane (AVI) database, an inventory of landslides and floods occurred in Italy until 2001 by the National Group for Prevention of Hydrological Hazards (GNDCI) of the National Research Council (CNR) (<a href="http://avi.gndci.cnr.it/" class="linkBehavior">http://avi.gndci.cnr.it</a>). It is a point data set in which landslides and related characteristics were identified from newspaper articles (Guzzetti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0028" id="#eft21588-bib-0028_R_d29213796e663" class="bibLink tab-link" data-tab="pane-pcw-references">1994</a></span>).</p>
<p>From the database, we extracted only the landslides occurred in the period 1950–2001. We disregarded all the events with missing information about date of occurrence, type of movement, or location and with a regional or provincial spatial accuracy. For the events with multiple locations associated, the average of the coordinates was computed. This may occur since the positions of landslides were identified looking at locations' names reported in the news, therefore multiple locations may be present. In addition, when a road is identified as location, the average between the end points of the road is used. Considering the selected events, we only investigated landslides that were triggered by precipitation. We also included events with unknown trigger. Since rainfall is the main driver of landslides, we assumed that when it was missing this was the trigger. Large precipitation systems may cause multiple landslides in connected locations. The data set used reports each of them as a separate record. Since the main purpose of the analysis is the investigation of landslides triggers, keeping all of them may bias the results, adding redundant information and resulting in a biased predominance of a trigger, We therefore grouped event together when they were occurring in the same or adjacent days and closer than 55 km, considering size of small to medium precipitation systems (Zhang &amp; Wang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0056" id="#eft21588-bib-0056_R_d29213796e669" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). For each group we than retained only one record for landslide type, chosen as the most central event in space. In this way, we retained 895 events (99 flow events, 64 debris flow, 43 complex events, 562 fall events, 127 sliding events).</p>
<p>The AVI inventory, despite the remarkable effort beyond its construction and the amount of data that contains, suffers of some limitations due to the available technology at the time of its collection. The spatial distribution may be biased by the availability of local newspaper reports, and some area may be more covered than others. Collecting landslides appearing in the news means that only events that attracted public attention are present, that is, events that likely resulted in some kind of damages or losses. This however does not imply that only large landslides are reported since also minor ones can cause damages. If we assume that there is not a significant difference in the mechanisms triggering landslides occurring far from the human infrastructures and landslides hitting human infrastructures (once we excluded the ones triggered by human activities) this limitation should not greatly influence the results. Also, the yearly number of landslides is influenced by an improvement in the methodologies with which events after 1990 were collected, that results in a higher number of identified events. In the present analysis therefore no considerations about the evolution of the number of landslides or the most affected areas are carried out.</p>
</section>
<section class="article-section__sub-content" id="eft21588-sec-0060">
<h3 class="article-section__sub-title section2" id="eft21588-sec-0060-title">2.4 Methods</h3>
<section class="article-section__sub-content" id="eft21588-sec-0070">
<h4 class="article-section__sub-title section3" id="eft21588-sec-0070-title">2.4.1 Temporal Clustering of Precipitation</h4>
<p>The identification of temporal clustering of precipitation follows the methodology proposed by Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e688" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), with the modifications of Banfi and De Michele (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0005" id="#eft21588-bib-0005_R_d29213796e691" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). The idea is to calculate the number of precipitation events within a specified time window and determine whether this count is the result of a Bernoulli process. If not, in this latter case, we infer the presence of temporal clustering of precipitation (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0001">1</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/5fdce066-c036-43e7-abf5-9c61efdf412c/eft21588-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/5fdce066-c036-43e7-abf5-9c61efdf412c/eft21588-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/21482c98-b3e9-45c9-8f71-7e1463caa2bf/eft21588-fig-0001-m.png" data-lg-src="/cms/asset/5fdce066-c036-43e7-abf5-9c61efdf412c/eft21588-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0001&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Visualization of the method used to identify the presence of a temporal clustering of precipitation in a given time window. The precipitation series is first transformed into an independent binary series, that is, event or non event. Then a statistical test is applied on the number of events inside the window.</p>
</div>
</figcaption>
</figure>
</section>
<p>To apply the method correctly, a series of distinct precipitation events above a given threshold is needed. This was obtained removing the high frequency clustering with a run decluster procedure (Coles, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0017" id="#eft21588-bib-0017_R_d29213796e723" class="bibLink tab-link" data-tab="pane-pcw-references">2001</a></span>). High frequency clustering can be seen as the dependence of precipitation exceedances inside a single meteorological event, while low frequency clustering (the one we are interested in) is related to multiple subsequent precipitation events. The procedure is as follows: (a) thresholding the precipitation series, (b) clustering together events closer than<span> </span><i>r</i><span> </span>days (here<span> </span><i>r</i> = 2 days following Barton et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0006" id="#eft21588-bib-0006_R_d29213796e730" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>)), and (c) retaining only the first exceedance in each cluster and setting to NA all other ones. From the declustered series, the probability of exceedance<span> </span><i>p</i><span> </span>was computed, disregarding the days in which precipitation events were removed, that is counting the exceedances in the series and dividing it for the total length of the series minus the days with a NA. Here, we chose a threshold equal to the 0.7 quantile of daily precipitation, considering only wet days, following Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e736" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). This corresponds to values between 1.16 up to 10.54 mm, with an average of 3.5 mm.</p>
<p>To check for the presence of temporal clustering, we selected a time window<span> </span><i>w</i>, and we counted the number of exceedances inside<span> </span><i>w</i>, called<span> </span><i>n</i>. In the absence of temporal clustering, events should be independently distributed inside the window. We performed therefore a statistical test with the null hypothesis that there is no clustering, that is, the number of events inside the window is distributed like a Binomial distribution, with parameters<span> </span><i>p</i><span> </span>and<span> </span><i>w</i><sub>eff</sub>. Here,<span> </span><i>w</i><sub>eff</sub><span> </span>is an effective window equal to<span> </span><i>w</i><span> </span>minus the days in which precipitation was removed with high frequency declustering. The test is a one side test, where the hypothesis is rejected if<span> </span><i>n</i><span> </span>is higher than what expected from a Binomial distribution. In this work, we considered a 0.05 significant level.</p>
<p>We checked the presence of temporal clustering in each day of the time series considering three different time windows, centered on that day: 15, 30, and 90 days. The presence of temporal clustering was tested on each cell over the Italian territory on each day, therefore a multiple testing correction was needed to keep the overall significance at 0.05. In addition, the discreteness of the<span> </span><i>p</i>-values needed to be considered as well. Regarding the latter, we computed mid-<i>p</i>-values as suggested by Heller and Gur (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0031" id="#eft21588-bib-0031_R_d29213796e769" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). Concerning the former, we disregarded the choice of using the classical methodologies proposed in literature. Most of them are designed for continuous variables and independent tests, like the well-known Benjamini–Hochberg (Benjamini &amp; Hochberg, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0007" id="#eft21588-bib-0007_R_d29213796e772" class="bibLink tab-link" data-tab="pane-pcw-references">1995</a></span>), and they may lose power for an increasing number of tests, like the Bonferroni correction (Armstrong, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0001" id="#eft21588-bib-0001_R_d29213796e775" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Here, not only<span> </span><i>p</i>-values were discrete and the number of tests was large, but tests were also spatially dependent. The spatial dependence of the tests implies that several contiguous<span> </span><i>p</i>-values relatively high in the basin are a stronger evidence of the presence of temporal clustering than few sparse very low<span> </span><i>p</i>-values, since the probability of finding significant<span> </span><i>p</i>-values, which are spatially contiguous, only by chance, is in fact very low. A similar consideration was presented also by García (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0027" id="#eft21588-bib-0027_R_d29213796e787" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>) in ecological studies. Moved by this, we proceeded by considering not significant all the<span> </span><i>p</i>-values that were lower than 0.05, but that were not adjacent (including the diagonal cells) to at least three other cells with<span> </span><i>p</i>-values lower than 0.05.</p>
</section>
<section class="article-section__sub-content" id="eft21588-sec-0080">
<h4 class="article-section__sub-title section3" id="eft21588-sec-0080-title">2.4.2 Correlation Between Temporal Clustering of Precipitation and Synoptic Conditions</h4>
<p>A composite analysis was performed in order to understand the synoptic conditions more prone to temporal clustering of precipitation. For each year and season, we computed the average value of MOI and the number of days with temporal clustering of precipitation. Then, the maps of the average seasonal number of days with cluster were produced separating between seasons with above or below average MOI values. The same analysis was performed using NAO index.</p>
<p>In addition to looking at teleconnections, we investigated the WT associated with the highest probability of temporal clustering. Given a weather type, a cell and a season, we selected all the days with that specif WT in that specific season. Considering only the selected days, we computed the frequency of days with temporal clustering of precipitation. Then, we selected all days belonging to the same specific season, but without separating based on weather types. Considering only the newly selected days, we computed again the frequency of days with temporal clustering of precipitation. Finally, we obtained the maps of frequency anomalies for each weather type and season as the difference between the second and the first frequency. Negative (positive) anomalies therefore means a lower (higher) probability of temporal clustering of precipitation than the average during that specific weather type. The significance of the computed frequency anomalies was assessed reshuffling 1,000 times the series of WT and computing the 0.99 quantile of frequency anomaly for each cell. Only higher values were significant.</p>
</section>
<section class="article-section__sub-content" id="eft21588-sec-0090">
<h4 class="article-section__sub-title section3" id="eft21588-sec-0090-title">2.4.3 Association Between Landslides and Precipitation Types</h4>
<p>To link precipitation clusters and landslide events, we started considering four possible precipitation conditions as drivers of landslides: (a) an intense precipitation event (above the 0.90 quantile) in the 2 days before the landslide, (b) a temporal clustering of precipitation in a window of 15 days, ending the day of the landslide or up to 2 days before, (c) same as before but over 30 days, (d) same as before but over 90 days. For each landslide, we checked the presence of one or more of these triggers. The two days tolerance was chosen following the results of Chien-Yuan et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0015" id="#eft21588-bib-0015_R_d29213796e814" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>) that found a time lag for rainstorm induced debris flow initiation within −13 hr (prior to the peak hourly rainfall) up to 45 hr (after the peak hourly rainfall).</p>
<p>To asses the statistical significance of the results we performed a resampling procedure over the date of occurrence of landslides. We randomized the dates of occurrence of landslides 1,000 times, fixing the season, and we performed the same analysis each time, re-assessing the presence of the identified triggers for each new data set. When we look at the precursor of an event, it is important to look not only at how many times this is observed before the event, but also at how many times it occurs without an event following it. If the occurrence of a trigger preceding the event is due to chance and not to a physical mechanism, then we should observe similar frequencies if we change the date of occurrence of that event.</p>
<p>In order to understand the relative role of the temporal dynamic of precipitation and the precipitation total, we computed the total precipitation over 15, 30 and 90 days preceding each landslide. Then, for each landslide, we computed the total precipitation over the same windows starting the same day and month of the event but for all the other years. In this way we were able to compute the ranking for each sum preceding each event. We then computed how many times it was higher then the 0.9 quantile.</p>
<p>The occurrence of some landslide types may be influenced by temperature as well as precipitation. This is true for rock falls, that may be favored by a stability reduction of rocks due to freeze-thaw cycle. This reduction is related to thermal expansion and contraction as well as frost wedging from moisture inside rock fractures (Strunden et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0050" id="#eft21588-bib-0050_R_d29213796e824" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). In order to check for this, we computed the distribution of daily maximum and minimum temperature during the days of occurrence of a certain category of landslide events. Then, we selected all the dates with the same day and month of the ones when events occurred but with different years. The maximum and minimum temperature associated with these dates were collected and the distributions compared with the previous ones. To identify freeze-thaw cycle we checked whether in the month previous to the rock fall we had maximum and minimum daily temperature with opposite sign. The frequency of freeze-thaw cycle before rock fall was compared with the one before the dates with the same day and month but with different years.</p>
</section>
</section>
</section>
<section class="article-section__content" id="eft21588-sec-0100">
<h2 class="article-section__title section__title section1" id="eft21588-sec-0100-title">3 Results</h2>
<section class="article-section__sub-content" id="eft21588-sec-0110">
<h3 class="article-section__sub-title section2" id="eft21588-sec-0110-title">3.1 Spatio-Temporal Distribution of Temporal Clustering of Precipitation</h3>
<p>Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0002">2</a><span> </span>shows the spatial distribution of the seasonal number of days with temporal clustering of precipitation over a 30 days window and the seasonal precipitation amount over Italy. The area more prone to temporal clustering of precipitation is the Alpine area, mainly the eastern part, during the summer months. Temporal clustering is important also in the western coast and south of Italy during the winter months. During Autumn and Spring, the spatial distribution is more even over the territory. Compared with the total precipitation, we observe similar patterns but also some differences. For example, the western part of Piedmont, that is characterized by the highest values of total precipitation from Spring to Autumn, does not emerge when we look at the maps of temporal clustering. Also during winter, the spatial distribution has some differences, with a high number of days with temporal clustering in Sardinia and Sicily, that is not matched in the total precipitation maps. During summer, the meteorological conditions are on average more stable than in autumn and spring due to the persistence of the Azores High pressure over Italy, thus resulting in less precipitation, mainly related to convective events.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/73a755d0-b2ee-4f99-a4e2-56b524dbb7cd/eft21588-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/73a755d0-b2ee-4f99-a4e2-56b524dbb7cd/eft21588-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/2eaf98a2-4b92-432b-ba09-d1b43a08e654/eft21588-fig-0002-m.png" data-lg-src="/cms/asset/73a755d0-b2ee-4f99-a4e2-56b524dbb7cd/eft21588-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0002&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Spatial distribution of total precipitation, temporal clustering of precipitation over Italy, and their correlation. Note that the color scale is not linear in the upper part. Panel (a) Average number of days with temporal clustering over a 30 days window for each season from ERA5-Land. Panel (b) Average total precipitation in each season from ERA5-Land. Panel (c) Kendall's tau between the variables in panels (a and b). Panel (d) Average number of days with temporal clustering over a 30 days window for each season from E-OBS data set.</p>
</div>
</figcaption>
</figure>
</section>
<p>The comparison of ERA5-Land with E-OBS data set (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0002">2</a>) shows a lower frequency of temporal clustering in the latter, in all seasons except from autumn. ERA5 data set, from which ERA5-Land is derived, is known to overestimates mean precipitation systematically in most of the domain and periods of the year, due to overestimation of wet days, with a stronger discrepancy in high mountain catchments in the convective summer period (Bandhauer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0003" id="#eft21588-bib-0003_R_d29213796e875" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). They also observed an underestimation of precipitation peaks in ERA5 in October and November in the Tagliamento catchment (north of Italy). These results may explain part of the difference observed in this study between the two data sets. Qualitatively, however, ERA5 reproduces the precipitation patterns well (Bandhauer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0003" id="#eft21588-bib-0003_R_d29213796e878" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). The performances of E-OBS are, on the other hands, much more dependent on the area considered, due to the varying spatial densities of point stations, with worse performances in areas with few meteorological stations, like the Alpine ones. Turco et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0052" id="#eft21588-bib-0052_R_d29213796e881" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>) compared E-OBS with other gridded data set over the Great Alpine Region and a subregion in northwest Italy (NWI). They concluded that E-OBS does not reproduce reliably the climatology over NWI and that the use of E-OBS in these regions should be done with caution. This brought us to prefer the use of ERA5-Land in the study analysis.</p>
<p>The composites of seasons with above and below average MOI show a marked difference in winter in South-Central Italy, thus suggesting a connection between MOI and temporal clustering of precipitation (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0003">3</a>). A similar pattern was observed also using the NAO index (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0003">3</a>). The two indexes are correlated due to the common influence of the Northeast Atlantic low systems forcing Mediterranean cyclogenesis. The MOI can be seen as a sea level pressure anomalies oscillation in the Western-Central Mediterranean. It correlates with different climatic variables, like evaporation, precipitation, and heat flux. Its negative phase is associated with a dipole of low see level pressure anomalies between Central Europe and Turkey, resulting in the movement of continental cold and dry air masses to the Mediterranean, with an increase in evaporation. During its positive phase, the dipole is located between North Africa and Central Europe, with a movement of warm and moist air masses to Central and Western Mediterranean and a decrease in evaporation (Criado-Aldeanueva &amp; Soto-Navarro, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0023" id="#eft21588-bib-0023_R_d29213796e893" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/3db9795c-7a8b-4d40-9bb4-0e5bd4079f98/eft21588-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/3db9795c-7a8b-4d40-9bb4-0e5bd4079f98/eft21588-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/a8efb2c9-c699-4797-897f-86fde746bb75/eft21588-fig-0003-m.png" data-lg-src="/cms/asset/3db9795c-7a8b-4d40-9bb4-0e5bd4079f98/eft21588-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
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</div>
<div class="figure__caption figure__caption-text">
<p>Influence of teleconnections on temporal clustering of precipitation: Panel (a) Composites of the average number of days with temporal clustering of precipitation for above and below average Mediterranean Oscillation Index in each season. Panel (b) same as (a) but for North Atlantic Oscillation.</p>
</div>
</figcaption>
</figure>
</section>
<p>The association between precipitation and global scale oscillation indices in Italy was observed by other authors (Brunetti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0010" id="#eft21588-bib-0010_R_d29213796e923" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>; Caloiero et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0012" id="#eft21588-bib-0012_R_d29213796e926" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). For example, Caloiero et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0012" id="#eft21588-bib-0012_R_d29213796e929" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>) found a strong correlation between teleconnection patterns and precipitation in Southern Italy, that was particularly evident on the west side and in winter. From this work emerged that similar conclusions can be drawn also regarding the temporal compoundness in addition to the seasonal amount.</p>
<p>Moving to the synoptic conditions, we can observe that the frequency of temporal clustering associated with the different WTs is variable depending on the region and season (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0004">4</a>). WT8 is in general the weather type associated with the highest frequency of temporal clustering of precipitation, in all seasons. This WT is characterized by a cyclonic circulation over west Europe and a ridge over the eastern Mediterranean and it causes abundant precipitation over Northern Italy. Already Messeri et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0036" id="#eft21588-bib-0036_R_d29213796e938" class="bibLink tab-link" data-tab="pane-pcw-references">2016b</a></span>) found that this synoptic condition is the one associated with the highest landslide and flood risk in Italy. Also WT4 is a cyclonic circulation over northern Italy, despite being associated with stable conditions over central and southern Italy due to the persistence of a subtropical high pressure. In fact, we can observe two different anomaly signs moving from south to north of Italy for this WT. An important weather type for temporal clustering of precipitation in South of Italy, mainly in winter, is WT3. This WT is characterized by a cyclonic circulation over Iceland and an anticyclonic one over northern central Europe. WT2 is instead characterized by a partial displacement of the Azores High Pressure to the Northern Atlantic Ocean that lets the maritime polar air masses to reach Central Europe and to some extent the Mediterranean area. This WT is associated with higher frequencies of temporal clustering of precipitation over central Italy and lower over northern Italy. WT5 and WT7 are both associated with anticyclonic conditions and this explains the low occurrence of temporal clustering of precipitation observed during them.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/82e70319-e3bb-496e-bf01-97cd630e7f01/eft21588-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/82e70319-e3bb-496e-bf01-97cd630e7f01/eft21588-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/4a30a99a-ed83-40bb-9458-1bc0d2dd5343/eft21588-fig-0004-m.png" data-lg-src="/cms/asset/82e70319-e3bb-496e-bf01-97cd630e7f01/eft21588-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
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</div>
<div class="figure__caption figure__caption-text">
<p>Anomaly in the frequency of days with temporal clustering of precipitation for different weather types and seasons. Weather type six is not reported due to very low number of days with this circulation type. Only significant values are reported.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21588-sec-0120">
<h3 class="article-section__sub-title section2" id="eft21588-sec-0120-title">3.2 Precipitation Events Triggering Landslides</h3>
<p>The spatial distribution of landslide events is reported in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0005">5</a><span> </span>for each season and type of movement. Among the different classes of landslides, fall events show less evident seasonal or spatial patterns. On the contrary, flow, sliding and debris flow during summer occurred mostly in the alpine areas while during winter they were more frequent in central or southern Italy, mimicking therefore the precipitation pattern (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0002">2</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0005"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/1fa04a21-884b-4c0d-8a99-b2adb83042b9/eft21588-fig-0005-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/1fa04a21-884b-4c0d-8a99-b2adb83042b9/eft21588-fig-0005-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/7326aacb-9a79-48e4-a55b-43188f2c397d/eft21588-fig-0005-m.png" data-lg-src="/cms/asset/1fa04a21-884b-4c0d-8a99-b2adb83042b9/eft21588-fig-0005-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 5<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0005&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Distribution of landslides over Italy, for different movement types and seasons. The colors of the cross identify the triggering precipitation type: an event in the preceding 5 days above the 0.9 quantile, a temporal clustering over 15, 30, or 90 days preceding the landslide or none of the previous ones.</p>
</div>
</figcaption>
</figure>
</section>
<p>Temporal clustering of precipitation was a significant triggers for all the landslide types with percentage, excluding rock falls, of around 50% (Figures <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0006">6</a><span> </span>and<span> </span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0007">7</a>). The results about the characteristics of precipitation events preceding each landslide type give us also the possibility to distinguish different generating mechanisms (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0006">6</a>). For debris flows, the temporal clustering over small windows explains a good amount of events (39% over a 15 days window). This is in line with the work of Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e1014" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) that observed temporal clustering of rainfall over small windows before shallow movements. A high influence of temporal clustering of precipitation over large windows was found for complex and sliding events (30%–39% over a 90 days window, respectively). However, it is interesting to point out that for complex movements the presence of temporal clustering over small windows was very low compared with the others. In contrast to the other types, fall events are not predominantly associated with none of the two triggers. Looking at precipitation totals, we can observe similar patterns between them and temporal clustering for debris flow and flow. However they are fairly different for complex events. In fact we observed high precipitation totals for short duration but a very low presence of temporal clustering of precipitation, suggesting that the obtained totals are due to few intense events. A similar behavior can be observed also for slidings.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0006"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/194129f2-370b-4327-ba60-c615f4e5ae2f/eft21588-fig-0006-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/194129f2-370b-4327-ba60-c615f4e5ae2f/eft21588-fig-0006-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/10f7b113-a428-4349-a0ac-f89ee2d0ae61/eft21588-fig-0006-m.png" data-lg-src="/cms/asset/194129f2-370b-4327-ba60-c615f4e5ae2f/eft21588-fig-0006-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 6<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0006&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Association between precipitation events and landslide types. Panel (a) Frequency of different triggering precipitation types generating landslides: a precipitation event in the preceding 5 days above the 0.9 quantile without temporal clustering of precipitation, a temporal clustering of precipitation over 15, 30, or 90 days preceding the landslide or none of the previous ones. The colors represent the values of the observed frequency and correspond to the numbers in the cells. Panel (b) Frequency of temporal clustering of precipitation over 15, 30, or 90 days preceding the landslide. The colors represent the values of the observed frequency and correspond to the numbers in the cells. Note that the three conditions can occur simultaneously, thus the frequencies do not sum to the ones in panel (a). Panel (c) Frequency of precipitation totals over 15, 30, or 90 days preceding the landslide above the 90th quantile.</p>
</div>
</figcaption>
</figure>
</section>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0007"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/b1d5cc0a-d58f-4be2-85ab-33755d1ed3a5/eft21588-fig-0007-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/b1d5cc0a-d58f-4be2-85ab-33755d1ed3a5/eft21588-fig-0007-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/404b5554-855e-4481-8785-1bac0629ce81/eft21588-fig-0007-m.png" data-lg-src="/cms/asset/b1d5cc0a-d58f-4be2-85ab-33755d1ed3a5/eft21588-fig-0007-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 7<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0007&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Boxplots of the frequency of different triggering precipitation types generating the landslides, obtained after the reshuffling of the date of occurrence of landslides 1,000 times. In addition the frequency in the original data is reported (<i>x</i>).</p>
</div>
</figcaption>
</figure>
</section>
<p>From both Figures <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0005">5</a><span> </span>and<span> </span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0006">6</a><span> </span>it is evident that rock falls are much less linked with precipitation events, either isolated and intense, or clustered, than the other types. In South Central Italy, in summer, they are almost the only typology observed. Different authors identified an association between the temporal distribution of rock falls and freeze–thaw cycles (Bajni et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0002" id="#eft21588-bib-0002_R_d29213796e1076" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Nissen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0038" id="#eft21588-bib-0038_R_d29213796e1079" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Pratt et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0044" id="#eft21588-bib-0044_R_d29213796e1082" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), that may therefore explain winter events. The presence of a high number of events in summer, not related to precipitation, suggests that also high temperatures may play a role, for example, causing deformation of the materials, thus favoring rock fall processes in summer. In Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0008">8a</a><span> </span>we report the distribution of maximum temperature (a) during summer days with rock fall not associated with precipitation and (b) during the same calendar days but for the other years. This to compare meteorological conditions driving or not rock fall. What appears is that rock fall occurrence is associated with higher maximum daily temperature with respect to normal days. The same can be observed for winter rock falls and minimum temperature (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0008">8b</a>), with a left shift of the distribution in case of rock fall occurrence. In addition, we looked for the presence of freeze–thaw cycles in the 2 weeks preceding a rock fall in winter, or preceding the same calendar days but for the other years (Figure<span> </span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0008">8c</a>). A clear difference in the frequency is visible, with the presence of one or more freeze–thaw in almost 80% of the weeks before a rock fall.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0008"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/32533cfc-2c1a-44bb-9cda-591d54c85c46/eft21588-fig-0008-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/32533cfc-2c1a-44bb-9cda-591d54c85c46/eft21588-fig-0008-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/7d97bb03-eaff-476f-bd1b-14f13f736fa9/eft21588-fig-0008-m.png" data-lg-src="/cms/asset/32533cfc-2c1a-44bb-9cda-591d54c85c46/eft21588-fig-0008-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 8<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0008&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Rock fall and temperature relationship. Panel (a) the distribution of maximum temperature during summer days with rock fall not associated with precipitation and during the same calendar days but for the other years. Panel (b) same as panel (a) but for winter events and minimum temperature. Panel (c) frequency of having at least one freeze–thaw cycle in the 2 weeks preceding a rock fall in winter, or preceding the same calendar days but for the other years.</p>
</div>
</figcaption>
</figure>
</section>
<p>The occurrence of landslides is often a non isolated phenomenon, since a precipitation event may trigger movements in multiple locations. Here, we clustered together landslides close in time and space and we considered only one event for each cluster to investigate the drivers, to avoid biases due to the dependence between events (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-fig-0009">9</a>). However, the information on cluster size was also explored in relation with temporal clustering of precipitation. The largest events occurred in the Campania region and in the Alpine area and they were driven by a temporal clustering of precipitation.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21588-fig-0009"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/5b3ceb50-0b69-4904-ac79-68faab1963cd/eft21588-fig-0009-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/5b3ceb50-0b69-4904-ac79-68faab1963cd/eft21588-fig-0009-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/6d679ad9-4a83-410c-9fe5-d0eff28edd0a/eft21588-fig-0009-m.png" data-lg-src="/cms/asset/5b3ceb50-0b69-4904-ac79-68faab1963cd/eft21588-fig-0009-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 9<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21588-fig-0009&amp;doi=10.1029%2F2023EF003885" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Landslides clusters. Panel (a) Distribution of clusters of landslides events. Panel (b) Distribution of clusters of landslides events with size greater than 2 (the marker size corresponds to the legend in panel (a)), divided between clusters preceded or not by a temporal clustering of precipitation.</p>
</div>
</figcaption>
</figure>
</section>
</section>
</section>
<section class="article-section__content" id="eft21588-sec-0130">
<h2 class="article-section__title section__title section1" id="eft21588-sec-0130-title">4 Discussion and Conclusions</h2>
<p>Understanding the meteorological variables that have a role in shaping the occurrence of landslides is important to improve their prediction and risk evaluation. Here, we first investigate the occurrence of temporal clustering of precipitation over Italy. The occurrence of multiple precipitation events has proven to be important in the occurrence of some natural hazards like lake floods (Banfi &amp; De Michele, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0005" id="#eft21588-bib-0005_R_d29213796e1157" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Barton et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0006" id="#eft21588-bib-0006_R_d29213796e1160" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) or landslides (Bevacqua et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0008" id="#eft21588-bib-0008_R_d29213796e1163" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Indeed, investigating the conditions more prone to the clustering of precipitation allows, in turn, to understand the conditions more prone to that natural hazards driven by multiple precipitation events. From the study, it emerges that below average values of the MOI teleconnection index, an index developed for the Mediterranean area, increases the likelihood of having clustered events. This likelihood was also related to some circulation patterns. The presence of a cyclonic circulation over west Europe with a ridge over the eastern Mediterranean resulted in the highest frequency of days with temporal clustering. In south central Italy, in winter, one of the most severe circulation pattern is characterized by a cyclonic circulation over Iceland and an anticyclonic one over northern central Europe.</p>
<p>The association between temporal clustering of precipitation and a specific hazard, namely landslides, was then investigated over Italy. We observed that for all types of landslides, except rock falls, the majority of the events are preceded by a temporal clustering of precipitation. For complex events and slidings, this occurs mainly over longer time windows. For debris flows over short ones. The presence of a weaker connections between precipitation and rock falls implies that other important triggers play a role in their occurrence. We found this to be low minimum temperature and freeze-thaw cycles for winter events and high maximum temperature for summer events. This may bring to the consideration that the saturation process is less important for rock fall type, that is probably more influenced by rock deformation and fractures.</p>
<p>Despite to a less extent, we also found other landslide types that were not preceded by either a temporal clustering of precipitation or an intense event. A potential additional trigger, not included in the analysis, is snowmelt, that is known to have triggered landslide events in Central Italy (Guzzetti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0030" id="#eft21588-bib-0030_R_d29213796e1171" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). Some uncertainties may also derive from the data set processing. Here, we disregarded all events in the AVI data set associated with a trigger either than meteorological, but we also included all the events with unknown trigger. This assuming that if it was not specified it was likely related with precipitation. However, some non rainfall-triggered events may have remained in the subset used. From the agnostic point of view we have preferred to keep the information of the landslides with unknown trigger. This assumption will result in an underestimation of the effects of rainfall on landslides, rather than an overestimation that would be much more critical, in fact it will increase the percentage of landslides falling in the “Not identified” category and it will decrease the number of landslides falling in the “Intense event” or “Temporal clustering” category.</p>
<p>Another limitation of the data set is the daily temporal resolution. Some shallow landslides, like debris flows, well correlate with peak hourly rainfall (Chien-Yuan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0015" id="#eft21588-bib-0015_R_d29213796e1177" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>), while in our study we considered daily sum, since the exact time of the day in which landslide events occurred is not known. In this way, we may underestimate the return period of the precipitation events preceding it. For landslides related with sustained precipitation, like complex events, a sub-daily temporal resolution is instead less important. An approximation was introduced also regarding the lag for rainstorm induced landslides initiation, since we extended the value found for debris flow to all types of landslide.</p>
<p>The use of more updated data sets or inventories of other countries could confirm and extend the results obtained in this study. The difficulty of using landslides data sets is the lack of an homogeneous structure and the presence of different variables and descriptors in each of them. As an example there is not, to the authors' knowledge, an European data set of landslides. In addition, the data set used reports only landslides that attracted public attention, other data sets with a less biased sample may also be considered. Also improving the spatial resolution of the precipitation data set could provide an improvement of the analysis, like the VHR-REA_IT data set recently developed by CMCC (in Italian Centro Euro-Mediterraneo sui Cambiamenti Climatici, Euro-Mediterranean Center for Climate Change) over Italy, with a 2.2 km spatial resolution and hourly temporal resolution (Raffa et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0045" id="#eft21588-bib-0045_R_d29213796e1184" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<p>Other assumptions of the study are the circular radius used to group single landslides into events, and the minimum number of days used to group days with precipitation into a single event. Regarding the latter a proper study should be carried out to evaluate the optimum parameter over Italy since this assumption could change the resulting presence of clustering. Regarding the former, the subdivision between multiple landslide events and single ones is getting consensus in a growing number of works. However precipitation events are not circular neither of the same shape, as we assumed. Let's think about stratiform or convective events. An interesting study could identify precipitation events over Italy as 3D objects as already done for drought in Europe by Cammalleri et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0013" id="#eft21588-bib-0013_R_d29213796e1190" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) or for tropical cyclone precipitation by Skok et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003885#eft21588-bib-0049" id="#eft21588-bib-0049_R_d29213796e1193" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). This would allow a precise and interesting association between impacts and driver.</p>
<p>In this study, we related temporal clustering of precipitation with the occurrence of landslides. In the presence of more information about landslides characteristics, a useful follow up could add a further step, linking temporal clustering of precipitation to the severity for example, volume and area of the slides, or to the number of landslides triggered together. In addition, the analysis could be extended to future scenarios, in order to asses if we must expect an increase in the frequency of temporal clustering of precipitation, maybe due to an increase in the frequency of the identified circulation patterns, and therefore an increase in the probability of occurrence of some landslide types. These results can help us to better understand the risk of landslides associated with temporal compounding of precipitation but could also be of interest for other types of hazards that require a saturation process.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21588-sec-0140-title">Acknowledgments</h2>
<p>This study was carried out within the RETURN (multi-risk science for resilient communities under a changing climate) Extended Partnership and received funding from the European Union Next-GenerationEU (National Recovery and Resilience Plan—NRRP, Mission 4, Component 2, Investment 1.3—D.D. 1243 2/8/2022, PE0000005).</p>
</div>
</section>]]> </content:encoded>
</item>

<item>
<title>European Flood Causes</title>
<link>https://sdgtalks.ai/european-flood-causes</link>
<guid>https://sdgtalks.ai/european-flood-causes</guid>
<description><![CDATA[ Using a large ensemble of CMIP6 simulations, this study projects changes in joint probabilities of extreme storm surges and precipitation in European tide gauges. It finds increased joint probability in the northwest and decreased in most of the southwest by 2080, offering more robust insights compared to previous studies based on limited simulations. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_66385a7a861be.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:20:31 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>floods, Europe</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Extreme storm surges, rainfall or river discharge can cause flooding. When these events happen at the same time, even more severe flooding may follow. Climate change could affect the odds that drivers of flooding coincide, potentially leading to larger flood risk. However, few scientists have tried to compute such changes, using only a few different computer models of our climate. Here, we use a much larger set of climate models to compute how the odds that an extreme storm surge coincides with extreme precipitation could change in the future. We find that at the coasts of northwestern Europe, those odds will increase, whereas in southwestern Europe, they will mostly decrease. On average, the changes will be as large as 36%–49% of the current odds, depending on whether the concentration of greenhouse gases in the atmosphere will increase by a medium or a large amount. When we use smaller sets of climate models for our calculations, we get substantially different results in some cases. In conclusion, by using a larger set of climate models than previous studies, we have made more robust computations of how the odds that extreme storm surges and precipitation coincide will change in Europe.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d37165142" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>When different flooding drivers co-occur, they can cause compound floods. Despite the potential impact of compound flooding, few studies have projected how the joint probability of flooding drivers may change. Furthermore, existing projections may not be very robust, as they are based on only 5 to 6 climate model simulations. Here, we use a large ensemble of simulations from the Coupled Model Intercomparison Project 6 (CMIP6) to project changes in the joint probability of extreme storm surges and precipitation at European tide gauges under a medium and high emissions scenario, enabled by data-proximate cloud computing and statistical storm surge modeling. We find that the joint probability will increase in the northwest and decrease in most of the southwest of Europe. Averaged over Europe, the absolute magnitude of these changes is 36%–49% by 2080, depending on the scenario. The large-scale changes in the joint probability of extreme storm surges and precipitation are similar to those in the joint probability of extreme wind speeds and precipitation, but locally, differences can exceed the changes themselves. Due to internal climate variability and inter-model differences, projections based on simulations of only 5 to 6 randomly chosen CMIP6 models have a probability of higher than 10% to differ qualitatively from projections based on all CMIP6 simulations in multiple regions, especially under the medium emissions scenario and earlier in the twenty-first century. Therefore, our results provide a more robust and less uncertain representation of changes in the potential for compound flooding in Europe than previous projections.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d37165144" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>We project changes in the joint probability of storm surge and precipitation extremes based on a large ensemble of model simulations from the Coupled Model Intercomparison Project 6</p>
</li>
<li>
<p>The joint probability will increase in the northwest and decrease in the southwest of Europe, with an average absolute magnitude of 36%–49%</p>
</li>
<li>
<p>Especially under lower emissions, often more than 5 or 6 climate model simulations are needed to draw robust conclusions on these changes</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d37165147" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Extreme storm surges, rainfall or river discharge can cause flooding. When these events happen at the same time, even more severe flooding may follow. Climate change could affect the odds that drivers of flooding coincide, potentially leading to larger flood risk. However, few scientists have tried to compute such changes, using only a few different computer models of our climate. Here, we use a much larger set of climate models to compute how the odds that an extreme storm surge coincides with extreme precipitation could change in the future. We find that at the coasts of northwestern Europe, those odds will increase, whereas in southwestern Europe, they will mostly decrease. On average, the changes will be as large as 36%–49% of the current odds, depending on whether the concentration of greenhouse gases in the atmosphere will increase by a medium or a large amount. When we use smaller sets of climate models for our calculations, we get substantially different results in some cases. In conclusion, by using a larger set of climate models than previous studies, we have made more robust computations of how the odds that extreme storm surges and precipitation coincide will change in Europe.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21594-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21594-sec-0010-title">1 Introduction</h2>
<p>The co-occurrence or close succession of different flooding drivers like storm surges, rainfall and river discharge has the potential to affect coastal communities more severely than the separate occurrence of these drivers (e.g., Bevacqua et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0003" id="#eft21594-bib-0003_R_d37165134e741" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Emanuel, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0022" id="#eft21594-bib-0022_R_d37165134e744" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Kumbier et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0042" id="#eft21594-bib-0042_R_d37165134e747" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Paprotny et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0060" id="#eft21594-bib-0060_R_d37165134e750" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Ruocco et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0068" id="#eft21594-bib-0068_R_d37165134e753" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>; van den Hurk et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0083" id="#eft21594-bib-0083_R_d37165134e757" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). For instance, extreme precipitation or river discharge may increase the depth and/or area of flooding due to storm surges and high coastal water levels may hamper storm-water drainage and cause backwater effects. Such combinations of hazard drivers are called compound events (Zscheischler et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0098" id="#eft21594-bib-0098_R_d37165134e760" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Since the more traditional univariate analyses that neglect the compounding effects of flooding drivers may underestimate flood risk and the lifetime of adaptation measures to flooding (e.g., Leonard et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0046" id="#eft21594-bib-0046_R_d37165134e763" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Moftakhari et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0054" id="#eft21594-bib-0054_R_d37165134e766" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Wahl et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0088" id="#eft21594-bib-0088_R_d37165134e769" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), compound events have received increased attention in the past decade. For instance, the historical dependence between and joint probability of various combinations of flooding drivers has been assessed at local (e.g., Couasnon et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0017" id="#eft21594-bib-0017_R_d37165134e772" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Kew et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0041" id="#eft21594-bib-0041_R_d37165134e776" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Santos et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0070" id="#eft21594-bib-0070_R_d37165134e779" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Zheng et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0096" id="#eft21594-bib-0096_R_d37165134e782" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>), national (e.g., Hendry et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0034" id="#eft21594-bib-0034_R_d37165134e785" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; W. Wu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0092" id="#eft21594-bib-0092_R_d37165134e788" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>), continental (e.g., Camus et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0014" id="#eft21594-bib-0014_R_d37165134e791" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Ganguli &amp; Merz, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0024" id="#eft21594-bib-0024_R_d37165134e795" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Nasr et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0058" id="#eft21594-bib-0058_R_d37165134e798" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Paprotny et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0060" id="#eft21594-bib-0060_R_d37165134e801" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0061" id="#eft21594-bib-0061_R_d37165134e804" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Wahl et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0088" id="#eft21594-bib-0088_R_d37165134e807" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>) and global scales (e.g., Bevacqua, Vousdoukas, Zappa, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0007" id="#eft21594-bib-0007_R_d37165134e810" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Couasnon et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0016" id="#eft21594-bib-0016_R_d37165134e814" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Eilander et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0021" id="#eft21594-bib-0021_R_d37165134e817" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Lambert et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0043" id="#eft21594-bib-0043_R_d37165134e820" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Ridder et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0066" id="#eft21594-bib-0066_R_d37165134e823" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Ward et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0090" id="#eft21594-bib-0090_R_d37165134e826" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>), using observations and/or model hindcasts.</p>
<p>In comparison, fewer studies have projected how the potential for compound flooding may change in the future. For instance, a global study projected the joint probability of extreme storm surges and precipitation to decrease in parts of the subtropics and to increase at higher latitudes (Bevacqua, Vousdoukas, Zappa, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0007" id="#eft21594-bib-0007_R_d37165134e832" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). For the United States, the joint probabilities of various flooding drivers were projected to increase due to sea-level rise, changes in extreme river discharge and changes in tropical cyclones (Ghanbari et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0026" id="#eft21594-bib-0026_R_d37165134e835" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Gori et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0028" id="#eft21594-bib-0028_R_d37165134e838" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Moftakhari et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0054" id="#eft21594-bib-0054_R_d37165134e841" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). For most of Europe, the joint probability of extreme storm surges and precipitation was projected to increase by Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0004" id="#eft21594-bib-0004_R_d37165134e844" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), predominantly due to the increasing probability of extreme precipitation. However, Ganguli et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0025" id="#eft21594-bib-0025_R_d37165134e848" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) projected a decrease in the dependence and joint probability of extreme storm surges and river discharge in northwestern Europe. The differences between the projections of these studies are inconsistent with the finding that the joint probability of extreme storm surges and precipitation is generally comparable to that of extreme storm surges and river discharge at small to medium river catchments (Bevacqua, Vousdoukas, Shepherd, &amp; Vrac, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0006" id="#eft21594-bib-0006_R_d37165134e851" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>A common limitation of existing projections of the joint probability of flooding drivers is the small ensembles of global and/or regional climate model simulations on which they are based. For instance, Bevacqua, Vousdoukas, Zappa, et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0007" id="#eft21594-bib-0007_R_d37165134e857" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) and Ganguli et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0025" id="#eft21594-bib-0025_R_d37165134e860" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) based their projections on only 5 to 6 models from the Coupled Model Intercomparison Project 5 (CMIP5; Taylor et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0081" id="#eft21594-bib-0081_R_d37165134e863" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>), using only a single, high-emissions scenario simulation per model. Consequently, these projections may be sensitive to the specific models that were used and provide a limited view of the uncertainties related to future emissions, internal climate variability and structural differences between models, especially since the skill of climate models in capturing the atmospheric conditions that may cause compound flooding varies (Ridder et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0065" id="#eft21594-bib-0065_R_d37165134e866" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Y. Wu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0093" id="#eft21594-bib-0093_R_d37165134e869" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Some studies used larger multi-model ensembles to project changes in the joint probability of extremes (e.g., Bevacqua et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0005" id="#eft21594-bib-0005_R_d37165134e873" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Ridder et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0067" id="#eft21594-bib-0067_R_d37165134e876" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Sun et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0075" id="#eft21594-bib-0075_R_d37165134e879" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>), but none included storm surges as a driver.</p>
<p>Furthermore, most projections of the joint probability of extremes in general are based on climate model ensembles that include only one initial-condition simulation per model. However, since co-occurring extremes are rare, estimates of their joint probability are sensitive to internal climate variability when derived from a single simulation, even when using a 50-year period from that simulation (Santos et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0070" id="#eft21594-bib-0070_R_d37165134e885" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Hence, as advocated by Bevacqua et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0005" id="#eft21594-bib-0005_R_d37165134e888" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>), projections of the potential for compound extremes would benefit from using single model initial-condition large ensembles (SMILEs). These are ensembles of simulations generated with the same external forcing but initialized at different times, so that internal climate variability has a different phase in each simulation and can be partially averaged out. Consequently, SMILEs can be used to develop more robust projections of the joint probability of extremes (Bevacqua et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0005" id="#eft21594-bib-0005_R_d37165134e891" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) and to partition the total uncertainty of projections into uncertainties due to emissions scenarios, inter-model differences and internal climate variability (Lehner et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0045" id="#eft21594-bib-0045_R_d37165134e894" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>Many global climate models from the current, sixth Coupled Model Intercomparison Project (CMIP6) (Eyring et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0023" id="#eft21594-bib-0023_R_d37165134e901" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) provide simulations for multiple initial-condition members. Including all these simulations for the analysis of compound flooding is challenging as storm surges and river discharge are not a direct output of global climate models but need to be derived from their simulations offline. This is typically done using computationally demanding hydrodynamic and hydrological models, respectively (e.g., Bevacqua, Vousdoukas, Zappa, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0007" id="#eft21594-bib-0007_R_d37165134e904" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Ganguli et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0025" id="#eft21594-bib-0025_R_d37165134e907" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). However, as a computationally more efficient alternative to hydrodynamic modeling, data-driven models have recently been developed to compute storm surges at large spatial scales (Bellinghausen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0002" id="#eft21594-bib-0002_R_d37165134e910" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Bruneau et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0010" id="#eft21594-bib-0010_R_d37165134e913" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Tadesse &amp; Wahl, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0079" id="#eft21594-bib-0079_R_d37165134e917" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Tadesse et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0078" id="#eft21594-bib-0078_R_d37165134e920" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Tiggeloven et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0082" id="#eft21594-bib-0082_R_d37165134e923" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Such statistical models, based on multi-linear regression (MLR) or other machine learning techniques, have been shown to perform similarly to or better than high-resolution hydrodynamic models such as the Global Tide and Surge Model (GTSM) of Muis et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0057" id="#eft21594-bib-0057_R_d37165134e926" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0056" id="#eft21594-bib-0056_R_d37165134e929" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0055" id="#eft21594-bib-0055_R_d37165134e932" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) (Tadesse et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0078" id="#eft21594-bib-0078_R_d37165134e936" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Tiggeloven et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0082" id="#eft21594-bib-0082_R_d37165134e939" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Therefore, they may also be useful for projecting changes in the joint probability of extreme storm surges and other flooding drivers.</p>
<p>Here, we project changes in the joint probability of extreme storm surges and precipitation and analyze their uncertainty using the simulations of a large ensemble of CMIP6 models, including all initial-condition members available for each model. To derive storm surge information from each simulation, we use the data-driven statistical model of Tadesse et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0078" id="#eft21594-bib-0078_R_d37165134e945" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), which we will show is well suited for the analysis of the joint probability of storm surge and precipitation extremes. We limit our study to Europe, where data-driven storm surge models generally perform well (Bruneau et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0010" id="#eft21594-bib-0010_R_d37165134e948" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Tadesse et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0078" id="#eft21594-bib-0078_R_d37165134e951" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Tiggeloven et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0082" id="#eft21594-bib-0082_R_d37165134e954" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Storm surges are mainly caused by wind and sea-level pressure. Therefore, the probability of joint extreme wind speed and precipitation events, which can disrupt transport and power systems (e.g., Jaroszweski et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0040" id="#eft21594-bib-0040_R_d37165134e957" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), is closely related to that of joint storm surge and precipitation extremes and helps to interpret the changes in the latter physically. Therefore, we consider changes in the probability of joint wind speed and precipitation extremes alongside changes in the probability of joint storm surge and precipitation extremes and compare them. Finally, we exploit the large ensemble of CMIP6 simulations to compare the ensemble mean changes to the effect of internal climate variability, partition the uncertainty of our projections and compute the ensemble size required for qualitatively robust projections in different locations.</p>
</section>
<section class="article-section__content" id="eft21594-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21594-sec-0020-title">2 CMIP6 Data and Joint Extremes Analysis</h2>
<p>In this section, we explain which CMIP6 simulations we use and how we analyze the changes in the joint probability of extremes in these simulations.</p>
<section class="article-section__sub-content" id="eft21594-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21594-sec-0030-title">2.1 CMIP6 Data Used</h3>
<p>We analyze future changes in the joint probability of extremes for an intermediate and a high emissions scenario (shared socio-economic pathway scenarios SSP2-4.5 &amp; SSP8.5, respectively; Meinshausen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0052" id="#eft21594-bib-0052_R_d37165134e976" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). As only few CMIP6 models provide simulations at a sub-daily frequency, we use daily mean CMIP6 simulations. Models are required to provide daily mean sea-level pressure (variable “<i>psl</i>”), surface wind speed (variable “<i>sfcWind</i>”) and precipitation flux (variable “<i>pr</i>”) output for the historical period (1850–2014) and at least one of the SSP2-4.5 and SSP5-8.5 scenarios (2015–2100). To obtain time series for 1850–2100, each SSP simulation is appended to its corresponding historical simulation. Daily mean wind speed and precipitation flux time series (converted to daily accumulated precipitation) are used to analyze (changes in) the joint probability of wind speed and precipitation extremes (as explained in Sections <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-sec-0040">3</a><span> </span>and<span> </span><a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-sec-0050">4</a>), whereas daily mean wind speed and sea-level pressure time series are used as input to the statistical storm surge model (as explained in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-sec-0090">9</a>). Like Ridder et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0067" id="#eft21594-bib-0067_R_d37165134e995" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), we use daily mean instead of daily maximum wind speed, as more CMIP6 simulations are available for the former.</p>
<p>For several CMIP6 models, multiple realizations (denoted with “<i>r</i>” in the “<i>ripf</i>” variant label) are available that have been branched off from their preindustrial control run at different times. Because the phase of internal climate variability differs between these realizations, they can be used to average out part of the changes due to internal climate variability and better isolate the changes due to increasing greenhouse gas concentrations. In contrast to previous projections, we therefore include all available realizations of each CMIP6 model providing the output described above. The resulting data set includes over 20 terabytes of data from 27 different CMIP6 models (see Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-tbl-0001">1</a><span> </span>for an overview). To process this data efficiently and reproducibly, we use the Analysis-Ready Cloud Optimized CMIP6 data produced by the Pangeo/Earth System Grid Federation (ESGF) Cloud Data Working Group (<a href="https://pangeo-data.github.io/pangeo-cmip6-cloud/" class="linkBehavior">https://pangeo-data.github.io/pangeo-cmip6-cloud/</a>), held in public Google Cloud Storage. The data sets summarized in Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-tbl-0001">1</a><span> </span>reflect data sets that were available to download and ingest via the pangeo-forge feedstock (Busecke &amp; Stern, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0012" id="#eft21594-bib-0012_R_d37165134e1015" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) at the time of writing of this manuscript. The data is analyzed using the code in the CMIP6cex repository (Hermans &amp; Busecke, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0035" id="#eft21594-bib-0035_R_d37165134e1018" class="bibLink tab-link" data-tab="pane-pcw-references">2024a</a></span>), for which the xarray (Hoyer &amp; Hamman, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0039" id="#eft21594-bib-0039_R_d37165134e1021" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>) and xMIP (Busecke et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0011" id="#eft21594-bib-0011_R_d37165134e1024" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) python packages are important building blocks.</p>
<div class="article-table-content" id="eft21594-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table 1.<span> </span></span>Coupled Model Intercomparison Project 6 Simulations Used</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<td class="bottom-bordered-cell right-bordered-cell left-aligned"></td>
<th class="bottom-bordered-cell center-aligned">Model</th>
<th class="bottom-bordered-cell center-aligned">SSP2-4.5 [#]</th>
<th class="bottom-bordered-cell center-aligned">SSP5-8.5 [#]</th>
<th class="bottom-bordered-cell center-aligned">Both [#]</th>
<th class="bottom-bordered-cell center-aligned">°Lon × °Lat</th>
<th class="bottom-bordered-cell center-aligned">Reference</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">1</td>
<td class="left-aligned">ACCESS-CM2</td>
<td class="left-aligned">5</td>
<td class="left-aligned">6</td>
<td class="left-aligned">4</td>
<td class="center-aligned">1.875 × 1.25</td>
<td class="center-aligned">Bi et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0008" id="#eft21594-bib-0008_R_d37165134e1112" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">2</td>
<td class="left-aligned">ACCESS-ESM1-5</td>
<td class="left-aligned">38</td>
<td class="left-aligned">35</td>
<td class="left-aligned">33</td>
<td class="center-aligned">1.875 × 1.25</td>
<td class="center-aligned">Bi et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0008" id="#eft21594-bib-0008_R_d37165134e1140" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">3</td>
<td class="left-aligned">CanESM5</td>
<td class="left-aligned">25</td>
<td class="left-aligned">25</td>
<td class="left-aligned">25</td>
<td class="center-aligned">2.8 × 2.8</td>
<td class="center-aligned">Swart et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0076" id="#eft21594-bib-0076_R_d37165134e1168" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">4</td>
<td class="left-aligned">CESM2</td>
<td class="left-aligned">2</td>
<td class="left-aligned">2</td>
<td class="left-aligned">2</td>
<td class="center-aligned">1.25 × 0.9</td>
<td class="center-aligned">Danabasoglu et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0018" id="#eft21594-bib-0018_R_d37165134e1196" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">5</td>
<td class="left-aligned">CESM2-WACCM</td>
<td class="left-aligned">3</td>
<td class="left-aligned">3</td>
<td class="left-aligned">3</td>
<td class="center-aligned">1.25 × 0.9</td>
<td class="center-aligned">Danabasoglu et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0018" id="#eft21594-bib-0018_R_d37165134e1224" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">6</td>
<td class="left-aligned">CMCC-ESM2</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">1.25 × 0.9</td>
<td class="center-aligned">Lovato et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0049" id="#eft21594-bib-0049_R_d37165134e1253" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">7</td>
<td class="left-aligned">CMCC-CM2-SR5</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">1.25 × 0.9</td>
<td class="center-aligned">Cherchi et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0015" id="#eft21594-bib-0015_R_d37165134e1281" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">8</td>
<td class="left-aligned">EC-Earth3</td>
<td class="left-aligned">59</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">0.75 × 0.75</td>
<td class="center-aligned">Döscher et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0019" id="#eft21594-bib-0019_R_d37165134e1309" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">9</td>
<td class="left-aligned">EC-Earth3-Veg</td>
<td class="left-aligned">1</td>
<td class="left-aligned">0</td>
<td class="left-aligned">0</td>
<td class="center-aligned">0.75 × 0.75</td>
<td class="center-aligned">Döscher et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0019" id="#eft21594-bib-0019_R_d37165134e1337" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">10</td>
<td class="left-aligned">FGOALS-g3</td>
<td class="left-aligned">1</td>
<td class="left-aligned">0</td>
<td class="left-aligned">0</td>
<td class="center-aligned">2 × 2</td>
<td class="left-aligned">L. Li et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0048" id="#eft21594-bib-0048_R_d37165134e1365" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">11</td>
<td class="left-aligned">GFDL-CM4</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">1 × 1</td>
<td class="center-aligned">Held et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0033" id="#eft21594-bib-0033_R_d37165134e1393" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">12</td>
<td class="left-aligned">GFDL-ESM4</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">1 × 1</td>
<td class="center-aligned">Dunne et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0020" id="#eft21594-bib-0020_R_d37165134e1422" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">13</td>
<td class="left-aligned">HadGEM3-GC31-LL</td>
<td class="left-aligned">5</td>
<td class="left-aligned">4</td>
<td class="left-aligned">4</td>
<td class="center-aligned">1.875 × 1.25</td>
<td class="center-aligned">Andrews et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0001" id="#eft21594-bib-0001_R_d37165134e1450" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">14</td>
<td class="left-aligned">HadGEM3-GC31-MM</td>
<td class="left-aligned">0</td>
<td class="left-aligned">4</td>
<td class="left-aligned">0</td>
<td class="center-aligned">0.83 × 0.56</td>
<td class="center-aligned">Andrews et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0001" id="#eft21594-bib-0001_R_d37165134e1478" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">15</td>
<td class="left-aligned">INM-CM4-8</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">2 × 1.5</td>
<td class="center-aligned">Volodin and Gritsun (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0084" id="#eft21594-bib-0084_R_d37165134e1506" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">16</td>
<td class="left-aligned">INM-CM5-8</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">2 × 1.5</td>
<td class="center-aligned">Volodin et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0085" id="#eft21594-bib-0085_R_d37165134e1534" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">17</td>
<td class="left-aligned">IPSL-CM6A-LR</td>
<td class="left-aligned">11</td>
<td class="left-aligned">7</td>
<td class="left-aligned">6</td>
<td class="center-aligned">2.5 × 1.3</td>
<td class="center-aligned">Boucher et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0009" id="#eft21594-bib-0009_R_d37165134e1562" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">18</td>
<td class="left-aligned">KACE-1-0-G</td>
<td class="left-aligned">3</td>
<td class="left-aligned">3</td>
<td class="left-aligned">3</td>
<td class="center-aligned">Not reported</td>
<td class="center-aligned">Lee et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0044" id="#eft21594-bib-0044_R_d37165134e1591" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">19</td>
<td class="left-aligned">MIROC6</td>
<td class="left-aligned">43</td>
<td class="left-aligned">50</td>
<td class="left-aligned">43</td>
<td class="center-aligned">1.4 × 1.4</td>
<td class="center-aligned">Tatebe et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0080" id="#eft21594-bib-0080_R_d37165134e1619" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">20</td>
<td class="left-aligned">MIROC6-ES2L</td>
<td class="left-aligned">10</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">2.8 × 2.8</td>
<td class="center-aligned">Hajima et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0032" id="#eft21594-bib-0032_R_d37165134e1647" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">21</td>
<td class="left-aligned">MPI-ESM1-2-LR</td>
<td class="left-aligned">24</td>
<td class="left-aligned">24</td>
<td class="left-aligned">24</td>
<td class="center-aligned">1.88 × 1.88</td>
<td class="center-aligned">Mauritsen et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0051" id="#eft21594-bib-0051_R_d37165134e1675" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">22</td>
<td class="left-aligned">MPI-ESM1-2-HR</td>
<td class="left-aligned">2</td>
<td class="left-aligned">2</td>
<td class="left-aligned">2</td>
<td class="center-aligned">0.93 × 0.93</td>
<td class="center-aligned">Mauritsen et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0051" id="#eft21594-bib-0051_R_d37165134e1703" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">23</td>
<td class="left-aligned">MRI-ESM2-0</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">0.75 × 0.75</td>
<td class="center-aligned">Yukimoto et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0094" id="#eft21594-bib-0094_R_d37165134e1731" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">24</td>
<td class="left-aligned">NorESM2-LL</td>
<td class="left-aligned">3</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">2.5 × 1.88</td>
<td class="center-aligned">Seland et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0071" id="#eft21594-bib-0071_R_d37165134e1760" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">25</td>
<td class="left-aligned">NorESM2-MM</td>
<td class="left-aligned">2</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">1.25 × 0.94</td>
<td class="center-aligned">Seland et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0071" id="#eft21594-bib-0071_R_d37165134e1788" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">26</td>
<td class="left-aligned">TaiESM1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="left-aligned">1</td>
<td class="center-aligned">1.25 × 0.9</td>
<td class="center-aligned">Wang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0089" id="#eft21594-bib-0089_R_d37165134e1816" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>)</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">27</td>
<td class="left-aligned">UKESM1-0-LL</td>
<td class="left-aligned">5</td>
<td class="left-aligned">5</td>
<td class="left-aligned">5</td>
<td class="center-aligned">1.875 × 1.25</td>
<td class="center-aligned">Sellar et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0072" id="#eft21594-bib-0072_R_d37165134e1844" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-source"></div>
</div>
<p>Prior to the analysis, we bilinearly interpolated the simulations of each model to a common grid with a 1.5° × 1.5° resolution, using xESFM (Zhuang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0097" id="#eft21594-bib-0097_R_d37165134e1855" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). A 1.5° × 1.5° grid roughly corresponds with the average resolution of the CMIP6 models (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-tbl-0001">1</a>). The effects of orography and coastlines and mesoscale processes such as fronts and convection may be better resolved by models with a higher resolution, but these typically provide fewer simulations. Ensemble statistics are computed and displayed on the common 1.5° × 1.5° grid. The regridded simulations are also used as input to the statistical storm surge model (as described in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-sec-0090">9</a>).</p>
</section>
<section class="article-section__sub-content" id="eft21594-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21594-sec-0040-title">2.2 Definition of Joint Extremes</h3>
<p>In this study, we consider two types of compound extremes: (a) the combination of extreme daily mean wind speed and extreme daily accumulated precipitation, and (b) the combination of extreme daily maximum storm surge and extreme daily accumulated precipitation. While compound events can already be impactful if only one of their drivers is extreme (Wahl et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0088" id="#eft21594-bib-0088_R_d37165134e1873" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), we focus on the case in which both drivers are extreme, similar to previous studies (Bevacqua et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0004" id="#eft21594-bib-0004_R_d37165134e1876" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Bevacqua, Vousdoukas, Zappa, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0007" id="#eft21594-bib-0007_R_d37165134e1879" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Ganguli et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0025" id="#eft21594-bib-0025_R_d37165134e1882" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Ridder et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0067" id="#eft21594-bib-0067_R_d37165134e1885" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). We define extreme events using a peak-over-threshold (POT) analysis instead of using annual maxima, because this allows us to consider multiple extremes occurring in a single year and avoids including annual maxima that are not extreme.</p>
<p>Previous POT analyses have often used the same threshold percentile or used thresholds resulting in the same number of declustered extremes for each location and variable (e.g., Bevacqua, Vousdoukas, Zappa, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0007" id="#eft21594-bib-0007_R_d37165134e1891" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Camus et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0014" id="#eft21594-bib-0014_R_d37165134e1894" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Ganguli et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0025" id="#eft21594-bib-0025_R_d37165134e1897" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Hendry et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0034" id="#eft21594-bib-0034_R_d37165134e1900" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Ridder et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0066" id="#eft21594-bib-0066_R_d37165134e1903" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>); a pragmatic approach which we also adopt here. For Europe, Camus et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0014" id="#eft21594-bib-0014_R_d37165134e1907" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) found that using 3 vs 6 declustered extremes per year resulted in similar bivariate dependence patterns for several combinations of compound flooding drivers. Therefore, we use the 98th percentile of daily values as a threshold, which results in a number of extremes slightly higher than 6 per year. Hence, wind speed (<i>w</i>), storm surge (<i>s</i>) and precipitation (<i>p</i>) extremes are defined as<span> </span><i>P</i> = <i>p</i> ≥ <i>p</i><sub>98</sub>,<span> </span><i>W</i> = <i>w</i> ≥ <i>w</i><sub>98</sub><span> </span>and<span> </span><i>S</i> = <i>s</i> ≥ <i>s</i><sub>98</sub>, respectively, and joint extreme wind speed and precipitation and joint extreme storm surges and precipitation events as days on which those extremes co-occur (<i>W</i> ∧ <i>P</i><span> </span>and<span> </span><i>S</i> ∧ <i>P</i>, respectively). As a baseline, we only consider extremes that occur on the same day and do not decluster the extremes prior to the analysis. The sensitivity of our projections to these methods is discussed in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-sec-0170">17</a>.</p>
</section>
<section class="article-section__sub-content" id="eft21594-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21594-sec-0050-title">2.3 Future Changes in the Joint Probability of Extremes</h3>
<p>We analyze the joint probability of extremes empirically by counting the number of joint extremes (<i>N</i><sub><i>W</i>∧<i>P</i></sub><span> </span>and<span> </span><i>N</i><sub><i>S</i>∧<i>P</i></sub>) and standardizing those numbers by the length of the time period considered, as done by Camus et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0014" id="#eft21594-bib-0014_R_d37165134e1972" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), Couasnon et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0016" id="#eft21594-bib-0016_R_d37165134e1975" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), Hendry et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0034" id="#eft21594-bib-0034_R_d37165134e1979" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), and Ridder et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0066" id="#eft21594-bib-0066_R_d37165134e1982" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004188#eft21594-bib-0067" id="#eft21594-bib-0067_R_d37165134e1985" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>).</p>
<section class="article-section__sub-content" id="eft21594-sec-0060">
<h4 class="article-section__sub-title section3" id="eft21594-sec-0060-title">2.3.1 Computing Future Changes</h4>
<div class="paragraph-element">To compute the changes in the number of joint extremes that the CMIP6 models simulate (Δ<i>N</i><sub><i>W</i>∧<i>P</i></sub><span> </span>and Δ<i>N</i><sub><i>S</i>∧<i>P</i></sub>), we define two 40-year periods centered around 2000 (1981–2020) and 2080 (2061–2100) as the historical and future periods, respectively. We then compute Δ<i>N</i><sub><i>W</i>∧<i>P</i></sub><span> </span>(and similarly, Δ<i>N</i><sub><i>S</i>∧<i>P</i></sub>) as the difference in the number of joint extremes between these periods:
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</item>

<item>
<title>Coastal Area Storm Intensification</title>
<link>https://sdgtalks.ai/coastal-area-storm-intensification</link>
<guid>https://sdgtalks.ai/coastal-area-storm-intensification</guid>
<description><![CDATA[ This study investigates global nearshore tropical cyclone intensification and its response to climate change using observations, numerical simulations, and climate models. It finds a historical increase in nearshore TC intensification rates due to decreased wind shear and increased humidity near coastlines, with projections indicating continued intensification under global warming. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_66385991996e5.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:16:35 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>Storms, Coastal</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Tropical cyclones (TCs) that intensify close to the coast pose a major socio-economic threat and are a substantial challenge from an operational standpoint. Therefore understanding historical trends in nearshore storm intensification and how they may change in future is of considerable significance. Despite this, few studies examined this key aspect of TCs at the global scale. Here we show, using an analysis of observations and atmospheric reanalyses, that the mean TC intensification rate has increased significantly over the period 1979–2020 primarily aided by increases in relative humidity and decreases in vertical wind shear. Further, high-resolution climate models, which explicitly resolve TCs, suggest that nearshore TC intensification will continue to increase in future. These increases in coastal TC intensification rates can mainly be attributed to stronger projected decreases in vertical wind shear. To better understand wind shear projections, a suite of idealized numerical experiments with an intermediate complexity model were conducted. The experiments indicate that enhanced warming in the upper-troposphere and changing heating patterns are likely responsible.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d19196368" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>Tropical Cyclones (TCs) inflict substantial coastal damages, making it pertinent to understand changing storm characteristics in the important nearshore region. Past work examined several aspects of TCs relevant for impacts in coastal regions. However, few studies explored nearshore storm intensification and its response to climate change at the global scale. Here, we address this using a suite of observations and numerical model simulations. Over the historical period 1979–2020, observations reveal a global mean TC intensification rate increase of about 3 kt per 24-hr in regions close to the coast. Analysis of the observed large-scale environment shows that stronger decreases in vertical wind shear and larger increases in relative humidity relative to the open oceans are responsible. Further, high-resolution climate model simulations suggest that nearshore TC intensification will continue to rise under global warming. Idealized numerical experiments with an intermediate complexity model reveal that decreasing shear near coastlines, driven by amplified warming in the upper troposphere and changes in heating patterns, is the major pathway for these projected increases in nearshore TC intensification.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d19196370" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>Tropical cyclone (TC) intensification rates have increased in near coastal regions over the 42-year period 1979-2020</p>
</li>
<li>
<p>Increases in relative humidity along with decreases in vertical wind shear are responsible</p>
</li>
<li>
<p>Climate models project a continued increase in nearshore TC intensification rates with decreasing wind shear playing a crucial role</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d19196373" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Tropical cyclones (TCs) that intensify close to the coast pose a major socio-economic threat and are a substantial challenge from an operational standpoint. Therefore understanding historical trends in nearshore storm intensification and how they may change in future is of considerable significance. Despite this, few studies examined this key aspect of TCs at the global scale. Here we show, using an analysis of observations and atmospheric reanalyses, that the mean TC intensification rate has increased significantly over the period 1979–2020 primarily aided by increases in relative humidity and decreases in vertical wind shear. Further, high-resolution climate models, which explicitly resolve TCs, suggest that nearshore TC intensification will continue to increase in future. These increases in coastal TC intensification rates can mainly be attributed to stronger projected decreases in vertical wind shear. To better understand wind shear projections, a suite of idealized numerical experiments with an intermediate complexity model were conducted. The experiments indicate that enhanced warming in the upper-troposphere and changing heating patterns are likely responsible.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21558-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21558-sec-0010-title">1 Introduction</h2>
<p>Tropical Cyclones (TCs) rank among the most destructive natural hazards, causing considerable socio-economic damages annually worldwide (Cerveny et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0009" id="#eft21558-bib-0009_R_d19196360e830" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; K. Emanuel, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0017" id="#eft21558-bib-0017_R_d19196360e833" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>; Noy, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0058" id="#eft21558-bib-0058_R_d19196360e836" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). With studies suggesting that the impacts from TCs will rise under climate change (Gettelman et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0023" id="#eft21558-bib-0023_R_d19196360e839" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Mendelsohn et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0056" id="#eft21558-bib-0056_R_d19196360e842" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>; Peduzzi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0063" id="#eft21558-bib-0063_R_d19196360e846" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>), it is pertinent to understand how TCs may change close to the coast, where their societal influence is most profound. Recent studies have shown that under global warming, several aspects of TCs relevant for impacts upon landfall will likely change. For instance, TCs may traverse more slowly and cause more flooding (Hall &amp; Kossin, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0026" id="#eft21558-bib-0026_R_d19196360e849" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Kossin, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0041" id="#eft21558-bib-0041_R_d19196360e852" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>), increase in strength and produce more rainfall (Patricola &amp; Wehner, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0062" id="#eft21558-bib-0062_R_d19196360e855" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Scoccimarro et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0070" id="#eft21558-bib-0070_R_d19196360e858" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Wright et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0091" id="#eft21558-bib-0091_R_d19196360e861" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), achieve their lifetime maximum intensity closer to the coast (S. Wang &amp; Toumi, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0087" id="#eft21558-bib-0087_R_d19196360e865" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) and decay more slowly over land (L. Li &amp; Chakraborty, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0048" id="#eft21558-bib-0048_R_d19196360e868" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Further, the ocean surface has warmed more over the past century along the western boundaries of the global ocean basins near major coastlines (Wu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0092" id="#eft21558-bib-0092_R_d19196360e871" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). However, it remains unclear how storm intensification may change in the important nearshore region.</p>
<p>TCs that undergo rapid intensification shortly before landfall pose a major threat to coastal communities, and theory suggests such events are expected to become more frequent and severe as the climate continues to warm (K. Emanuel, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0018" id="#eft21558-bib-0018_R_d19196360e877" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). For example, Typhoon Rai (2021) intensified rapidly to Category five strength just before making landfall over the southern islands of Philippines with devastating impacts, including hundreds of fatalities (Mata et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0054" id="#eft21558-bib-0054_R_d19196360e880" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). In May 2023, Cyclone Mocha intensified rapidly in the Bay of Bengal to become the strongest cyclone on record in the North Indian Ocean and caused severe human losses in Bangladesh and Myanmar (World Health Organization, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0060" id="#eft21558-bib-0060_R_d19196360e883" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). Similarly, Hurricanes Ida (2021) and Ian (2022) underwent phases of rapid intensification before striking the coasts of Louisiana and Florida, respectively, resulting in catastrophic damage (Reinhart, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0065" id="#eft21558-bib-0065_R_d19196360e886" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Zhu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0098" id="#eft21558-bib-0098_R_d19196360e889" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Studies have shown that the magnitude and frequency of TC rapid intensification have increased in the Atlantic (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0003" id="#eft21558-bib-0003_R_d19196360e893" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; K. T. Bhatia et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0008" id="#eft21558-bib-0008_R_d19196360e896" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; K. Bhatia et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0007" id="#eft21558-bib-0007_R_d19196360e899" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) and the northwestern Pacific (K. Bhatia et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0007" id="#eft21558-bib-0007_R_d19196360e902" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Song et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0072" id="#eft21558-bib-0072_R_d19196360e905" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Furthermore, it was found that during the past 40 years TCs approaching the US Atlantic coast and the East Asian coast have experienced stronger intensification (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e908" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Garner, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0021" id="#eft21558-bib-0021_R_d19196360e912" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; X. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0050" id="#eft21558-bib-0050_R_d19196360e915" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; R. C. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0049" id="#eft21558-bib-0049_R_d19196360e918" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Mei &amp; Xie, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0055" id="#eft21558-bib-0055_R_d19196360e921" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Park et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0061" id="#eft21558-bib-0061_R_d19196360e924" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). In a recent study, Y. Li et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0050" id="#eft21558-bib-0050_R_d19196360e927" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) conducted a global analysis, revealing a notable rise in the frequency of rapid intensification events within coastal regions. Nevertheless, a comprehensive examination of TC intensity changes in the critical nearshore region has not been conducted at the global scale. Additionally, the majority of these studies concentrated on historical observations, without taking into account future projections of TCs. In this study, we examine observed changes in nearshore TC intensification and the large-scale environment over the historical period, project changes into the future using climate model simulations and delve into the responsible mechanisms using idealized numerical model experiments.</p>
</section>
<section class="article-section__content" id="eft21558-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21558-sec-0020-title">2 Data, Model, and Methods</h2>
<section class="article-section__sub-content" id="eft21558-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21558-sec-0030-title">2.1 Data</h3>
<p>TC track data obtained from the International Best Track Archive for Climate Stewardship (IBTrACS) (Knapp et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0037" id="#eft21558-bib-0037_R_d19196360e944" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>) are used to estimate 24-hr TC intensification rates for the 42-year period 1979–2020. Similarly, TC track data based on the Advanced Dvorak Technique-Hurricane Satellite record (ADT-HURSAT) (Kossin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0043" id="#eft21558-bib-0043_R_d19196360e947" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) are also used to compute TC intensification rates and validate the signal based on IBTrACS. ADT-HURSAT data are available for the 40-year period 1978–2017 (Kossin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0043" id="#eft21558-bib-0043_R_d19196360e950" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). We obtain monthly mean sea surface temperature (SST) from the UK Met Office's Hadley Center (Rayner et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0064" id="#eft21558-bib-0064_R_d19196360e953" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>) for the period 1979–2020. We also obtain monthly mean winds, relative humidity (RH), sea-level pressure and air temperature for the same period from NCEP-DOE II reanalysis (Kanamitsu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0035" id="#eft21558-bib-0035_R_d19196360e956" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). These data are used to understand changes in various TC environmental parameters, including SST, vertical wind shear (VWS), RH and potential intensity. Monthly mean SST, winds and RH are also obtained from ERA5 reanalysis (Hersbach et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0031" id="#eft21558-bib-0031_R_d19196360e960" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) to further support our main findings based on Hadley SST and NCEP-DOE II reanalysis.</p>
</section>
<section class="article-section__sub-content" id="eft21558-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21558-sec-0040-title">2.2 Model</h3>
<p>TC track data are obtained for five fully coupled climate models belonging to the High Resolution Model Intercomparison Project (HighResMIP) and used to compute projected changes in TC intensification rates. The various models, including the number of ensembles (shown in brackets), are: CNRM-CM6-1-HR (1), EC-Earth3P-HR (2), HadGEM3-GC31-HH (1), HadGEM3-GC31-HM (3) and MPI-ESM1-2-XR (1). The models selected have an atmospheric spatial resolution of about 50 km or higher (Roberts et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0067" id="#eft21558-bib-0067_R_d19196360e972" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Tracks from the “hist-1950” simulations covering the 36-year period 1979–2014, and tracks from the “highres-future” simulations covering the 36-year period 2015–2050 are used. The TC tracks from HighResMIP that we use in this study are based on TempestExtremes (Ullrich &amp; Zarzycki, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0082" id="#eft21558-bib-0082_R_d19196360e975" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), a scale-aware feature tracking software that operates on the model's native grid. Projections of TC activity using TempestExtremes, which tracks TC vortices based on sea-level pressure anomalies, are broadly consistent with those using a tracker that operates on vorticity anomalies (Roberts et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0067" id="#eft21558-bib-0067_R_d19196360e978" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), suggesting that our results may not be overly sensitive to the choice of the TC tracking algorithm. Monthly mean data from a single ensemble member realization of these five models are also employed to analyze trends in the TC environment over the 72-year period spanning from 1979 to 2050. Furthermore, monthly mean data from 15 climate models, which are part of the Scenario Model Intercomparison Project (ScenarioMIP)—a subset of the Coupled Model Intercomparison Project phase 6 (CMIP6), are utilized to project future trends in VWS. This data is assessed for the 86-year timeframe from 2015 to 2100, considering the “SSP585” emissions scenario. The various models used are: ACCESS-CM2, BCC-CSM2-MR, CESM2, CMCC-CM2-SR5, CNRM-ESM2-1, CanESM5, E3SM-1-1, EC-Earth3, GFDL-CM4, INM-CM5-0, IPSL-CM6A-LR, MIROC6, MPI-ESM1-2-LR, MRI-ESM2.0, and UKESM1-0-LL. Further details regarding the various CMIP6 and HighResMIP models used in this study have been provided previously (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e981" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>).</p>
<p>To better understand projected VWS changes in the nearshore regions of the Northern Hemisphere, we apply a time-dependent, primitive equation anomaly model to conduct numerical sensitivity experiments. The Stationary Wave Model (SWM) (Ting &amp; Yu, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0081" id="#eft21558-bib-0081_R_d19196360e987" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>) used in this study is the dry dynamical core of the NOAA/GFDL spectral model, with R30 horizontal resolution (roughly 2.25° latitude × 3.75° longitude) and 24 vertical sigma layers. Furthermore, various damping terms including Rayleigh friction, Newtonian cooling, and biharmonic diffusion are used in the SWM to prevent model-generated baroclinic instability and obtain a quasi-steady solution. The damping coefficients used here are the same as those employed by previous studies (Chang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0011" id="#eft21558-bib-0011_R_d19196360e990" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Held et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0030" id="#eft21558-bib-0030_R_d19196360e993" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>; Ting et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0080" id="#eft21558-bib-0080_R_d19196360e996" class="bibLink tab-link" data-tab="pane-pcw-references">2001</a></span>). More details about the model equations can be found in the appendix of Ting and Yu (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0081" id="#eft21558-bib-0081_R_d19196360e999" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>). All SWM simulations are run for 100 days, and a quasi-steady state is reached by day 30. The average from days 31 to 100 is presented for the following results.</p>
<p>Following a previously used experimental design (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0005" id="#eft21558-bib-0005_R_d19196360e1005" class="bibLink tab-link" data-tab="pane-pcw-references">2023a</a></span>), here we perform five independent integrations using the SWM. Our control experiment (CTRL) solves deviations in surface pressure, three-dimensional temperature, and winds from the zonally symmetric climate during the near-future period of 2015–2034. In the SWM, zonally asymmetric circulation features arise due to longitudinal asymmetries in topography, diabatic heating, and transient eddies. It is worth noting that synoptic eddies cannot be explicitly simulated by the SWM, and their aggregated effects are considered as a fixed forcing term (see Text S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a><span> </span>for more details). The experiment that simulates the steady, zonally asymmetric circulation response to the imposed forcings superimposed on a zonal-mean basic state during the late 21st century (2081–2100) is referred to as “Future.” Additionally, we investigate the individual contributions of the anomalous basic state, diabatic heating, and transient forcing to the projected response in VWS through a series of sensitivity runs, labeled as: CTRL + ΔBS, CTRL + ΔDH, and CTRL + ΔTranF, respectively. In each sensitivity experiment, only the Future input of interest is used, and all other inputs remain the same as those in the CTRL run. Table S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a><span> </span>provides a summary of the various experiments performed in this study. Equations used to calculate the imposed forcing terms, including diabatic heating and transient momentum fluxes, are shown in Text S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>.</p>
</section>
<section class="article-section__sub-content" id="eft21558-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21558-sec-0050-title">2.3 Methods</h3>
<p>The TC intensification rate is estimated as the linear regression coefficient of the storm maximum wind speed over five successive 6-hr track locations, including the current location. Locations where the center of the TC crosses land at any point during this period are excluded from our analysis. Also, we only consider TC track locations that are at least 18 hr apart to ensure that they are independent (Kossin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0043" id="#eft21558-bib-0043_R_d19196360e1026" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). In this study, we define “nearshore” as a distance within approximately 3° or about 200 nautical miles of the coastline (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e1029" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Besides being a definition adopted by the United Nations for economic reasons, this is the approximate distance traveled by a TC in a day, based on the global mean translation speed of about 4.8 m s<sup>−1</sup><span> </span>(Yamaguchi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0094" id="#eft21558-bib-0094_R_d19196360e1034" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). In addition to using a “distance from the coast threshold,” we also use thresholds for wind and translation speeds to sub-sample data. This is to ensure that distributions of storm state for the two comparative periods are statistically similar. For the global observational and HighResMIP TC intensification analysis, the distance from coast (d), wind speed (w) and translation speed (t) thresholds used to identify “nearshore” TC track locations are as follows:<span> </span><i>d</i> ≤ 3.0°, 35 kt ≤ <i>w</i> ≤ 75 kt, 3 ms<sup>−1</sup> ≤ <i>t</i> ≤ 10 ms<sup>−1</sup>. On the other hand, “offshore” is simply everywhere else in the basin where the distance threshold is not satisfied. Note that the corresponding wind speed and translation speed thresholds are also applied to subsample the offshore data in various basins. For all probability distributions of TC intensification rates, uncertainty or error bars are estimated based on the “Monte Carlo” method of repeated random sampling (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e1048" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). From a given distribution, we randomly select approximately half of the samples to generate a Probability Distribution Function (PDF), a process that is repeated a thousand times. Following this, the mean and standard deviation estimated across the PDFs produced yield the corresponding mean PDF and error bar magnitudes, respectively.</p>
<p>For computing trends in environmental parameters, the domains used for the various coastlines are as follows: US East and Gulf coasts (10°N–45°N, 100°W–20°W), Mexican west coast (10°N–45°N, 140°W–100°W), East Asian coast (10°N–45°N, 100°E−180°E), South Asian coast (10°N–30°N, 50°E−100°E), Southeast African coast (30°S–10°S, 30°E−80°E) and Australian coast (30°S–10°S, 80°E−160°W). In each domain, locations that are within 3° of the coastline are considered “nearshore” and the other locations are treated as “offshore.” On the other hand, note that terms such as “North Atlantic” or “Northwest Pacific” refer more generally to the various ocean regions, which include the nearshore and offshore regions. VWS is estimated as the magnitude of the vector difference in horizontal winds between 200 and 850 hPa. All parameters are averaged over the months of Jun–October in the Northern Hemisphere and December-April in the Southern Hemisphere when 90% of TCs tend to occur. Finally, thermodynamic potential intensity (K. A. Emanuel, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0019" id="#eft21558-bib-0019_R_d19196360e1054" class="bibLink tab-link" data-tab="pane-pcw-references">1999</a></span>) is used to support results based on SST.</p>
</section>
</section>
<section class="article-section__content" id="eft21558-sec-0060">
<h2 class="article-section__title section__title section1" id="eft21558-sec-0060-title">3 Results</h2>
<p>We begin by analyzing observed changes in global 24-hr TC intensification rates (see “Methods”) in the nearshore region over the period 1979–2020 (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0001">1</a>). This coincides with the satellite era, when TC data is more reliable (Moon et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0057" id="#eft21558-bib-0057_R_d19196360e1070" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), and with modern reanalyses that resolve the ambient environment with higher fidelity (Gerber &amp; Martineau, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0022" id="#eft21558-bib-0022_R_d19196360e1073" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Probability distributions of nearshore TC intensification rates reveal a noticeable shift toward higher values of intensification for the second half of the 42-year period (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0001">1b</a>). The global mean TC intensification rate for 1979–1999 is 0.37 kt 6-hr<sup>−1</sup>. However, for the later period of 2000–2020, the intensification rate is 1.15 kt 6-hr<sup>−1</sup>, which roughly translates to a 3 kt increase in intensity over a 24-hr interval. This increase in nearshore TC intensification, statistically significant at the 5% level, indicates that storms have intensified more quickly in the later period close to the coast. Over the same period, the mean offshore TC intensification rate has not increased significantly (Figure S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). These results are in good agreement with those of Y. Li et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0050" id="#eft21558-bib-0050_R_d19196360e1087" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) who showed a larger increase in instances of TC rapid intensification in coastal regions relative to offshore regions over a similar period. Note that the results are not contaminated by variations in storm state, since the TC data have been subsampled so that the distributions of storm initial intensity and translation speed are statistically similar for the two periods (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0003" id="#eft21558-bib-0003_R_d19196360e1090" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e1093" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). While these are results based on best track data from IBTrACS (Knapp et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0037" id="#eft21558-bib-0037_R_d19196360e1096" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>), similar results are obtained (Figure S2 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) when using TC track data derived from a homogenized record of geostationary satellite images (Kossin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0043" id="#eft21558-bib-0043_R_d19196360e1103" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), highlighting their robustness.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21558-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/b0a1df21-287b-47c1-90b7-3147fb47ab6c/eft21558-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/b0a1df21-287b-47c1-90b7-3147fb47ab6c/eft21558-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/dc507b71-ae73-447b-b26d-597f94d3922a/eft21558-fig-0001-m.png" data-lg-src="/cms/asset/b0a1df21-287b-47c1-90b7-3147fb47ab6c/eft21558-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21558-fig-0001&amp;doi=10.1029%2F2023EF004230" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>(a) Nearshore TC track locations used in this analysis. (b) Probability distributions of 24-hr TC intensification rates for the initial period (1979–1999) in blue, later period (2000–2020) in orange and the difference in green. The mean TC intensification rates for the two periods and the corresponding sample sizes, and the mean difference including the<span> </span><i>p</i>-value, are shown in the figure legend. A Student's<span> </span><i>t</i>-test for difference of means is used to ascertain statistical significance. The error bars have been estimated using the Monte Carlo method of repeated random sampling. Note that the data have been sub-sampled to ensure that distributions of storm state are statistically similar for the two periods (see “Methods”). TC track data are based on IBTrACS (Knapp et al., <span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0037" id="#eft21558-bib-0037_R_d19196360e1132" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>).</p>
</div>
</figcaption>
</figure>
</section>
<p>The results for individual basins (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-tbl-0001">1</a>) are broadly consistent with global mean changes. For all regions except the west coast of Mexico, the change in nearshore intensification rate is larger than the change over the rest of the corresponding basin. However, changes for the Mexican west coast, which has the least number of landfalls among all major TC basins (Weinkle et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0088" id="#eft21558-bib-0088_R_d19196360e1143" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>), are not statistically significant. Changes are also insignificant for the South Asian coast, likely due to the limited number of TCs in the North Indian Ocean (Weinkle et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0088" id="#eft21558-bib-0088_R_d19196360e1146" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). For the US East and Gulf coasts, Southeast African coast and Australian coast, the changes in the nearshore TC intensification rates are about 1–3 kt 6-hr<sup>−1</sup><span> </span>larger than in the corresponding offshore regions. Despite a smaller difference in the northwestern Pacific (0.5 kt 6-hr<sup>−1</sup>), the nearshore TC intensification rate still shows a stronger increase compared to regions away from the coast (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-tbl-0001">1</a>). To better understand these changes in TC intensification rates, we now examine the evolution of certain large-scale environmental parameters that play critical roles in storm intensification (Tao &amp; Zhang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0074" id="#eft21558-bib-0074_R_d19196360e1157" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>).</p>
<div class="article-table-content" id="eft21558-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table 1.<span> </span></span>Observed Changes in the Mean Nearshore and Offshore TC Intensification Rates for Major Coastlines of the World and for the 42-Year Period 1979–2020</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<td class="bottom-bordered-cell right-bordered-cell left-aligned"></td>
<th class="bottom-bordered-cell center-aligned">US East and Gulf coasts</th>
<th class="bottom-bordered-cell center-aligned">Mexican West coast</th>
<th class="bottom-bordered-cell center-aligned">East Asian coast</th>
<th class="bottom-bordered-cell center-aligned">South Asian coast</th>
<th class="bottom-bordered-cell center-aligned">Southeast African coast</th>
<th class="bottom-bordered-cell center-aligned">Australian coast</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">Nearshore Intensification rate (kt 6-hr<sup>−1</sup>)</td>
<td class="left-aligned"><b>2.72</b></td>
<td class="left-aligned">−0.73</td>
<td class="left-aligned"><b>1.03</b></td>
<td class="left-aligned">1.44</td>
<td class="left-aligned"><b>1.88</b></td>
<td class="left-aligned"><b>1.69</b></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Offshore intensification rate (kt 6-hr<sup>−1</sup>)</td>
<td class="left-aligned">−0.35</td>
<td class="left-aligned">−0.24</td>
<td class="left-aligned"><b>0.53</b></td>
<td class="left-aligned">0.60</td>
<td class="left-aligned"><b>0.58</b></td>
<td class="left-aligned"><b>0.83</b></td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-footnotes">
<ul>
<li id="eft21558-note-0001"><i>Note</i>. TC track data from IBTrACS (Knapp et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0037" id="#eft21558-bib-0037_R_d19196360e1286" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>) are used for the analysis. The values in bold indicate that the change in the mean intensification rate is statistically significant at the 95% level based on a Student's<span> </span><i>t</i>-test for difference of means. Note that the global thresholds for sub-sampling provided in “Methods” have been slightly modified in each basin to account for regional variations in storm state.</li>
</ul>
</div>
<div class="article-section__table-source"></div>
</div>
<p>Trends in observed SST, based on data from the UK Met Office's Hadley Center (Rayner et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0064" id="#eft21558-bib-0064_R_d19196360e1298" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>), indicate that a broad warming of the upper ocean has occurred over the North Atlantic, northern and southwestern Pacific, and tropical Indian Ocean regions (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0002">2a</a>) from 1979 to 2020. In the eastern tropical Pacific, however, there is a La Niña-like cooling trend (Kohyama et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0039" id="#eft21558-bib-0039_R_d19196360e1304" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0096" id="#eft21558-bib-0096_R_d19196360e1307" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). Next we evaluate trends in VWS and 600-hPa RH derived from the NCEP-DOE atmospheric reanalysis II (Kanamitsu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0035" id="#eft21558-bib-0035_R_d19196360e1310" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). Over the period of 1979–2020, VWS decreased broadly in the tropical Indian Ocean, near the US coast and over the subtropical North Pacific, including the coastal regions of East Asia (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0002">2b</a>). On the other hand, strong increases in VWS are visible over the central and eastern tropical Pacific. RH shows a decrease in the tropics, particularly south of the equator and across the subtropical North Pacific (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0002">2c</a>). Conversely, positive RH trends are observed near the US Atlantic and Gulf coasts, the northeastern tropical Pacific, the Mexican west coast, parts of the East Asian coast, the northwestern Arabian Sea coast, near Madagascar, and over the Maritime Continent near the Australian coast. To discern the role of these environmental changes in TC intensification noted earlier (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0001">1</a><span> </span>and Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-tbl-0001">1</a>), we computed their global mean nearshore and offshore trends (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0003">3</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21558-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/d5261c5a-32c6-4e9f-883c-4b70287edeff/eft21558-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/d5261c5a-32c6-4e9f-883c-4b70287edeff/eft21558-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/ab203932-c71b-4fc7-8ae8-d07e74e0c7cb/eft21558-fig-0002-m.png" data-lg-src="/cms/asset/d5261c5a-32c6-4e9f-883c-4b70287edeff/eft21558-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21558-fig-0002&amp;doi=10.1029%2F2023EF004230" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Spatial pattern of trends in (a) SST (°C year<sup>−1</sup>), (b) VWS (m s<sup>−1</sup> year<sup>−1</sup>) and (c) RH (% year<sup>−1</sup>) for the 42-year period 1979–2020. The parameters have been averaged over the months of June-October in the Northern Hemisphere and December-April in the Southern Hemisphere. While the SST data are from the UK Met Office's Hadley Center, atmospheric winds and humidity are from NCEP-DOE II reanalysis. Stippling indicates that trends are statistically significant at the 5% level.</p>
</div>
</figcaption>
</figure>
</section>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21558-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/76c8b8b8-8a36-40d7-9810-4b696bff808c/eft21558-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/76c8b8b8-8a36-40d7-9810-4b696bff808c/eft21558-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/c3e0c8ee-a241-46fe-beaf-ade5bc26a832/eft21558-fig-0003-m.png" data-lg-src="/cms/asset/76c8b8b8-8a36-40d7-9810-4b696bff808c/eft21558-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21558-fig-0003&amp;doi=10.1029%2F2023EF004230" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Coastal and offshore trends in (a) SST (°C year<sup>−1</sup>), (b) Vertical Wind Shear (m s<sup>−1</sup> year<sup>−1</sup>), and (c) Relative Humidity at 600 hPa (% year<sup>−1</sup>). The parameters have been averaged over the months of June–October in the Northern Hemisphere and December–April in the Southern Hemisphere. The trend values and the p-values for statistical significance, based on the Student's<span> </span><i>t</i>-test, are shown in the figure legends. For further details regarding the domains used for averaging, please see “Methods.” Trends are based on Hadley SST (Rayner et al., <span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0064" id="#eft21558-bib-0064_R_d19196360e1394" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>) and NCEP-DOE II atmospheric reanalysis (Kanamitsu et al., <span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0035" id="#eft21558-bib-0035_R_d19196360e1397" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). In each panel, shading represents the 95% confidence intervals.</p>
</div>
</figcaption>
</figure>
</section>
<p>Globally, nearshore SST keeps pace with offshore SST. The rate of SST warming in both the nearshore and offshore regions is about 0.014°C year<sup>−1</sup><span> </span>(Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0003">3a</a>). The use of Potential Intensity, an estimate of the maximum intensity that a TC can attain under the given ocean-atmosphere conditions (K. A. Emanuel, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0019" id="#eft21558-bib-0019_R_d19196360e1410" class="bibLink tab-link" data-tab="pane-pcw-references">1999</a></span>), yields consistent results (Figure S3 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). These results are in good agreement with (Y. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0050" id="#eft21558-bib-0050_R_d19196360e1416" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>) who showed similar rates of increase for maximum potential intensity near coastal and offshore regions. Trends in VWS are negative for both the nearshore and offshore regions, with the magnitude of the nearshore trend (−0.026 m s<sup>−1</sup> year<sup>−1</sup>) considerably larger than the offshore trend (−0.011 m s<sup>−1</sup> year<sup>−1</sup>). A stronger weakening of global nearshore VWS is primarily driven by substantial decreases of VWS near the East Asian and Australian coasts (Table S2 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). In addition, for the nearshore region, the RH trend is positive and significant (0.057% year<sup>−1</sup>), in contrast to the offshore region where the trend is positive but weak. The nearshore RH trend is dominated by increases near the US and Australian coasts (Table S2 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). These results, which imply that the large-scale environment has become more favorable for storm development in the nearshore region compared to the offshore region, are in excellent agreement with those of Y. Li et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0050" id="#eft21558-bib-0050_R_d19196360e1437" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). Despite the initial use of Hadley SST and NCEP-DOE Reanalysis II for the storm environment analysis, substituting ERA5 reanalysis data (Hersbach et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0031" id="#eft21558-bib-0031_R_d19196360e1440" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) leads to consistent conclusions. This indicates that our findings are not sensitive to specific data sources (Figure S4 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>).</p>
<p>We have shown a significant rise in the average intensification rate of nearshore TCs on a global scale during 1979–2020, and this increase is likely driven by an interplay of various environmental changes occurring over the same time frame. The findings raise questions about the probability that the trends will persist into the future and the possible contribution of anthropogenic forcing. To address this, we computed changes in TC intensification based on simulations from HighResMIP (Haarsma et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0025" id="#eft21558-bib-0025_R_d19196360e1449" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). In HighResMIP, a subset of CMIP6 (Eyring et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0020" id="#eft21558-bib-0020_R_d19196360e1452" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>), climate models are run at a spatial resolution that is high enough to allow explicit simulation of TCs (Roberts et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0067" id="#eft21558-bib-0067_R_d19196360e1455" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). See “Methods” for further information related to the various models used in our analysis. It's noteworthy that the HighResMIP models, despite their high resolution, simulate weaker changes in TC intensity compared to the best track data (Figure S5 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). Therefore, we only use HighResMIP in this study for a qualitative assessment of the impacts of climate change on TC intensification but not for a direct comparison with observations. Again, TC track locations near all major coastlines are considered in our analysis (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0004">4a</a>). Locations where the intensity of the TC is below “Tropical Storm” strength (34 kt) are excluded from our analysis. The historical period covers the years 1979–2014, while the future period spans 2015–2050. The future climate is based on the “SSP585” emissions scenario in which the radiative forcing of greenhouse gases is expected to reach 8.5 W m<sup>−2</sup><span> </span>by the end of 21st century (O’Neill et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0059" id="#eft21558-bib-0059_R_d19196360e1467" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Also, TC track data is subsampled to ensure that the distributions of TC initial intensity and translation speed are statistically similar for the two comparative periods and that any two track locations are at least 18 hr apart for sample independence.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21558-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/7ddb4097-fc85-4c3b-be33-7d123f08fbfc/eft21558-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/7ddb4097-fc85-4c3b-be33-7d123f08fbfc/eft21558-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/654c6310-0a30-43b5-a23e-c93248cd472e/eft21558-fig-0004-m.png" data-lg-src="/cms/asset/7ddb4097-fc85-4c3b-be33-7d123f08fbfc/eft21558-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21558-fig-0004&amp;doi=10.1029%2F2023EF004230" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>(a) Nearshore TC track locations used in this analysis. (b) Probability distributions of 24-hr TC intensification rates for the historical period (1979–2014) in blue, later period (2015–2050) in orange and the difference in green. The mean TC intensification rates for the two periods and the corresponding sample sizes, and the mean difference including the p-value, are shown in the figure legend. The error bars have been estimated using the Monte Carlo method of repeated random sampling. Note that the data have been sub-sampled to ensure that distributions of storm state are statistically similar for the two periods (see “Methods”). TC track data are obtained from five fully coupled climate models belonging to HighResMIP (Haarsma et al., <span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0025" id="#eft21558-bib-0025_R_d19196360e1492" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). See “Methods” for more details regarding the various models and simulations used.</p>
</div>
</figcaption>
</figure>
</section>
<p>Probability distributions of TC intensification rates based on HighResMIP suggest that in the nearshore region TCs will continue to strengthen faster in the future climate (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0004">4b</a>). The mean intensification rate for the historical period of 1979–2014 is −0.07 kt 6-hr<sup>−1</sup>, and it increases to 0.03 kt 6-hr<sup>−1</sup><span> </span>for the future period of 2015–2050. Note that the mean intensification rate is weaker in HighResMIP relative to observations, likely because of limitations simulating intense storms. Further, there are increases in mean intensification rate in all coastal areas except near the west coast of Mexico and the Australian coast, and in those basins where there is an increase, the change in the nearshore region is greater than in the offshore region (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-tbl-0002">2</a>). For the Mexican west and Australian coasts, the changes in nearshore TC intensification rates are insignificant. Throughout the study, we used a distance threshold of ∼3° to identify “nearshore” regions. Further sensitivity analysis with a varying distance threshold (Figure S6 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) shows that our results are not overly dependent on the exact choice of the threshold. Furthermore, the analysis demonstrates that the most significant increase in TC intensification occurs in proximity to the coastline, with a diminishing effect as one moves away from it, reinforcing the notion that the signal is predominantly coastal in nature and does not represent a basin-wide shift.</p>
<div class="article-table-content" id="eft21558-tbl-0002"><header class="article-table-caption"><span class="table-caption__label">Table 2.<span> </span></span>Projected Changes in the Mean Nearshore and Offshore TC Intensification Rates for Major Coastlines of the World and for the 72-Year Period 1979–2050</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<td class="bottom-bordered-cell right-bordered-cell left-aligned"></td>
<th class="bottom-bordered-cell center-aligned">US east and Gulf coasts</th>
<th class="bottom-bordered-cell center-aligned">Mexican West coast</th>
<th class="bottom-bordered-cell center-aligned">East Asian coast</th>
<th class="bottom-bordered-cell center-aligned">South Asian coast</th>
<th class="bottom-bordered-cell center-aligned">Southeast African coast</th>
<th class="bottom-bordered-cell center-aligned">Australian coast</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">Nearshore Intensification rate (kt 6-hr<sup>−1</sup>)</td>
<td class="left-aligned"><b>0.27</b></td>
<td class="left-aligned">−0.11</td>
<td class="left-aligned"><b>0.21</b></td>
<td class="left-aligned"><b>0.14</b></td>
<td class="left-aligned"><b>0.10</b></td>
<td class="left-aligned">0.02</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Offshore Intensification (kt 6-hr<sup>−1</sup>)</td>
<td class="left-aligned">0.00</td>
<td class="left-aligned">0.03</td>
<td class="left-aligned">0.02</td>
<td class="left-aligned">−0.08</td>
<td class="left-aligned">−0.02</td>
<td class="left-aligned">−0.00</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-footnotes">
<ul>
<li id="eft21558-note-0002"><i>Note</i>. TC track data are based on 5 fully coupled climate models from HighResMIP (Haarsma et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0025" id="#eft21558-bib-0025_R_d19196360e1640" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). See “Methods” for further details regarding the various models used. While data for the period 1979–2014 are from the “hist-1950” simulations, data for the period 2015–2050 are from the “highres-future” simulations. The values in bold indicate that the change in the mean intensification rate is statistically significant at the 95% level based on a Student's<span> </span><i>t</i>-test for difference of means. Note that the global thresholds for sub-sampling provided in “Methods” have been slightly modified in each basin to account for regional variations in storm state.</li>
</ul>
</div>
<div class="article-section__table-source"></div>
</div>
<p>To better understand these projections of TC intensification rate, we computed multi-model ensemble mean trends in SST, VWS and RH based on the same HighResMIP models (see “Methods”). Trends are computed over the 72-year period 1979–2050 and under the SSP585 emissions scenario. Again, as in observations, the trend in global mean nearshore SST aligns with the offshore SST trend (Figure S7 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). While VWS exhibits a decreasing trend in the nearshore region, the corresponding trend for the offshore region is insignificant. Similarly, a stronger increasing RH trend is obtained for the nearshore region compared to the offshore region. These results are in line with those of Y. Li et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0050" id="#eft21558-bib-0050_R_d19196360e1654" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>), who showed that increasing anthropogenic forcing is likely contributing to a relatively more favorable nearshore environment for TC intensification. Thus far, our analysis of multiple observations and multi-model ensembles indicates that a stronger decrease in VWS and a larger increase in RH near the coast relative to offshore regions are responsible for the greater increase in nearshore TC intensification. Several prior studies have suggested that RH will rise in oceanic regions owing to enhanced surface evaporation as the climate warms (Laîné et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0046" id="#eft21558-bib-0046_R_d19196360e1657" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Lorenz et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0051" id="#eft21558-bib-0051_R_d19196360e1660" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Schneider et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0069" id="#eft21558-bib-0069_R_d19196360e1663" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Zhou et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0097" id="#eft21558-bib-0097_R_d19196360e1667" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). Based on energetic and hydrological balances, global-mean precipitation and oceanic evaporation must increase at a similar pace, approximately 2% per K, in response to global warming. Further, when it comes to a larger increase in coastal RH, increasing land-sea thermal contrast, and the consequent enhancement of lower-level cyclonic vorticity near the land-sea boundary, may play a role in some regions (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e1670" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). However, in contrast to the extensively studied RH response in a warmer world, how VWS will change at the global scale and the underlying physical rationales have not been systematically investigated.</p>
<p>To address this, we examine projected long-term trends in VWS using a larger multi-model ensemble including 15 CMIP6 models under the SSP585 emissions scenario (Figure S8 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). Consistent with previous findings, the CMIP6 multi-model projects significant decreasing and increasing trends in VWS for nearshore and offshore regions, respectively (Figure S8a in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). A closer examination of future trends in VWS for different coastal regions reveals that the global mean decrease is primarily due to changes in the Northern Hemisphere (Figure S8b in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). More specifically, near the US, East Asian and South Asian coasts, there are substantial decreasing trends in VWS of about −0.01 to −0.02 m s<sup>−1</sup> year<sup>−1</sup>. Therefore, to explain the observed and projected changes in nearshore TC intensification, we need to understand the physical mechanisms driving changes in atmospheric circulation and how they affect VWS. To answer this, we performed a set of idealized numerical sensitivity experiments with a nonlinear SWM (Ting &amp; Yu, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0081" id="#eft21558-bib-0081_R_d19196360e1690" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>). The SWM computes deviations from a zonally symmetric mean state when forced with asymmetric forcings, such as diabatic heating (see “Methods” for further details). Here we force the SWM with projected changes in zonal mean basic state, diabatic heating, and transient momentum forcings derived from CMIP6 models.</p>
<p>When all changes are applied simultaneously, the SWM broadly replicates the shear response of CMIP6 models to anthropogenic forcing (Figures <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5a</a><span> </span>and<span> </span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5b</a>). The SWM successfully captures the broad decline in VWS across various regions, including over the continental US (including near the US East and Gulf coasts) (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0004" id="#eft21558-bib-0004_R_d19196360e1702" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Kossin, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0040" id="#eft21558-bib-0040_R_d19196360e1705" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Ting et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0079" id="#eft21558-bib-0079_R_d19196360e1708" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), and along the East Asian coast between 20°N and 40°N (Hsu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0032" id="#eft21558-bib-0032_R_d19196360e1712" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Lee et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0047" id="#eft21558-bib-0047_R_d19196360e1715" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). However, deviations emerge in regions where the SWM either underestimates or overestimates the magnitude of changes. For example, it simulates a weaker decrease in VWS near the central Pacific Ocean around 20°N and a more pronounced increase in VWS over regions including northern Eurasia, the tropical northeast Pacific, and the northern parts of the Bay of Bengal and the South China Sea (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5b</a>). On the other hand, CMIP6 models project a weak increase in shear (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5a</a><span> </span>and Figure S7b in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) and decreasing 600-hPa RH (not shown) over the northern parts of the Bay of Bengal and the South China Sea. In other words, the nearshore environment will not become more favorable for TC intensification over these regions. A plausible explanation for these discrepancies is that zonal-mean flows, transient eddies, and diabatic heating are coupled together and interact with each other in the full-physics CMIP6 models, but such interaction is prohibited in the SWM. Additionally, inaccuracy of the dissipation parameterization (Held et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0030" id="#eft21558-bib-0030_R_d19196360e1727" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>) or other missing physical processes, such as nonlinear interactions between land and atmosphere (Douville, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0016" id="#eft21558-bib-0016_R_d19196360e1731" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Koster et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0044" id="#eft21558-bib-0044_R_d19196360e1734" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Teng et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0075" id="#eft21558-bib-0075_R_d19196360e1737" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), could contribute to disparities in the shear response. Nevertheless, regions where the SWM overestimates the shear increase, such as the central-to-eastern tropical Pacific and northern Eurasia, are far away from our region of interest (i.e., the coastal areas of the US and Asia). Therefore, the driving mechanisms responsible for shear changes over these regions are not the main focus of this study. Furthermore, despite the biases, the pattern correlation coefficient of VWS changes between the CMIP6 ensemble mean (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5a</a>) and the SWM's solution (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5b</a>) is 0.63 over the northern tropical-extratropical (0°–60°N) oceans. Given the SWM's ability to reproduce the overall spatial pattern of VWS changes, particularly over the coastal areas characterized by decreasing VWS, we can further decompose the effect of each forcing mechanism and investigate their relative importance.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21558-fig-0005"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/4f316691-7c2e-4b6b-ab7b-5d86b9f88be3/eft21558-fig-0005-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/4f316691-7c2e-4b6b-ab7b-5d86b9f88be3/eft21558-fig-0005-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/7462eaa5-567d-466d-88f8-0ab7ba8814e3/eft21558-fig-0005-m.png" data-lg-src="/cms/asset/4f316691-7c2e-4b6b-ab7b-5d86b9f88be3/eft21558-fig-0005-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 5<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21558-fig-0005&amp;doi=10.1029%2F2023EF004230" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>(a) Changes in VWS between the near-future (2015–2034) and late 21st century (2081–2100) periods based on 15 CMIP6 models. White stippling denotes the areas where the changes in are statistically significant at 95% level based on the Student's<span> </span><i>t</i>-test. (b) Same as (a), but for changes simulated by the Stationary Wave Model (SWM). (c) Contribution from the anomalous heating to changes in the VWS. (d) and (e) are same as (c), but for contributions from the anomalous zonal-mean basic state and transient forcing, respectively. The future climate is based on the “SSP585” emissions scenario. See “Methods” for further details regarding the various models used in this analysis and the various experiments performed with the SWM.</p>
</div>
</figcaption>
</figure>
</section>
<p>Examining the effects of individual forcings (Figures <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c–5e</a>), it is clear that changes in diabatic heating (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a>) and basic state (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5d</a>) are dominant in shaping the spatial pattern of shear response over the Northern Hemisphere, whereas the contribution of anomalous transient forcing is small (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5e</a>). Much of the shear response along the US coast and Mexican west coast is linked to anomalous heating forced by anthropogenic warming (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a>). The meridional dipole-like response of VWS over the Central and North American region is mainly excited by enhanced heating over the tropical eastern Pacific, with a secondary contribution from anomalous diabatic cooling over the tropical North Atlantic (Figure S9a in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0005" id="#eft21558-bib-0005_R_d19196360e1795" class="bibLink tab-link" data-tab="pane-pcw-references">2023a</a></span>). Circulation responses at different levels are largely consistent with Gill's model solution (Gill, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0024" id="#eft21558-bib-0024_R_d19196360e1798" class="bibLink tab-link" data-tab="pane-pcw-references">1980</a></span>). Furthermore, the projected changes in heating patterns over the tropical Pacific and Atlantic are predominantly governed by the spatial distribution of future SST warming (Chadwick et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0010" id="#eft21558-bib-0010_R_d19196360e1801" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Kent et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0036" id="#eft21558-bib-0036_R_d19196360e1804" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Xie et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0093" id="#eft21558-bib-0093_R_d19196360e1807" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). On the other hand, climate change-induced anomalous heating has contrasting effects on the VWS in various regions of Asia. It contributes to a decrease in VWS near Taiwan and the southeastern coast of China, but tends to strengthen VWS over northeast Asia and the northern Indian Ocean (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a>). Further investigation reveals that the meridional tripole-like pattern of VWS change over the Asian continent and the western North Pacific (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a>) is mainly driven by the formation of a heat-induced stationary baroclinic Rossby wave (Figure S10 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). The circulation response exhibits a phase reversal in its vertical structure (Figure S10 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) and is likely reinforced by intensified heat sources over the western North Pacific and the Indian sub-continent (Figure S9a in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) (Ting, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0078" id="#eft21558-bib-0078_R_d19196360e1826" class="bibLink tab-link" data-tab="pane-pcw-references">1994</a></span>), consistent with the projected increases of monsoon precipitation over these regions (B. Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0085" id="#eft21558-bib-0085_R_d19196360e1830" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Z. Chen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0013" id="#eft21558-bib-0013_R_d19196360e1833" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; He et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0027" id="#eft21558-bib-0027_R_d19196360e1836" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Seo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0071" id="#eft21558-bib-0071_R_d19196360e1839" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Sun &amp; Ding, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0073" id="#eft21558-bib-0073_R_d19196360e1842" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). At 200 hPa, the anomalous high contributes to an acceleration of the jet on its northern and southern flanks (Figure S10a in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>), which causes the VWS to increase between 40°N and 50°N and above the northern Indian Ocean (Figures <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5b</a><span> </span>and<span> </span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a>). On the other hand, the strengthened easterly wind between 20°N and 30°N (Figure S10a in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) counteracts the weak westerlies above Taiwan and the coastal region of southeastern China, reducing the shear over these regions (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a>).</p>
<p>An altered zonal mean basic state is acting to decrease the VWS over Northeast Asia and the North Indian Ocean, while simultaneously causing a slight increase in shear near 40°N over North America (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5d</a>). In accordance with the anomalous cyclone centered near the Tibetan Plateau, the westerly jet near Korea and Japan, as well as the upper-level easterlies on the southern side of the Asian monsoon anticyclone both weaken (Figure S11 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). Meanwhile, anomalous anticyclones above Hawaii and the tropical-subtropical North Atlantic result in a slight enhancement of extratropical westerlies over the northern US (Figure S11 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). These upper-level circulation changes are consistent with the observed reductions in VWS over Northeast Asia and the North Indian Ocean, as well as the slight enhancement of shear near 40°N over North America (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5d</a>). Upon closer examination, it is observed that the changes in basic states cause an overall weakening in stationary wave circulations, especially south of 40°N (Figure S11 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). This outcome aligns with the slowdown of tropical convective circulations that is anticipated to occur in a warmer climate (Held &amp; Soden, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0029" id="#eft21558-bib-0029_R_d19196360e1880" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>; Vecchi &amp; Soden, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0083" id="#eft21558-bib-0083_R_d19196360e1883" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>). The coupling between vertical motion and rotational winds occurs through Sverdrup balance (Wills et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0089" id="#eft21558-bib-0089_R_d19196360e1886" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; T.-C. Chen, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0012" id="#eft21558-bib-0012_R_d19196360e1889" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). Alternatively, the upper tropospheric vorticity can be altered by the divergent winds through vortex stretching and vorticity advection, and one may interpret convectively forced upper-level divergence as a source for Rossby waves (Sardeshmukh &amp; Hoskins, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0068" id="#eft21558-bib-0068_R_d19196360e1892" class="bibLink tab-link" data-tab="pane-pcw-references">1988</a></span>). Decreased convective mass fluxes in the tropics, along with the slower overturning circulation, can be primarily attributed to the heightened static stability of the tropical-subtropical troposphere (Figure S9b in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>), which is a robust consequence of the quasi-moist adiabatic adjustment to surface warming (Held, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0028" id="#eft21558-bib-0028_R_d19196360e1899" class="bibLink tab-link" data-tab="pane-pcw-references">1993</a></span>; Knutson &amp; Manabe, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0038" id="#eft21558-bib-0038_R_d19196360e1902" class="bibLink tab-link" data-tab="pane-pcw-references">1995</a></span>; Manabe &amp; Wetherald, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0053" id="#eft21558-bib-0053_R_d19196360e1905" class="bibLink tab-link" data-tab="pane-pcw-references">1975</a></span>). From the perspective of energy balance, the strength of the atmospheric overturning circulation must decrease as the climate warms because precipitation changes are constrained by small variations in radiative fluxes and cannot increase as fast as lower tropospheric moisture content (Betts, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0006" id="#eft21558-bib-0006_R_d19196360e1908" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>; Held &amp; Soden, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0029" id="#eft21558-bib-0029_R_d19196360e1911" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>; Vecchi &amp; Soden, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0083" id="#eft21558-bib-0083_R_d19196360e1914" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>). An additional sensitivity experiment was conducted to further investigate the impact of increased warming in the upper troposphere on shear changes. The experiment only retains the enhanced upper-level warming (not shown). Interestingly, as compared to Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5d</a>, the spatial pattern of VWS response over the Northern Hemisphere remains largely unchanged (not shown). Thus, we conclude that the enhanced static stability plays a crucial role in reducing the VWS across Northeast Asia and the North Indian Ocean.</p>
</section>
<section class="article-section__content" id="eft21558-sec-0070">
<h2 class="article-section__title section__title section1" id="eft21558-sec-0070-title">4 Discussion</h2>
<p>The results from our study have profound implications for populations living in coastal regions, operational forecasters, and decision makers. Under global warming, a heightened nearshore intensification rate implies a potential strengthening of landfalling TCs' destructive capacity, primarily determined by their maximum intensity and inner-core precipitation (Hsu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0032" id="#eft21558-bib-0032_R_d19196360e1930" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Changes in these factors are closely associated with the intensification rate of TCs within coastal regions (Chih et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0014" id="#eft21558-bib-0014_R_d19196360e1933" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Hsu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0032" id="#eft21558-bib-0032_R_d19196360e1936" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; R. C. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0049" id="#eft21558-bib-0049_R_d19196360e1939" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Park et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0061" id="#eft21558-bib-0061_R_d19196360e1942" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). The stronger winds and heavier precipitation produced by landfalling TCs can exacerbate the impacts of storm surge and increase the risk of coastal flooding (Timmermans et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0077" id="#eft21558-bib-0077_R_d19196360e1946" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0076" id="#eft21558-bib-0076_R_d19196360e1949" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Woodruff et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0090" id="#eft21558-bib-0090_R_d19196360e1952" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Combined with anticipated growth of coastal population and wealth, TCs striking coastal areas are likely to result in more substantial economic losses, fatalities, and property damages during the late 21st century (Hu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0033" id="#eft21558-bib-0033_R_d19196360e1955" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; Huang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0034" id="#eft21558-bib-0034_R_d19196360e1958" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). In our study, we only considered the coastlines of major continental landmasses affected by TCs as “nearshore.” However, several island regions across the world remain vulnerable to the disastrous effects of landfalling TCs. For instance, an examination of observed TC data for Philippines and Madagascar indicates that the mean nearshore TC intensification rate may also have increased for those regions (Figure S12 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). Future studies focusing on changing nearshore TC intensification for such regions, including the responsible mechanisms, are needed.</p>
<p>In examining the large-scale circulation changes contributing to enhanced TC intensification, we observe a significant role played by the decrease in VWS near coastal areas, both over the historical period as well as in future projections (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0003">3</a><span> </span>and Figure S7 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). This is partly because the US coastlines are situated in the subtropics (about 20°N–45°N) where changes in diabatic heating act to reduce VWS. Also, the nearshore regions over the Northwest Pacific and the North Indian Ocean are located on the eastern and southern flanks of the Asian monsoon anticyclone, respectively. Here, the weakening of the anticyclonic circulation near the Tibetan Plateau (Figure S11 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>) can effectively reduce VWS (Ma &amp; Yu, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0052" id="#eft21558-bib-0052_R_d19196360e1976" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; C. Wang &amp; Wang, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0086" id="#eft21558-bib-0086_R_d19196360e1979" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Zang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0095" id="#eft21558-bib-0095_R_d19196360e1983" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>). Past studies suggested that a poleward shift of the extratropical westerlies could decrease VWS and potentially increase TC risk near the populated midlatitude regions in Asia and North America (Kossin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0042" id="#eft21558-bib-0042_R_d19196360e1986" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Lee et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0047" id="#eft21558-bib-0047_R_d19196360e1989" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). Nevertheless, our SWM experiments reveal that the primary factor responsible for reducing shear over Northeast Asia is the enhanced tropical upper-level warming (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5d</a><span> </span>and Figure S9b in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>). Additionally, inter-basin changes in diabatic heating are shown to play a critical role in contributing to the weakened VWS along the US coastlines (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-fig-0005">5c</a><span> </span>and Figure S9a in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#support-information-section">S1</a>).</p>
<p>Satellite measurements have revealed that the upper atmosphere has been warming at a faster rate than the surface since the year 2000, and the observed tropical tropospheric temperature trends have been accurately captured by current CMIP6 models (Vergados et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0084" id="#eft21558-bib-0084_R_d19196360e2008" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). The faster warming in the tropical upper troposphere is expected to continue during the late 21st century and is regarded as a robust climate projection across different models (Kumar et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0045" id="#eft21558-bib-0045_R_d19196360e2011" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Therefore, to improve our confidence in future VWS projections, it is essential to understand the uncertainty of projected heating trends, which is closely related to inter-model spread in SST warming pattern (Chadwick et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0010" id="#eft21558-bib-0010_R_d19196360e2014" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Kent et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0036" id="#eft21558-bib-0036_R_d19196360e2017" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Xie et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0093" id="#eft21558-bib-0093_R_d19196360e2020" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). Previously, CMIP5 models did not have consensus regarding an El Niño-like warming pattern in the future (Dong et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0015" id="#eft21558-bib-0015_R_d19196360e2024" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Although the potential for enhanced future warming in the eastern Pacific has emerged more clearly in the CMIP6 multi-model ensemble, considerable inter-model spread remains (Balaguru et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0005" id="#eft21558-bib-0005_R_d19196360e2027" class="bibLink tab-link" data-tab="pane-pcw-references">2023a</a></span>; Dong et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004230#eft21558-bib-0015" id="#eft21558-bib-0015_R_d19196360e2030" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Further work is needed to reduce uncertainty in model projections of the tropical ocean-atmosphere mean state.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21558-sec-0080-title">Acknowledgments</h2>
<p>This research was supported by the U.S. Department of Energy (DOE) Office of Science Biological and Environmental Research as part of the Regional and Global Model Analysis (RGMA) program area through the Water Cycle and Climate Extremes Modeling (WACCEM) project and the collaborative, multiprogram Integrated Coastal Modeling (ICoM) project. The research used computational resources from the National Energy Research Scientific Computing Center (NERSC), a U.S. DOE User Facility supported by the Office of Science under contract DE-AC02-05CH11231. The Pacific Northwest National Laboratory is operated for U.S. DOE by Battelle Memorial Institute under contract DE-AC05-76RL01830. For CMIP5 and CMIP6, the U.S. DOE's Program for Climate Model Diagnostics and Intercomparison provides coordinating support and led the development of software infrastructure in partnership with the Global Organization for Earth System Science Portals. We acknowledge the World Climate Research Program's Working Group on Coupled Modeling, which is responsible for CMIP5 and CMIP6, and thank the climate modeling groups for producing and making available the model output. G.R.F. was funded by base funds to NOAA/AOML's Physical Oceanography Division.</p>
</div>
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<item>
<title>Watershed Upkeep in Chile</title>
<link>https://sdgtalks.ai/watershed-upkeep-in-chile</link>
<guid>https://sdgtalks.ai/watershed-upkeep-in-chile</guid>
<description><![CDATA[ This study explores how changes in urban wetland cover and storm intensity affect flooding in Valdivia, Chile. They analyzed scenarios of wetland loss and increased rainfall volume, finding that flood volume and duration increased with wetland loss and rainfall, suggesting the need for improved stormwater management despite wetland conservation efforts. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_663858be50d89.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:13:04 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>Wetland loss, water management</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Cities are growing and the decisions that cities make about what they will either build in or exclude from their environments may put them at greater risk of flooding. Decisions to destroy wetlands to make room for new developments may be major causes of this greater flood risk. Flood risk in cities may also increase as the climate continues to change. Flooding severity might be reduced by taking advantage of or restoring natural wetlands, or even by constructing new wetlands. In Valdivia, Chile, a city with extensive wetland cover, we had city employees and community members create positive scenarios of development in Valdivia through the year 2080. Additionally, we used climate models to estimate rainfall volume during an extreme storm event in the year 2080. We modeled how the scenarios would change the wetlands in the city, and how those changes might in turn change the amount of flooding the city experiences under climate change. We found that flooding was worse in scenarios where more wetlands were lost than in scenarios where fewer wetlands were lost. We find clear benefits in conserving, restoring, and/or constructing wetlands to reduce flooding now and into the future.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d15448957" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>The relationship between cities and wetland cover varies across the globe, with some cities converting wetlands to low- and high-density urban cover and others preserving, conserving, or restoring wetlands, or constructing new ones. However, the scientific literature lacks studies relating changes in systemic flood risk in an urban stormwater management systems to changes in wetland cover. Furthermore, whether and how such relationships are affected by changing storm intensity under climate change is unknown. We present a case study on the effects of changes in urban wetland extent and storm intensity on flooding in an urban drainage system in Valdivia, Chile, under several co-produced future scenarios and historical trends of development. We used data derived from stakeholder workshops and historical landcover to determine four plausible scenarios of urban development, plus one business-as-usual scenario, in Valdivia through the year 2080. Additionally, we used historical precipitation data and downscaled climate data to estimate event rainfall from extreme storms in the year 2080. We found that system flood volume and time the system was flooded increased with increasing wetland loss and rainfall volume. Mean rate and hour of peak discharge were unaffected by wetland loss. Infiltration's relative role in reducing flooding diminished as wetland loss increased. Cities may still experience dangerous and/or unacceptable flooding even with extensive wetland coverage and will likely need to pair conservation with additional improvements in their stormwater management systems and contributing watersheds.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d15448959" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>System flood volume increased with inland urban wetland loss under present-day and future extreme storms</p>
</li>
<li>
<p>The contribution of infiltration to flood mitigation decreased with wetland loss and overall wetland area</p>
</li>
<li>
<p>Visions of urban development created in stakeholder workshops resulted in lower flood risk than default development pathways</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d15448962" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Cities are growing and the decisions that cities make about what they will either build in or exclude from their environments may put them at greater risk of flooding. Decisions to destroy wetlands to make room for new developments may be major causes of this greater flood risk. Flood risk in cities may also increase as the climate continues to change. Flooding severity might be reduced by taking advantage of or restoring natural wetlands, or even by constructing new wetlands. In Valdivia, Chile, a city with extensive wetland cover, we had city employees and community members create positive scenarios of development in Valdivia through the year 2080. Additionally, we used climate models to estimate rainfall volume during an extreme storm event in the year 2080. We modeled how the scenarios would change the wetlands in the city, and how those changes might in turn change the amount of flooding the city experiences under climate change. We found that flooding was worse in scenarios where more wetlands were lost than in scenarios where fewer wetlands were lost. We find clear benefits in conserving, restoring, and/or constructing wetlands to reduce flooding now and into the future.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21589-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21589-sec-0010-title">1 Introduction</h2>
<p>Pluvial flooding is a major concern for residents of cities. Pluvial flooding is surface ponding or overland flow that occurs when rates of precipitation exceed the capacity of drainage systems and/or surfaces to remove it (Falconer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0021" id="#eft21589-bib-0021_R_d15448949e1040" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). Pluvial floods can lead to loss of life, damage to property, and disruption of transportation networks (Chang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0011" id="#eft21589-bib-0011_R_d15448949e1043" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Douglas et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0018" id="#eft21589-bib-0018_R_d15448949e1046" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Falconer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0021" id="#eft21589-bib-0021_R_d15448949e1049" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>; Yin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0075" id="#eft21589-bib-0075_R_d15448949e1052" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). As a physical phenomenon, pluvial flooding results from interactions between rate of precipitation, urban stormwater management practices, and biophysical characteristics of the urban and peri-urban landscape (Westra et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0069" id="#eft21589-bib-0069_R_d15448949e1056" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). In many cities, one or all three of these interacting factors are changing in ways that may increase pluvial flood frequency, area, and damage. Even subdaily extreme rainfall has become more frequent and intense due to anthropogenic climate change (Westra et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0069" id="#eft21589-bib-0069_R_d15448949e1059" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Wuebbles et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0072" id="#eft21589-bib-0072_R_d15448949e1062" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Cities have historically prioritized mitigating the risks of fluvial and coastal flooding over pluvial flooding (Guerreiro et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0027" id="#eft21589-bib-0027_R_d15448949e1065" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). However, in recognition of pluvial flooding has in recent years garnered the attention of researchers and planners because understanding how to mitigate its causes and effects in urban areas is underdeveloped (Rosenzweig et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0055" id="#eft21589-bib-0055_R_d15448949e1068" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>).</p>
<p>The conservation, restoration, and construction of wetlands have all been suggested as measures to mitigate the risk of various forms of flooding in many different ecosystem types. The ability of coastal wetlands to reduce coastal flooding has been explored in depth and in a diverse array of ecosystems (Arkema et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0003" id="#eft21589-bib-0003_R_d15448949e1074" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Narayan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0046" id="#eft21589-bib-0046_R_d15448949e1077" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Nicholls et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0048" id="#eft21589-bib-0048_R_d15448949e1080" class="bibLink tab-link" data-tab="pane-pcw-references">1999</a></span>; Rojas et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0054" id="#eft21589-bib-0054_R_d15448949e1083" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Van Coppenolle &amp; Temmerman, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0065" id="#eft21589-bib-0065_R_d15448949e1086" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0066" id="#eft21589-bib-0066_R_d15448949e1090" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). The effects of wetland presence on riverine flooding have received notable attention as well. Neri-Flores et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0047" id="#eft21589-bib-0047_R_d15448949e1093" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>) modeled the capacity of wetland preservation to reduce riverine flooding caused by hurricane storm surges. Pomeroy et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0051" id="#eft21589-bib-0051_R_d15448949e1096" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>) modeled how preserved inland wetlands can reduce riverine flooding driven by snowmelt. Yang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0074" id="#eft21589-bib-0074_R_d15448949e1099" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>) modeled how the restoration of wetlands in a Canadian prairie watershed can reduce peak river discharge and flooding. In a review of 28 modeling and empirical studies of the effects of wetlands on flow regimes in rivers, Kadykalo and Findlay (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0035" id="#eft21589-bib-0035_R_d15448949e1102" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) found that wetlands generally reduced the frequency and magnitude of flooding, with one exception in a forest wetland system (Lundin, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0041" id="#eft21589-bib-0041_R_d15448949e1105" class="bibLink tab-link" data-tab="pane-pcw-references">1994</a></span>). Historically, attributions of the positive water regulation services of wetlands have their bases in studies in non-urban riverine or coastal wetlands (Costanza et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0015" id="#eft21589-bib-0015_R_d15448949e1109" class="bibLink tab-link" data-tab="pane-pcw-references">1997</a></span>; Millennium Ecosystem Assessment, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0042" id="#eft21589-bib-0042_R_d15448949e1112" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>).</p>
<p>Only recently has research explored the abilities of inland urban wetlands to reduce urban pluvial flood risk, or how the incorporation of wetlands in an urban stormwater management system might alter the system's performance. The theory and practice of inland wetland restoration and construction in urban areas to reduce pluvial flood risk is relatively new in academia and among stormwater managers (Chan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0010" id="#eft21589-bib-0010_R_d15448949e1118" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Elmqvist et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0019" id="#eft21589-bib-0019_R_d15448949e1121" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), and modeling and empirical studies of the effects of wetland restoration and construction in urban areas are rare. Some cities have added inland wetlands to their portfolios of green stormwater infrastructure (GSI; otherwise referred to as a form of green infrastructure, urban ecological infrastructure (Childers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0012" id="#eft21589-bib-0012_R_d15448949e1124" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), or, more broadly, nature-based solutions) or suggested that the construction, restoration, or incorporation of inland wetlands be included in sustainable urban drainage systems or low-impact development strategies to reduce pluvial flooding (Chan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0010" id="#eft21589-bib-0010_R_d15448949e1127" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Fletcher et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0023" id="#eft21589-bib-0023_R_d15448949e1130" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Y. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0039" id="#eft21589-bib-0039_R_d15448949e1134" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>Wetlands may provide water-regulation services to cities through a variety of hydrologic processes. Depending on wetland morphology, wetland vegetation, environmental conditions, soil characteristics, water-table depth, and connectivity to drainage systems to which wetlands may be connected, wetlands may manage stormwater via some combination of impoundment (the temporary storage of water), infiltration (the removal of surface water via percolation into wetland soils), evapotranspiration (the removal of surface and soil water from the system via evaporation or plant-mediated transpiration), and conveyance (the movement of water through and out of the drainage system via passive flow; Bullock &amp; Acreman, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0009" id="#eft21589-bib-0009_R_d15448949e1140" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). For many cities considering the use of wetland GSI, the key hydrologic functions of wetlands are those of detention and infiltration (Y. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0039" id="#eft21589-bib-0039_R_d15448949e1143" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Detention of stormwater in wetlands delays or reduces stormwater release to downstream waterways (Kadykalo &amp; Findlay, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0035" id="#eft21589-bib-0035_R_d15448949e1146" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Infiltration, facilitated by wetlands through their pervious soils, reduces the proportion of precipitation that converts to runoff (Fletcher et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0022" id="#eft21589-bib-0022_R_d15448949e1149" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Widespread impervious cover in cities leads to high rates of conversion of precipitation to runoff, which in turn increases peak rates of discharge in drainage systems and can overwhelm the drainage system flood connected areas (Ogden et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0049" id="#eft21589-bib-0049_R_d15448949e1152" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>).</p>
<p>Critically absent from the literature on the flood-mitigation services of wetlands are city-wide studies on how performance of the urban stormwater management system changes when urban wetlands are constructed, restored, or incorporated. Change in the value of water-regulation service of urban wetlands over is often estimated using simple land-use or land-cover change and look-up tables of water regulation service values according to regional wetland area (G. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0038" id="#eft21589-bib-0038_R_d15448949e1159" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Mukherjee et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0045" id="#eft21589-bib-0045_R_d15448949e1162" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Such estimates assume water regulation services absent any details or consideration of the stormwater management system to which they are connected (C. Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0067" id="#eft21589-bib-0067_R_d15448949e1165" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Y. Wang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0068" id="#eft21589-bib-0068_R_d15448949e1168" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Zhang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0076" id="#eft21589-bib-0076_R_d15448949e1171" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). But outside of an urban context, it is widely recognized that system-specific knowledge is necessary to accurately estimate effects of wetlands on the water regulation services that wetlands may provide (Acreman &amp; Holden, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0001" id="#eft21589-bib-0001_R_d15448949e1175" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Kadykalo &amp; Findlay, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0035" id="#eft21589-bib-0035_R_d15448949e1178" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Wetland dimensions, extent, antecedent storage conditions, rates of infiltration and evapotranspiration, and configuration within a stormwater management system are all likely to influence the performance of urban stormwater management systems.</p>
<p>While wetland GSI is often recommended to increase resilience against floods in cities under a changing climate (Stefanakis, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0063" id="#eft21589-bib-0063_R_d15448949e1184" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), its efficacy should not be taken for granted. Climate change will shift storm intensity and timing away from the conditions for which stormwater management systems, even those with wetland GSI, were designed, which are generally historical storms (ASCE/Environmental &amp; Water Resources Institute, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0004" id="#eft21589-bib-0004_R_d15448949e1187" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>). Sensitivity of the drainage system response to changes in precipitation intensity from climate change depends on, for example, the size of the contributing watershed and the size and configuration of wetland GSI within the system. Yet studies that espouse the benefits of wetland GSI for increasing resilience in the face of climate change rarely contextualize those benefits in terms of the scale of the flood risk that climate change poses, or examine how performance of systems with wetland GSI might also change with the climate.</p>
<p>In the present study, we modeled the coupled effects of inland wetland loss and impervious watershed expansion on stormwater management system performance under different scenarios of climate change. For the study system, Valdivia, Región los Ríos, Chile, we asked the following question: How does the loss of wetland GSI in an urban stormwater management system change the system's flood volume, peak discharge rate, and peak discharge timing? We hypothesized flood volume and rate of peak discharge would increase, and the hour of peak discharge would arrive earlier, with wetland loss. Additionally, we asked: how do the effects of wetland loss on flooding compare to the effects of changing rainfall during extreme storms? We hypothesized that there would be more systemic flooding, longer periods of flooding, and that peak discharge would be greater and arrive earlier due to increasing rainfall than by wetland loss. Finally, we asked: how much does infiltration contribute to flood reduction as wetland loss increases? We hypothesized that infiltration would contribute to lower flood volume and reduce flood duration under all extents of wetland loss.</p>
</section>
<section class="article-section__content" id="eft21589-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21589-sec-0020-title">2 Materials and Methods</h2>
<section class="article-section__sub-content" id="eft21589-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21589-sec-0030-title">2.1 Study Site</h3>
<p>Valdivia, Chile (area: 93.94 km<sup>2</sup>) is a city of approximately 166,000 people in the southern half of Chile, 850 km south of the capital Santiago, in the Región de los Ríos (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-fig-0001">1</a>). Citizens and stormwater managers in Valdivia must contend with a high risk of pluvial flooding owing to high average annual precipitation, a long rainy season, the city's location 12 km inland from the Pacific Ocean, at the confluence of three rivers, and patterns of land development. Valdivia's ecosystem is classified as a temperate rainforest (Amigo &amp; Ramirez, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0002" id="#eft21589-bib-0002_R_d15448949e1211" class="bibLink tab-link" data-tab="pane-pcw-references">1998</a></span>; Hajek &amp; Di Castri, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0030" id="#eft21589-bib-0030_R_d15448949e1214" class="bibLink tab-link" data-tab="pane-pcw-references">1975</a></span>). Wetlands are a characteristic feature of Valdivia, covering 20.64 km<sup>2</sup><span> </span>(22.7%) of the municipal area but are at risk from continued development.</p>
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<figure class="figure" id="eft21589-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/a835a8ad-4b17-477c-ab7c-2687029fe846/eft21589-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/a835a8ad-4b17-477c-ab7c-2687029fe846/eft21589-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/e6fe28fc-d654-46a4-a02d-8101cd1efd75/eft21589-fig-0001-m.png" data-lg-src="/cms/asset/a835a8ad-4b17-477c-ab7c-2687029fe846/eft21589-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
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<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21589-fig-0001&amp;doi=10.1029%2F2023EF003801" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
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<div class="figure__caption figure__caption-text">
<p>Left: Location of study site, Valdivia, Chile (39.8336°S, 73.2154°W). Right: Valdivia's land cover based on spectral analysis of a 2010 orthophoto, and drainage system, as described in 2012 by the Chilean Ministry of Public Works.</p>
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<p>Valdivia's average annual rainfall was approximately 1719.48 mm between 1990 and 2021 (Dirección General de Aeronáutica Civil, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0017" id="#eft21589-bib-0017_R_d15448949e1245" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), with pronounced droughts in the last decade. In 2015, rainfall in the region and snowpack in the Andés were low enough that the riverine potable water supply became too saline for treatment due to tidally forced saltwater intrusions from the nearby ocean, and the city was forced to pump groundwater for nearly all of its supply (Garcés-Vargas et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0025" id="#eft21589-bib-0025_R_d15448949e1248" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). In 2021, for the first time since the city began measuring precipitation at the nearby Pichoy Airport meteorological station in 1969, the city registered less than 1,000 mm of precipitation (Sepúlveda, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0058" id="#eft21589-bib-0058_R_d15448949e1251" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). This extreme departure from the prevailing rainfall patterns has added to concerns about sustainability and resilience in Valdivia under climate change (Garcés-Vargas et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0025" id="#eft21589-bib-0025_R_d15448949e1254" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Sepúlveda, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0058" id="#eft21589-bib-0058_R_d15448949e1257" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<p>Valdivia's stormwater management system is composed primarily of gray infrastructure components (e.g., pipes and canals), wetlands, and the rivers into which the system ultimately discharges. As of 2012, Valdivia's stormwater management system consists of roughly 245.7 km of drainage infrastructure, of which 41.2 km (16.8%) is wetland GSI. The origin of most of wetland cover in the city is a 1960 earthquake of magnitude 9.5, which caused up to 20 m of uplift in some areas and subsidence and rifting in others (Barrientos &amp; Ward, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0007" id="#eft21589-bib-0007_R_d15448949e1263" class="bibLink tab-link" data-tab="pane-pcw-references">1990</a></span>). Since the earthquake, the city has deliberately incorporated many of these wetlands into its stormwater management system (CMOP, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1266" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). In addition, the presence of wetlands in the city is owed in part to local conservation movements to maintain the cultural services of wetlands (Correa et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0014" id="#eft21589-bib-0014_R_d15448949e1269" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>) and their function as habitat to charismatic species (e.g.,<span> </span><i>Cygnus melancoryphus</i>) tied to Valdivian identity (Silva et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0059" id="#eft21589-bib-0059_R_d15448949e1274" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>).</p>
</section>
<section class="article-section__sub-content" id="eft21589-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21589-sec-0040-title">2.2 General Approach</h3>
<p>We used model estimates of future land cover change and estimates of future extreme rainfall as inputs to a 1-dimensional model of Valdivia's stormwater management system, and ultimately produced estimates of flood volume and flood location for a range of land cover and climate conditions (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-fig-0002">2</a>). This process began by convening an in-person workshop in Valdivia, Chile to co-develop with practitioners the goals and objectives of four different scenarios of development for the city to achieve by the year 2080. We then combined historical data on land-cover change in Valdivia and scenario goals and objectives into rules governing land-cover change in the Dinamica EGO cellular automata-based model (Soares-Filho et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0062" id="#eft21589-bib-0062_R_d15448949e1289" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). The outputs of this model were five land-cover maps: one for each of the four scenarios developed in the workshop at the start of this process, along with an additional “business-as-usual” scenario estimating land-cover change in the absence of interventions to the status quo. We then used ArcGIS Pro (ESRI) to estimate changes in wetland volume and subcatchment area as a result of the changes in land cover areas in the five land cover maps. Separately, we used daily precipitation estimates from downscaled climate models to estimate rainfall of 100-year return period, 24-hr duration storms in the year 2080 under various climate conditions. Estimated changes in wetland volume and subcatchment area, as well as estimated changes to rainfall during extreme storms, were used to construct a 1-dimensional model of Valdivia's stormwater management system under various land-cover and climate configurations in the year 2080. This 1-dimensional model was then used to estimate flood characteristics that varied by land-cover and climate configurations.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21589-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/9f142ef2-ed54-423c-846f-b7b1dc14d4be/eft21589-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/9f142ef2-ed54-423c-846f-b7b1dc14d4be/eft21589-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/f4aae38c-293f-4400-9ca8-6b4ad6dc795d/eft21589-fig-0002-m.png" data-lg-src="/cms/asset/9f142ef2-ed54-423c-846f-b7b1dc14d4be/eft21589-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21589-fig-0002&amp;doi=10.1029%2F2023EF003801" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Process diagram detailing convergent processes used in this study to produce estimates of flood characteristics under a range of land cover and climate conditions. The left branch represents work done to produce spatial estimates of land cover change by the year 2080 and to translate these changes to land cover to changes in the morphology of wetlands and watershed areas. The right branch represents work done to produce estimates of rainfall during 100-year interval, 24-hr duration storms.</p>
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<section class="article-section__sub-content" id="eft21589-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21589-sec-0050-title">2.3 Stormwater Management Model Characteristics and Calibration</h3>
<p>In 2002, Chile's Ministry of Public Works (CMOP) commissioned the development a hydrologic model of the city's surface and stormwater management system flows using the Environmental Protection Agency's Stormwater Management Model (CMOP, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1324" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>; EPA SWMM; Rossman, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0056" id="#eft21589-bib-0056_R_d15448949e1327" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). EPA SWMM is a 1-dimensional hydrologic model that converts rainfall to runoff for each subcatchment and routes this water through conduits and nodes. The model is commonly used to design and assess the performance of stormwater management systems in urban areas (Choo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0013" id="#eft21589-bib-0013_R_d15448949e1330" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Gülbaz et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0029" id="#eft21589-bib-0029_R_d15448949e1333" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Iffland et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0031" id="#eft21589-bib-0031_R_d15448949e1336" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Valdivia's stormwater management model (SWMM) was updated in 2012 to include system expansions and observational delineation of the city's urban subcatchments, among other updates and improvements (CMOP, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1340" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). The 2012 SWMM also included a tidal outfall curve to account for changing water levels in the rivers to which the stormwater management system interacts, peaking on hour two of simulation at 1.46 m above invert elevation, and on hour 14 lowering to 0.28 m above outfall invert elevations, and repeating every 12 hours until simulation completion. This curve was designed to represent an annual average difference in water levels at the outfalls under historical river and ocean-level conditions. This curve was conserved in our final models.</p>
<p>Valdivia's SWMM was calibrated using observed stormflow data from seven storms of different return periods, ranging from 0.67 to 24.52 years, in a sub-section of the larger SWMM (CMOP, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1346" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). The model was optimized to achieve similar rates of peak discharge and flood volume to those observed through manipulating parameters like Manning's roughness and rates of infiltration for pervious and impervious surfaces for the observed storms (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-tbl-0001">1</a>). These calibrated values were conserved in our final models. The absolute differences between the simulated and observed flood volume and rate of peak discharge for each storm for the final values of these parameters range from 1% to 74% for flood volume and from 5% to 86% for peak discharge rates (Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-tbl-0002">2</a>; CMOP, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1355" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). Notably, the model was not calibrated using observed events with return periods greater than 24.5 years. Published reports of EPA SWMM models that estimated flooding for whole urban watersheds are uncommon, particularly those that estimate the effects of large magnitude storms (e.g., 10-year or greater) over long durations (e.g., 24-hr); however, for context, two studies examining the effects of storms of much lesser magnitude than we examined, but nonetheless in whole urban watersheds, reported relative errors between simulation and observation flood volumes between 5% and 20% (Wu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0071" id="#eft21589-bib-0071_R_d15448949e1358" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>) and between 1% and 100% (Barco et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0006" id="#eft21589-bib-0006_R_d15448949e1362" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>) depending on the range of input storm magnitudes and the method of optimization.</p>
<div class="article-table-content" id="eft21589-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table 1.<span> </span></span>Calibrated Parameter Values Used in EPA SWMM Models for Valdivia (CMOP, <span class="section-footNote"><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1377" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span></span>)</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<th class="bottom-bordered-cell right-bordered-cell left-aligned">Parameter</th>
<th class="bottom-bordered-cell center-aligned">Value</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">Manning's<span> </span><i>n</i>, impervious (<i>N</i>-Imperv)</td>
<td class="left-aligned">0.03</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Manning's<span> </span><i>n</i>, pervious (<i>N</i>-Perv)</td>
<td class="left-aligned">0.09</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Depression storage-impervious (Dstore-Imperv; mm)</td>
<td class="left-aligned">1.25</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Soil moisture retention, pervious (S-pervious; mm)</td>
<td class="left-aligned">5</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Percent with no depression storage (% Zero-Impervious; %)</td>
<td class="left-aligned">80</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Rate of infiltration, minimum</td>
<td class="left-aligned">3</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Rate of infiltration, maximum</td>
<td class="left-aligned">4</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Decay rate (seconds<sup>−1</sup>)</td>
<td class="left-aligned">2</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Drying time (day)</td>
<td class="left-aligned">7</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Evaporation (mm day<sup>−1</sup>)</td>
<td class="left-aligned">2</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-footnotes">
<ul>
<li id="eft21589-note-0001"><i>Note.</i><span> </span>EPA SWMM parameter names and units in parentheses.</li>
</ul>
</div>
<div class="article-section__table-source"></div>
</div>
<div class="article-table-content" id="eft21589-tbl-0002"><header class="article-table-caption"><span class="table-caption__label">Table 2.<span> </span></span>Differences Between Simulated Model and Observational Flood Volume and Peak Discharge Rate for Storms of Different Return Periods (CMOP, <span class="section-footNote"><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0043" id="#eft21589-bib-0043_R_d15448949e1532" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span></span>)</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<th class="bottom-bordered-cell right-bordered-cell left-aligned">Storm return period (years)</th>
<th class="bottom-bordered-cell center-aligned">Simulated flood volume (%)</th>
<th class="bottom-bordered-cell center-aligned">Simulated peak rate of discharge (%)</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">0.67</td>
<td class="left-aligned">+1</td>
<td class="left-aligned">+20</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">0.88</td>
<td class="left-aligned">−3</td>
<td class="left-aligned">+5</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">0.94</td>
<td class="left-aligned">−29</td>
<td class="left-aligned">−36</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">1.78</td>
<td class="left-aligned">+24</td>
<td class="left-aligned">−15</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">2.40</td>
<td class="left-aligned">+74</td>
<td class="left-aligned">+86</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">6.56</td>
<td class="left-aligned">−3</td>
<td class="left-aligned">−5</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">24.5</td>
<td class="left-aligned">+1</td>
<td class="left-aligned">+20</td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-source"></div>
</div>
</section>
<section class="article-section__sub-content" id="eft21589-sec-0060">
<h3 class="article-section__sub-title section2" id="eft21589-sec-0060-title">2.4 Estimating Future Land Cover Scenarios and Wetland Dimensions</h3>
<p>In May of 2017, the Urban Resilience to Extremes (UREx) Sustainability Research Network (SRN) hosted a workshop in Valdivia, Chile, to envision a series of long-term (2080) future scenarios and desirable future pathways of urban development. Participants in the workshop represented a diverse array of Valdivia's stakeholders, such as municipal and regional government employees, university professors, students, and members of community action groups. Participants collaborated to develop a suite of visions and strategies to undertake in order to achieve four unique, plausible scenarios for a future Valdivia: Inclusive City, Friendly City, Eco-Wetland City, and Resilient-to-Flood City. The scenario themes emerged from the concerns of the citizens of Valdivia and an analysis of Valdivia's governance documents as well as a publication from the Inter-American Development Bank (IDB, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0032" id="#eft21589-bib-0032_R_d15448949e1661" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). The visioning and scenario development process in the workshop followed methods described by Iwaniec et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0034" id="#eft21589-bib-0034_R_d15448949e1664" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>The qualitative strategies of four scenarios—Inclusive, Flood Resilient, Friendly, and Eco-Wetland—developed in Valdivia's workshops were translated by the UREx SRN modeling team into quantitative spatial and temporal rules and introduced into cellular automata-based models of land-use/land cover (LULC). This phase represents an iterative process in which the modeling team gathered feedback from various stakeholders on the four co-produced scenarios, adjusted the quantitative rules based on that feedback, and released updated simulations. Paired with historical information on LULC changes (observed 1983 and 2010 LULC maps) in Valdivia, the cellular automata-based Dinamica Environment for Geoprocessing Objects GO model (Soares-Filho et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0061" id="#eft21589-bib-0061_R_d15448949e1670" class="bibLink tab-link" data-tab="pane-pcw-references">2001</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0062" id="#eft21589-bib-0062_R_d15448949e1673" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>), hereafter Dinamica, generated predictions of LULC configuration in Valdivia in 2080 for each scenario, as well as for a “Business-as-usual” (BAU) scenario, which assumes LULC proceeded entirely according to historical patterns of development. Dinamica has been used to simulate LULC change in many studies (e.g., Gago-Silva et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0024" id="#eft21589-bib-0024_R_d15448949e1676" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Kolb et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0037" id="#eft21589-bib-0037_R_d15448949e1679" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Pathirana et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0050" id="#eft21589-bib-0050_R_d15448949e1682" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Dinamica estimates LULC change quantity using a transition matrix obtained from the cross-tabulation of the observed LULC data. The transition matrix is then transformed into a Markovian Chain Probability Matrix, which computes the average percentage of each land class that changes to another class at each time-step (in our case, 1 year) which is the transition rate. Dinamica then spatially allocates the quantity of LULC change according to a transition rule with two components. The first component calculates transition probabilities of LULC-change global drivers (explanatory variables such as accessibility, elevation, and slope). The second component considers the influence of local neighbors on the transition of the LULC state of a cell. Dinamica adopts the Weights of Evidence method (Soares-Filho et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0062" id="#eft21589-bib-0062_R_d15448949e1686" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0060" id="#eft21589-bib-0060_R_d15448949e1689" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>) to quantify the influence, or the weight for a set of explanatory variables, based on the occurrence of each LULC in specific ranges. Dinamica calculates the influence of local neighbors on each cell in the landscape using two complementary functions: Expander and Patcher, one to expand/contract previous LULC patches and one to generate new ones, as described in depth in Soares-Filho et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0062" id="#eft21589-bib-0062_R_d15448949e1692" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>).</p>
<p>In all scenarios, wetland cover declined compared to the 2010 base map (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-fig-0003">3</a>). However, co-developed scenarios showed lower wetland loss rates than the BAU scenario. Stakeholder proposals from the workshops played a significant role in determining the loss rate. For example, in the Inclusive scenario, for example, the proposal to “create a network of wetlands for connectivity within the city, and wetlands are protected and an important part of mitigating climate change impacts” by 2050 led us to introduce new wetland corridors and stop converting wetlands to other uses. Although some wetlands were lost (converted to other land uses-especially built-up) before 2050, the addition of new wetland corridors helped reduce overall loss over time. The Eco-wetland scenario did not include this specific role, resulting in a slightly higher wetland loss rate compared to the Inclusive scenario. Also in the Eco-wetland scenario, a proposal of declaring wetlands as protected zones and implementing a 100% prohibition of wetland filling by 2040 was essential for preserving more wetlands. However, some wetlands were still converted to other land uses before 2040 before the prohibition toggled on. Finally, many wetlands within the present-day and scenario land-cover maps are not included within the city's stormwater management model. As a result, the change in wetland area in the subset of wetlands in the SWMM differed from the change in wetland area for the whole city in the cellular automata-based models. In scenarios like Eco-wetland, where wetland cover overall was greater than in other scenarios like Friendly, much of its conserved or gained wetland cover was in the northwest and west where the SWMM model did not extend, while the wetland cover it lost was within the wetlands included in the SWMM model (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-fig-0003">3</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21589-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/e3ce3eba-c9c8-4efb-b508-4726e3ecca26/eft21589-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/e3ce3eba-c9c8-4efb-b508-4726e3ecca26/eft21589-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/43b0c647-eb4b-4387-9b77-be936411ece5/eft21589-fig-0003-m.png" data-lg-src="/cms/asset/e3ce3eba-c9c8-4efb-b508-4726e3ecca26/eft21589-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21589-fig-0003&amp;doi=10.1029%2F2023EF003801" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
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<div class="figure__caption figure__caption-text">
<p>Land cover in the present day (2010) and under five scenarios of development by the year 2080. Wetland loss generally increases from left to right, and from top to bottom, compared to the present day. City-wide wetland loss for each scenario was: 9.72% in Inclusive, 13.3% in Resilient-to-flood, 18.3% in Friendly, 23.98% in Eco-wetland, and 37.3% in Business-as-usual compared to Present Day wetland coverage.</p>
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<p>We determined change in wetland area by overlaying present-day land cover with scenario land cover in ArcGIS Pro (ESRI,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0020" id="#eft21589-bib-0020_R_d15448949e1731" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>) and removed wetland area that existed in the present day that converted to low- or high-density urban land cover in the future scenarios. Conversion of wetland area to either form of urban land cover necessitates the in-filling and elevating of the former wetland's surface and reduces wetland storage capacity. In contrast, conversion of wetland area to either pasture/green or forest land cover types does not necessitate in-filling or affect storage capacity.</p>
<p>We then calculated wetland volume and change in wetland volume that resulted from change in wetland area. A 2019 contour map (1-m vertical resolution) of Valdivia was converted into a triangulated irregular network (TIN), which characterized the three-dimensional topography of the landscape. For each of the wetlands in the SWMM, for the present day and each scenario, wetland boundaries were used to generate pseudo-surfaces every 0.25 m from the base of each wetland to their lowest bank, and the volume of the TIN underneath the pseudo-surface was calculated using the Surface Volume tool in ArcGIS Pro.</p>
<p>The wetlands included in the SWMM were modeled as one of two elements in EPA SWMM: storage units or conduits. Wetlands with single inflows from subwatersheds, and wetlands that were spatially isolated from connecting wetlands, were generally modeled as single storage units with shape and volume determined by the previous step (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-fig-0004">4</a>). Wetlands with multiple inflows, and that were only separated from other wetlands by short pipe segments under roadways, were generally modeled as a series of conduits linked by nodes (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-fig-0004">4</a>). Modeling wetlands as storage units or as a series of conduits and nodes affects flow timing in the model, as a parcel of water moves in and out of a storage unit instantaneously but requires time to move through a conduit, but it is nonetheless accepted practice to model wetlands as storage units (Knighton et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0036" id="#eft21589-bib-0036_R_d15448949e1745" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21589-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/62b42054-4dab-4490-81fe-5895d9a6289f/eft21589-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/62b42054-4dab-4490-81fe-5895d9a6289f/eft21589-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/10dcc73f-9f67-43f2-aded-2990d769584e/eft21589-fig-0004-m.png" data-lg-src="/cms/asset/62b42054-4dab-4490-81fe-5895d9a6289f/eft21589-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21589-fig-0004&amp;doi=10.1029%2F2023EF003801" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Example wetlands in Valdivia illustrating differences in the construction of storage unit and conduit wetlands in EPA SWMM. The wetland on the left receives water from a single subcatchment and was modeled as a storage unit. The wetland on the right receives water from multiple subcatchments and was modeled as a series of conduits and nodes.</p>
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<p>Owing to a high natural water table, proximity to three rivers, and high annual rainfall, the model developers assumed no infiltration in Valdivia's wetlands. While this may be an acceptable assumption during the rainy season (June–September) when the water table is particularly high, our own observations indicated substantial potential for infiltration in Valdivia's wetland soils during the summer months (December–February) when temperature and insolation are high and months may pass without rain. In Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-sec-0090">8</a>, we attempted to account for this potential for infiltration in an experimental model subsection. Initial water levels in the calibrated model were set to zero, which may reflect summer conditions but not winter conditions. Data on groundwater inputs to wetlands were not available for this investigation, though our field data collected for as-yet unpublished research indicated primarily unidirectional flow from wetlands outward to the city's rivers. While wetlands in Valdivia are typically depressional they nonetheless are perched higher than river water levels, even at high tide.</p>
<p>Changes to wetland volume, as calculated in the previous step in ArcGIS Pro, were translated to the SWMM by conserving bank elevation, depth, and length, but, in the case that the wetland was modeled as a conduit its length, by altering cross-sectional width (referred to in EPA SWMM as station), such that the overall wetland volume was the same between ArcGIS and EPA SWMM. Subcatchment areas in the SWMM were increased by the amount of wetland area lost to low- and high-density urban land cover between the present day and the scenarios. In the case that a wetland was only connected to a single subcatchment, all lost wetland area was added to the subcatchment. In the case that multiple subcatchments were connected to a wetland, the subcatchments expanded according to the amount of nearby wetland lost. No other subcatchment properties, such as imperviousness or rates of infiltration, were changed, as it was assumed that new low- and high-density urban subcatchment area would be roughly the same as the present-day low- and high-density subcatchment area.</p>
</section>
<section class="article-section__sub-content" id="eft21589-sec-0070">
<h3 class="article-section__sub-title section2" id="eft21589-sec-0070-title">2.5 Downscaling Climate Models to Valdivia, Chile</h3>
<p>We employed asynchronous regional regression models to downscale precipitation estimates from atmosphere-ocean general circulation models to Valdivia, Chile (Stoner et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0064" id="#eft21589-bib-0064_R_d15448949e1789" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). Input data were historical observational data on rainfall from the Pichoy Airport meteorological station, located roughly 32 km (22 miles) from Valdivia's centroid. This station has the most consistent and longest rainfall record of any station either within or around the city. These downscaled models produced estimates of daily precipitation for the years 1969–2080. Additional information on the downscaling methods can be found in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#support-information-section">S1</a>.</p>
</section>
<section class="article-section__sub-content" id="eft21589-sec-0080">
<h3 class="article-section__sub-title section2" id="eft21589-sec-0080-title">2.6 Estimating Rainfall Volume of a 100-Year Return Period, 24-hr Storm</h3>
<div class="paragraph-element">Estimated rainfall of historical and future 100-year return interval, 24-hr duration storms were derived from the generalized extreme value (GEV) distribution. The GEV distribution is commonly employed for modeling extremes in rainfall such as extreme events of various return periods (Bella et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0008" id="#eft21589-bib-0008_R_d15448949e1804" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Reiss &amp; Thomas, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003801#eft21589-bib-0053" id="#eft21589-bib-0053_R_d15448949e1807" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>). It is the combination of three extreme value distributions (Gumbel, Fréchet, and Weibull distributions), and can be represented by the following equation:
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<title>Standardization of Practices</title>
<link>https://sdgtalks.ai/standardization-of-practices</link>
<guid>https://sdgtalks.ai/standardization-of-practices</guid>
<description><![CDATA[ This article highlights the need for new community scenarios that focus on common outcome metrics for societal well-being and ecosystem resilience, in contrast to current approaches that primarily address drivers of change. The proposed approach aims to improve risk assessment and response strategies across various sectors and scales by emphasizing critical outcomes and systematic scenario generation methods. ]]></description>
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<pubDate>Sun, 05 May 2024 23:09:18 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords></media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Scenarios are visions of how the world might unfold. They can consist of stories, numerical projections, or both. Typically scenarios describe trends in drivers of change—factors like population and economic growth, how fast technological progress occurs, and changes to the climate system. Historically, small sets of common scenarios have been widely used by the global change research community. Researchers use the scenarios as inputs to project the consequences of the drivers, for example, for agricultural production, water availability, or the costs of decarbonization. We propose that new scenarios are needed that include outcomes (consequences) not just for physical or managed systems, but also for human well-being and resilience, including health, poverty, and household food, water, and energy security. Further, the scenarios should not only include well-being outcomes, but be organized around them. That is, scenarios should be designed not necessarily to span a wide range of drivers, but rather to span a wide range of well-being and resilience outcomes. Designing scenarios around the ultimate outcomes of interest will improve the assessment of risks and responses related to well-being and resilience. New quantitative methods for generating and identifying scenarios can facilitate this process. Also, making them more easily accomplished or standardized can streamline their application.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d6768316" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>Shared community scenarios of societal and environmental system changes have underpinned a broad range of research and assessment studies over the past several decades. These scenarios have largely aimed to address specific questions within broad issue areas like climate change or biodiversity and generally provided information on the drivers of change. The consequences of those drivers, such as impacts on society and policy responses, have tended to be left to the research community to investigate, using scenarios of drivers as inputs to their studies, producing projections of a disparate set of relevant output metrics. While this approach has had many benefits, it has fallen short of producing a robust, comparable literature describing outcomes across studies in common metrics. We argue that new scenarios are needed that extend current approaches to be organized around common outcome metrics for the well-being and resilience of society and ecosystems. We propose an approach that would focus on agreed upon outcomes for well-being and resilience as well as critical drivers of change, cut across issues and scales in multiple sectors, and draw on new systematic methods of scenario generation and discovery to highlight scenarios that are most critical in understanding societal risks and responding to them. Research derived from this outcome-based scenario development approach would facilitate improved assessment of risks of and responses to a range of stressors and the multi-sector interactions they generate.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d6768318" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>Community scenarios facilitate research and assessment but have fallen short of producing a literature with comparable outcomes</p>
</li>
<li>
<p>New scenarios are needed that are organized around outcomes for human well-being and resilience</p>
</li>
<li>
<p>We propose an outcome-based scenario development approach that would cut across issues, scales, and sectors</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d6768321" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Scenarios are visions of how the world might unfold. They can consist of stories, numerical projections, or both. Typically scenarios describe trends in drivers of change—factors like population and economic growth, how fast technological progress occurs, and changes to the climate system. Historically, small sets of common scenarios have been widely used by the global change research community. Researchers use the scenarios as inputs to project the consequences of the drivers, for example, for agricultural production, water availability, or the costs of decarbonization. We propose that new scenarios are needed that include outcomes (consequences) not just for physical or managed systems, but also for human well-being and resilience, including health, poverty, and household food, water, and energy security. Further, the scenarios should not only include well-being outcomes, but be organized around them. That is, scenarios should be designed not necessarily to span a wide range of drivers, but rather to span a wide range of well-being and resilience outcomes. Designing scenarios around the ultimate outcomes of interest will improve the assessment of risks and responses related to well-being and resilience. New quantitative methods for generating and identifying scenarios can facilitate this process.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21601-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21601-sec-0010-title">1 Introduction</h2>
<p>Scenarios developed for wide use in the climate and global change research community have played a prominent role for decades. Community scenarios reduce the duplication of effort that would occur if all research groups were left to develop their own projections of societal and environmental conditions on which to base their analyses. They also encourage the development of a broad scientific literature that shares common assumptions about future underlying trends, making it possible to synthesize results from a large number of studies to draw conclusions about possible future conditions.</p>
<p>However, research needs have evolved over time, and scenario frameworks need to evolve with them. Most current frameworks, including the SSP-RCP scenarios (O’Neill et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0017" id="#eft21601-bib-0017_R_d6768308e749" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; van Vuuren et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0026" id="#eft21601-bib-0026_R_d6768308e752" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>) and the SRES framework (Nakicenovic et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0015" id="#eft21601-bib-0015_R_d6768308e755" class="bibLink tab-link" data-tab="pane-pcw-references">2000</a></span>), focus on providing a common set of qualitative and quantitative inputs to models and other analyses. The broader research community then uses these inputs to investigate implications for various outcomes—that is, the model outputs or results that are of interest in a given study. These outcomes may be related to climate change impacts, societal response options such as energy or land policies, or adaptation.</p>
<p>While this approach has been successful in facilitating a wide range of studies, it leaves several gaps. In particular, most studies do not project future outcomes for human well-being, but rather stop short at outcomes for biophysical systems (e.g., effects on the climate system, land cover, or water supply), managed systems (effects on energy, agriculture, and water systems), and economic systems (effects on GDP, prices, or output levels). While researchers, such as those within the MultiSector Dynamics (MSD) Community of Practice (Reed et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0021" id="#eft21601-bib-0021_R_d6768308e761" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), have been advancing the study of such systems and their complex interactions, less work has built on that foundation to extend our understanding to associated outcomes for societal well-being. Well-being is a broad concept that we discuss in more detail in the next section, but briefly it refers to the conditions that allow individuals to live a meaningful life. These include conditions that are amenable to modeling, such as health; education; energy, water, and food security; and living standards. Many more studies project outcomes for global average temperature, national-level GDP, or crop yields (all measures of systems) than for numbers of cases of a particular disease, the burden placed on households by energy expenditures, or the numbers of people in poverty (all measures of well-being). This imbalance is particularly noteworthy given the fact that well-being outcomes are arguably what ultimately motivates research into many systems (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-fig-0001">1</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21601-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/c4d951ae-35cd-4628-9534-950cdb2fc9d6/eft21601-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/c4d951ae-35cd-4628-9534-950cdb2fc9d6/eft21601-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/7f50ff36-f172-4f6b-839c-32be283e8211/eft21601-fig-0001-m.png" data-lg-src="/cms/asset/c4d951ae-35cd-4628-9534-950cdb2fc9d6/eft21601-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21601-fig-0001&amp;doi=10.1029%2F2023EF004343" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Well-being outcomes are ultimately what motivate the study of human-earth system interactions, including MultiSector Dynamics. The outer ring represents factors that may act as stressors or influences on the inner ring, representing managed systems that each contain interconnected elements while simultaneously interacting with other systems. Both rings affect outcomes for well-being. The circle to the left contains a selected set of dimensions of well-being meant to be illustrative. Figure adapted from Clarke et al. (<span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0003" id="#eft21601-bib-0003_R_d6768308e789" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>).</p>
</div>
</figcaption>
</figure>
</section>
<p>In addition, as noted above, current scenario frameworks provide common inputs to other studies, including trends in population, economic growth, and rates of technological change. Researchers use them to drive projections of whatever type of outcome they may be interested in. Thus, inputs to models are coordinated (through scenarios), while outcomes for societal conditions are not. As a result, the production of outcomes of interest in common metrics across studies has been limited. By “metrics” we mean measures of the extent or degree of a broader category of outcomes, such as under-nourishment as a metric of food security.</p>
<p>Existing scenario frameworks have also generally focused on particular issues, such as climate change (SSPs, SRES, NGFS (Network for Greening of the Financial System)) or biodiversity and ecosystem services (MEA (Millennium Ecosystem Assessment), IPBES (Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services)), rather than explicitly accommodating multiple issues of interest (climate, biodiversity, air quality, water quality, sustainable development, national security, etc.) and multiple stressors. In addition, they have been primarily developed at the national to global scale, with more ad hoc extensions to the sub-national scale, where adaptation and decision options come to the fore. Finally, these frameworks have also been developed with a limited range of methods, mainly traditional storyline and simulation approaches, while more systematic and quantitative approaches (including exploratory modeling and scenario discovery) have played an ancillary role.</p>
<p>There are exceptions to these general tendencies. Individual studies may focus on well-being outcomes such as food security (van Meijl et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0025" id="#eft21601-bib-0025_R_d6768308e802" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) or poverty (Crespo Cuaresma et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0004" id="#eft21601-bib-0004_R_d6768308e805" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>), or evaluate a range of outcomes (Creutzig et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0005" id="#eft21601-bib-0005_R_d6768308e808" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Model comparison exercises may even coordinate across multiple models to address such topics (Hasegawa et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0007" id="#eft21601-bib-0007_R_d6768308e811" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). But these analyses employ scenario frameworks that were designed for other purposes and that generally aim to cover a wide range of drivers, rather than being designed to cover a wide range of well-being outcomes. Some past scenario efforts, such as those for the Millennium Ecosystem Assessment (MEA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0014" id="#eft21601-bib-0014_R_d6768308e814" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>), incorporated outcomes into their design, and recently the Sustainable Development Pathways (SDPs) have been developed to explore scenarios that attempt to achieve the sustainable development goals (SDGs) and the Paris Agreement goals jointly (Soergel, Kriegler, Weindl, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0023" id="#eft21601-bib-0023_R_d6768308e818" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), and therefore have a strong orientation toward well-being outcomes. However the SDPs focus on how the world might achieve specific goals rather than exploring future well-being outcomes more broadly. Outcome-driven community scenarios remain a gap in research.</p>
<p>As such, we propose the need for an outcome-based scenario development process that would address these gaps by being organized around outcomes for well-being, allowing for the analysis of multiple issues at multiple scales, and employing new systematic techniques for developing and exploring scenarios and characterizing their uncertainty. We use “scenario” in an integrated sense: a vision of how the future may unfold that accounts for both socio-economic and climate/environmental change, and in particular that includes not only drivers of those changes but also the outcomes for societal well-being and resilience.</p>
<p>The new scenario framework we envision would be designed from the outset to explore key well-being outcomes, such as water, food, and energy security from subnational to global scales. By taking a multisector, multiscale approach to scenario design, the framework would produce a greater diversity of well-being outcomes than existing scenario databases which were not designed for this purpose. Furthermore, the proposed framework would leverage large scenario ensembles and emergent data-driven scenario generation methods, like scenario discovery, to allow a thorough exploration of uncertainty, investigation of tradeoffs between metrics of well-being, and selection of scenarios most relevant for specific applications.</p>
</section>
<section class="article-section__content" id="eft21601-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21601-sec-0020-title">2 Vision</h2>
<p>The scenario development process we envision would be organized around the goal of understanding future outcomes for societal well-being and resilience, and sensitivities of these outcomes to multiple possible stressors. Well-being is an inherently multidimensional concept that broadly refers to what constitutes a “good life” (Stiglitz et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0024" id="#eft21601-bib-0024_R_d6768308e834" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). While it can include subjective elements, it can also include dimensions amenable to analysis in the multi-sector dynamics field including food, water, and energy security; health; living standards; and quality of the environment. Resilience typically refers to the ability to cope with and respond to a disturbance such as an event or a change in a trend. Thus, within this scenarios framework, the goal would be to understand how various factors may affect the well-being of society and how resilient society is; that is, when stressed by any biophysical (e.g., climate, air quality) or socioeconomic (e.g., technological change, policy change) factor, how much is well-being impacted and how difficult is it to recover? As discussed in the introduction, while some studies and scenarios may share these goals, the framework we propose is explicitly designed around these aims.</p>
<p>We believe that both well-being and resilience are important goals for the scenario framework to encompass. However, considering them both from the outset presents substantial challenges. They may have different determinants; the human and earth system dynamics that shape them may be different, and therefore require different types of model development; and the metrics used to measure them likely differ, with resilience, reflecting the capacity for a particular kind of dynamic behavior, being harder to capture. Indeed resilience has alternative definitions capturing different types of dynamics (Irwin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0008" id="#eft21601-bib-0008_R_d6768308e840" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), and so choices would need to be made even in its definition. We therefore propose to focus initially on well-being for the purpose of the proposed framework, with the anticipation of extending it to resilience at a later stage in the process.</p>
<p>Well-being itself has been defined in many ways that identify a large number of possible dimensions of the concept. Broadly speaking, these can be divided into “subjective” and “objective” dimensions (Voukelatou et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0027" id="#eft21601-bib-0027_R_d6768308e846" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Subjective well-being is a psychological concept that reflects an individual's judgment of their quality of life. It is often equated with happiness, although happiness can include not only the predominance of positive over negative feelings and high life satisfaction, but also feelings of living a life with meaning and purpose (Kashdan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0009" id="#eft21601-bib-0009_R_d6768308e849" class="bibLink tab-link" data-tab="pane-pcw-references">2008</a></span>).</p>
<p>In contrast, objective well-being measures external factors that reflect conditions that can foster a good life. In the capabilities approach of Amartya Sen, dimensions of well-being are factors that can enhance the capabilities and freedoms of people to choose the life they value (Stiglitz et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0024" id="#eft21601-bib-0024_R_d6768308e855" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). The choice of any particular set of dimensions of well-being is a value judgment. A range of dimensions of objective well-being have been proposed. For example, many of the SDGs and their associated targets can be seen as dimensions of objective well-being (Lamb &amp; Steinberger, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0012" id="#eft21601-bib-0012_R_d6768308e858" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), as they include material conditions (poverty), quality of life factors (health; education; climate; food, water, and energy security), and social factors (gender equality, reduced inequality, peace, justice). The OECD, in its own set of dimensions of well-being, also identifies material conditions (e.g., income, wealth, and housing), quality of life factors (e.g., health, knowledge and skills, environmental quality, and safety), and social factors (e.g., social connections, civic engagement) (OECD, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0016" id="#eft21601-bib-0016_R_d6768308e861" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>We focus here on a subset of objective aspects of well-being that are amenable to quantitative analysis and most directly relevant to human-earth system interactions. Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-tbl-0001">1</a><span> </span>shows a number of possible outcomes characterizing different dimensions of well-being that could potentially be quantified in models.</p>
<div class="article-table-content" id="eft21601-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table 1.<span> </span></span>Illustrative Outcomes for Various Dimensions of Well-Being That Could Potentially Be Quantified in Models</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<th colspan="3" class="bottom-bordered-cell right-bordered-cell left-aligned">Well-being outcomes</th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">Energy security</td>
<td class="center-aligned">Living standards</td>
<td class="center-aligned">Education</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Energy burden</td>
<td class="center-aligned">Income</td>
<td class="center-aligned">Mean years of schooling</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Energy poverty</td>
<td class="center-aligned">Consumption</td>
<td class="center-aligned">% completed primary, secondary, tertiary</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Access</td>
<td class="center-aligned">Economic welfare</td>
<td class="center-aligned">Education quality</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Reliability</td>
<td class="center-aligned">Wealth</td>
<td class="center-aligned">Social conditions</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Unmet demand</td>
<td class="center-aligned">Poverty</td>
<td class="center-aligned">Conflict</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Water security</td>
<td class="center-aligned">Income inequality</td>
<td class="center-aligned">Shelter</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Exposure to water stress</td>
<td class="center-aligned">Livelihoods</td>
<td class="center-aligned">Migration</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Flood damages</td>
<td class="center-aligned">Employment</td>
<td class="center-aligned">Environmental conditions</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Flood mortality</td>
<td class="center-aligned">Health</td>
<td class="center-aligned">Biodiversity</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Drought damages</td>
<td class="center-aligned">Mortality</td>
<td class="center-aligned">Ecosystem integrity, functioning</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Access to clean water</td>
<td class="center-aligned">Morbidity</td>
<td class="center-aligned">Ecosystem services</td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Food security</td>
<td class="center-aligned">Health care costs</td>
<td class="center-aligned"></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Food burden</td>
<td class="center-aligned"></td>
<td class="center-aligned"></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Malnutrition</td>
<td class="center-aligned"></td>
<td class="center-aligned"></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">Micronutrient deficiency</td>
<td class="center-aligned"></td>
<td class="center-aligned"></td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-footnotes">
<ul>
<li id="eft21601-note-0001"><i>Note.</i><span> </span>For most outcomes, multiple metrics could be used to quantify them. For example, income inequality could be measured by the Gini coefficient, the Palma ratio, the share of income going to the top 1% of households, or other measures.</li>
</ul>
</div>
<div class="article-section__table-source"></div>
</div>
<p>Scenario development would involve a combination of exploratory modeling and scenario discovery, representing a new systematic and quantitative way of generating and conceptualizing scenarios. Existing scenarios were generally designed to span a wide range of a set of input drivers based on narratives of different potential futures, which may or may not span an interesting range of outcomes for well-being metrics. In contrast, our proposed process uses exploratory modeling specifically designed to span a relevant range of those outcomes. Exploratory modeling is an approach that uses computational experiments to systematically explore the implications of varying assumptions and hypotheses to assist in reasoning about systems where there is significant uncertainty (Bankes, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0001" id="#eft21601-bib-0001_R_d6768308e1109" class="bibLink tab-link" data-tab="pane-pcw-references">1993</a></span>; Kwakkel &amp; Pruyt, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0011" id="#eft21601-bib-0011_R_d6768308e1112" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). It involves running large ensembles of model simulations under different assumptions, which can then be analyzed using scenario discovery techniques to provide valuable insights. Scenario discovery involves screening databases of model simulations using machine learning classification algorithms to identify outcomes of interest and their conditions for occurring (Bryant &amp; Lempert, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0002" id="#eft21601-bib-0002_R_d6768308e1115" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>; Groves &amp; Lempert, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0006" id="#eft21601-bib-0006_R_d6768308e1118" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>; Lempert, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0013" id="#eft21601-bib-0013_R_d6768308e1121" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). Combining exploratory modeling and scenario discovery enables the identification of relevant scenarios by working backwards from the outcomes of interest to the conditions that would produce those outcomes. This enables a shift in focus from “what if” scenarios that attempt to predict outcomes for given sets of assumptions to scenarios specifically designed to explore the plausible ranges of outcomes for well-being and the conditions that lead to certain desired or undesired outcomes.</p>
<p>This framework would need to be flexible to facilitate multi-scale analysis. We propose to focus initially on national to global scales, but including regionally-differentiated US scenarios. Our ambition is that these scenarios would support the extension of this framework to regionally-differentiated scenarios in other countries (e.g., China, India), and to even finer, sub-national scales within the US (e.g., to individual cities, states, or bioregions). Timescales would extend at least through the end of the century. These spatial and temporal scales allow the incorporation of the influence of global conditions and international teleconnections on national and sub-national patterns of change, the exploration of long-term consequences of short-term changes, and vice-versa.</p>
<p>We envision this framework as complementary to, not a replacement for, existing frameworks such as the SSPs and these scenarios could be mapped to, and incorporated into, the SSP framework (and vice-versa). The SSPs themselves are alternative socio-economic development pathways without climate change impacts or policy that describe worlds with different levels of challenges to adaptation and mitigation (Kriegler et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0010" id="#eft21601-bib-0010_R_d6768308e1129" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>; O’Neill et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0019" id="#eft21601-bib-0019_R_d6768308e1132" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). They include qualitative descriptions of some well-being outcomes (O’Neill et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0018" id="#eft21601-bib-0018_R_d6768308e1135" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>), and extensions to the scenarios have quantified some measures of well-being such as poverty (Soergel, Kriegler, Bodirsky, et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0022" id="#eft21601-bib-0022_R_d6768308e1138" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) and inequality (Rao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-bib-0020" id="#eft21601-bib-0020_R_d6768308e1141" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). In our framework, the scenarios would be developed to span a wide range of well-being outcomes, rather than focusing on challenges to adaptation and mitigation. Well-being quantification would be part of the design of the scenarios rather than being added afterward. Drivers for the two scenario sets would likely differ.</p>
<p>Because this framework is organized around outcomes for well-being, it would be suitable for analysis of multiple issues with different drivers, including climate change but also including air quality, demographic change, potentially disruptive technological changes, trade regimes, and security issues. It would facilitate addressing questions such as: what factors would promote, or put at risk, human well-being? What are synergies and tradeoffs across different dimensions of well-being? What types of interventions could improve well-being?</p>
<p>The development of this framework would have a number of benefits for the research community, including improved analysis and modeling frameworks (especially for capturing various aspects of well-being), collaboration across the MSD and international communities, and stronger connections between the MSD community and scenario users, including at federal agencies.</p>
</section>
<section class="article-section__content" id="eft21601-sec-0030">
<h2 class="article-section__title section__title section1" id="eft21601-sec-0030-title">3 Objectives and Process Overview</h2>
<p>The overarching goal of the proposed scenarios framework is to provide scenarios that can help structure research and inform assessment of the role of various factors in promoting, or putting at risk, human well-being and societal resilience. We envision a scenarios framework (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-fig-0002">2</a>) that will generate two main scenario products: (a) a large, searchable database of scenarios with various combinations of alternative driving forces and stressors, and their associated outcomes for well-being and resilience and (b) a small set of community scenarios selected from the database spanning a relevant range of outcomes. The scenario database would be available to the community for direct analysis and for individual research projects to select and use scenarios tailored to their specific needs. It would differ from existing databases by including outcomes for well-being and resilience. The small set of community scenarios would be identified with scenario discovery methods and proposed for common use across a wide range of MSD studies. Wide use of these community scenarios would facilitate the development of a larger body of literature characterizing the well-being and resilience of alternative futures.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21601-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/15df1cf8-d54e-403d-8c39-bf3217c336eb/eft21601-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/15df1cf8-d54e-403d-8c39-bf3217c336eb/eft21601-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/7b59121d-d632-43e9-a889-80e654a39f27/eft21601-fig-0002-m.png" data-lg-src="/cms/asset/15df1cf8-d54e-403d-8c39-bf3217c336eb/eft21601-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21601-fig-0002&amp;doi=10.1029%2F2023EF004343" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Elements of the MSD Scenario Framework and Process. The lower panel represents key framework elements including the concept of well-being outcome-focused scenario design, a large scenario database, a small set of community scenarios, and research studies from the larger community. The research studies would include efforts that generate scenarios as part of their work that could then be added to the database, analyses of the scenario database itself, and studies based on the community scenarios. Scenario discovery, as described in the text, is a method for identifying scenarios of interest from a large number of candidate scenarios. The upper panel indicates key elements of the scenario process that would continuously interact with the framework.</p>
</div>
</figcaption>
</figure>
</section>
<p>Generating an initial large database of scenarios would involve conducting exploratory modeling (i.e., running large ensembles of model simulations) designed to span a wide range of outcomes for well-being by systematically varying underlying uncertain drivers and assumptions about societal choices (e.g., the level and design of policy, the availability of carbon dioxide removal technologies, characteristics of governance, social trends, the rate of population and economic growth, the cost of technologies, fossil resource availability, and other important assumptions in a model). Conducting exploratory modeling allows for the systematic exploration of a wide range of uncertainty and scenarios from which insights about the well-being outcomes of interest can be drawn. We foresee initial pilot projects using the Global Change Analysis Model and the MIT Integrated Global System Model, two global-to-regional coupled human-Earth systems models that are well established within the MSD research community.</p>
<p>Researchers would use exploratory modeling to generate ensembles of model runs to generate an initial scenario database, which would consist of the full set of modeled ensemble results and would be publicly available and searchable. The database would include scenarios that consist of the assumptions and the parameter values that generated them, plus all model outcomes, including metrics of well-being as well as intermediate outcomes. Individual research projects could use the database to identify and use scenarios tailored to their specific needs. The database would also be useful for direct analysis, for example, of the tradeoffs between outcomes for different dimensions of well-being or of the distribution of outcomes across different regions or socio-economic groups.</p>
<p>We imagine that with the engagement of more researchers, additional models, including those at finer sub-national scales, can be used to add scenarios to the database, and the scenario database would grow as researchers from the broader community add both individual scenarios and ensembles of their own. It will also be essential for models to evolve over time to be able to model more metrics of well-being. Since many models were not designed with such metrics in mind, they may lack adequate representation of the important dynamics contributing to certain outcomes. One important function of the early stages of the process will be to identify and highlight where we have the largest gaps in our ability to model well-being metrics and what model advancements are needed. As an example, most global models are unable to distinguish between different socio-economic groups, which would be needed to capture certain well-being metrics related to equity as well as to analyze how any given well-being outcome is distributed across groups. We imagine an iterative process in which the models and metrics advance over time, contributing new scenarios to the database, enabling new analyses, and potentially producing new sets of community scenarios.</p>
<p>The application of scenario discovery techniques to the scenario database can stimulate creative thinking about the conditions, dynamics and tradeoffs behind outcomes for well-being. For example, after identifying metrics of well-being of interest, scenario discovery can be used to search the scenario database to identify scenarios that have particularly high or low values for the outcome metrics and find the conditions/input drivers behind those outcomes, including alternative pathways that lead to the same outcomes. In addition, these techniques can be used to explore relationships between different model outcomes and identify individual scenarios of interest, including those defined by specific combinations of outcomes. This facilitates the exploration of tradeoffs, their drivers and potential options for resolving them. For example, there may be several different pathways that lead to the same outcomes for well-being metrics related to food and water security, but very different outcomes for energy security metrics, and scenario discovery can find where those tradeoffs exist and the conditions that enable better outcomes across multiple well-being metrics.</p>
<p>Producing small sets of scenarios for wide use by the community would involve: (a) applying scenario discovery techniques to identify scenarios of interest from the database (e.g., scenarios with certain combinations of outcomes for different dimensions of well-being) and the conditions that produced them; and (b) conducting a model intercomparison exercise using the small set of scenarios identified in (a) to produce the best quantification of each scenario, and characterization of uncertainties, for community use. This comparison would also produce new insights and identify key areas for further model development. The process would not necessarily be linear; for example, identifying community scenarios could inform new ideas for generating additional scenarios for the database. The drivers, assumptions, and results for the community scenarios would be publicly available, along with qualitative storylines that interpret in narrative form the set of assumptions underlying the quantitative outcomes. Unlike most existing frameworks, this storyline would be developed after the model runs, rather than before them.</p>
<p>It is also important to recognize that outcomes will vary over time and space. A strength of the framework is that applying scenario discovery to the scenario database enables the identification of individual scenarios that meet some criteria for human well-being at a given time and place. However, the fact that outcomes change across time and space makes selecting a small set of community scenarios challenging. Community engagement will be needed to think through the best ways to approach this step. Potential options include focusing on end-of-century outcomes for the world in order to select a small scenario set, or potentially developing multiple small scenario sets for different purposes.</p>
<p>For this approach to developing outcome-focused scenarios to be successful, the process must involve continuous interaction with other activities, namely community engagement, metric identification and selection, and model advancements (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004343#eft21601-fig-0002">2</a>). The MSD and related research communities, as well as scenario users and impacted communities, should be engaged to flesh out this plan and provide expertise and input to the different stages of scenario development. Researchers will need to be engaged to carry out modeling and other analyses within the framework, and to make the model advancements needed to expand the representation of metrics of well-being. We imagine this will be an iterative process that will evolve and expand over time to accommodate new and diverse perspectives and models. The development of metrics for well-being will be a key activity shaping the scenarios and needed model development. While initial consultation on specific metrics can start with the MSD and related research communities, it will be important to extend stakeholder engagement to include different impacted communities and social scientists to capture diverse values and perspectives on what constitutes well-being, for whom, and what metrics to explore. While metrics will initially be limited by model capabilities, we expect the process to generate ideas of metrics we ideally want to investigate but cannot currently produce, thereby spurring model advances to better reflect the dynamics needed for different outcome metrics. Similarly, we expect that analysis of the scenario database would generate insights that would influence wider research activities and motivate model advancements to better capture the intended outcomes of interest, and those advancements will in turn shape further scenario development. This is a very iterative process, one that could benefit from a working group and could be expanded over time to include new perspectives.</p>
<p>We believe this proposed scenarios framework would fill an important research gap and help drive and facilitate collaborative research on outcomes of well-being and (ultimately) resilience in a multi-sector context while also providing a useful resource to other researchers looking for individual scenarios that fit their needs. Priorities for work toward achieving this vision include (a) developing metrics for well-being and resilience, (b) expanding the ability of modeling frameworks to capture aspects of well-being and resilience, (c) carrying out more scenarios of well-being outcomes at a variety of scales, (d) exploring ways to enhance the usefulness of scenarios to studies at smaller geographic scales, and (e) developing infrastructure for capturing comparable results and scenarios in a user-friendly database.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21601-sec-0040-title">Acknowledgments</h2>
<p>This research was supported by the U.S. Department of Energy, Office of Science, as part of research in MultiSector Dynamics, Earth and Environmental System Modeling Program, including John Weyant's participation under Cooperative Agreement DE-SC0022141 and a portion of Jennifer Morris' participation under Award Number DE-FG02-94ER61937. The Pacific Northwest National Laboratory is operated for DOE by Battelle Memorial Institute under contract DE-AC05-76RL01830. The views and opinions expressed in this paper are those of the authors alone.</p>
</div>
</section>]]> </content:encoded>
</item>

<item>
<title>Dude, not the rice!</title>
<link>https://sdgtalks.ai/dude-not-the-rice</link>
<guid>https://sdgtalks.ai/dude-not-the-rice</guid>
<description><![CDATA[ This study assesses climate change&#039;s impact on Kharif-season rice in Uttar Pradesh, India&#039;s largest agrarian state. Using crop-climate scenarios and a Crop Simulation Model, it predicts increased rainfed rice yield in western regions but decreased yields overall due to rising temperatures and shorter growing periods by the 2090s. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_6638566777cb3.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 23:04:52 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>Rice, depletion</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Uttar Pradesh is the most populated state in India, with most of the population working in the agriculture sector and having a low income. The state's vulnerability to climate change is high due to inadequate infrastructure and heavy dependence on agriculture. Rice is a crucial crop for the state, but this study shows that climate change will decrease rice yields in the future, especially for irrigated rice, due to higher temperatures and shorter growing seasons. While rainfed rice yields may increase in some regions due to increased rainfall, rice production is expected to decline overall. Following current population growth trends, especially in a country as heavily populated as India, this could lead to dangerous food shortages.</span></p>
</blockquote>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d3814347" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>Uttar Pradesh, with a population of 237 million, is the largest agrarian state in India, located in the Indo-Gangetic plains. Rice cultivation is widespread across all districts of Uttar Pradesh, which have varying climate regimes, irrigation infrastructures, crop management practices, and farm sizes. The state is characterized by different agroecological zones (AEZs) with semi-arid to sub-humid climates with significant variability in monsoon rainfall. In this study, the impact of climate change on Kharif-season rice is estimated using crop-climate scenarios in Uttar Pradesh. A process-based Crop Simulation Model, Crop Estimation through Resource and Environment Synthesis-Rice, was simulated with bias-corrected and downscaled climate data for historical (1995–2014) and three future periods (the 2030s, 2050s, and 2090s) for two mitigation pathways (SSP2-4.5 and SSP5-8.5) from the Coupled Model Intercomparison Project 6. Phenology, irrigation amount, crop evapotranspiration, yield, and water use efficiency were evaluated and assessed for all AEZs. Based on the ensemble of 16 climate models, rainfed rice yield increased in the AEZs of western Uttar Pradesh due to increased rainfall, while in eastern Uttar Pradesh yield decreased, under both shared socioeconomic pathways (SSPs). Irrigated rice yield decreased in all AEZs under both SSPs due to an increase in temperature and a decrease in the length of the growing period, with reductions of up to 20% by the 2090s. Irrigation requirements decreased from the 2030s to the 2090s due to increased rainfall and decreased crop evapotranspiration. Despite the projected increase in rainfed yield, the overall rice yield is expected to decrease in the future under both SSPs.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d3814349" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>Rice yield (combining irrigated and rainfed) in Uttar Pradesh, India, is projected to decrease in the future for SSP2-4.5 and SSP5-8.5</p>
</li>
<li>
<p>With a projected increase in rainfall, rainfed rice yield increases in rainfall deficit zones, and irrigation decreases under both shared socioeconomic pathways</p>
</li>
<li>
<p>Planting in the early season could reduce the amount of yield loss for irrigated rice</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d3814352" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Uttar Pradesh is the most populated state in India, with most of the population working in the agriculture sector and having a low income. The state's vulnerability to climate change is high due to inadequate infrastructure and heavy dependence on agriculture. Rice is a crucial crop for the state, but this study shows that climate change will decrease rice yields in the future, especially for irrigated rice, due to higher temperatures and shorter growing seasons. While rainfed rice yields may increase in some regions due to increased rainfall, rice production is expected to decline overall.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21586-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21586-sec-0010-title">1 Introduction</h2>
<p>India is the second-largest rice-growing country and has the highest area under rice cultivation (∼43 million ha) in the world (Guha et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0016" id="#eft21586-bib-0016_R_d3814339e823" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; India at a Glance, Food and Agriculture Organization of the United Nations India,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0019" id="#eft21586-bib-0019_R_d3814339e826" class="bibLink tab-link" data-tab="pane-pcw-references">2024</a></span>). Rice contributes more than 40% of India's total food grain production. In 2019–2020, the area under rice cultivation was 43.7 million ha, with a total production of 118.4 million tonnes and average productivity of around 2,705 kg/ha. Kharif (summer monsoon) rice has a significant share in total rice production in India. In 2019–2020, the Kharif rice production was estimated to be 102.4 million tonnes (Guha et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0016" id="#eft21586-bib-0016_R_d3814339e829" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<p>Uttar Pradesh (situated in the Indo-Gangetic plain) is the second-largest rice-producing state with almost 5.87 million hectares of land (∼13.5% of rice cultivated land of India) used for rice cultivation, producing about 19.9 million tonnes per year (11%–12% of rice grown in India). The average rice productivity of Uttar Pradesh (∼2,150 kg/ha) is below the national average (∼2,700 kg/ha). The average farm size in India has almost halved (2.28–1.08 ha) from 1970 (Saxena et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0046" id="#eft21586-bib-0046_R_d3814339e835" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>) due to the growing population. The average size of landholding in Uttar Pradesh is 0.80 ha (below India's average), and for the small farm category, it is only 0.55 ha. Across regions, the average size of farm holdings is lowest in the eastern region (0.64 ha), and highest in the Bundelkhand region (1.49 ha). A large portion of the state's rice is produced by small-scale farmers and is consumed locally. With approximately 65% of the Uttar Pradesh workforce engaged in the agriculture sector, contributing around 26% to the state's GDP (see Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0001">1</a>), even minor disruption in the rice production would adversely affect the already marginalized farmers.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/f2f552bf-b2ca-46d8-b8d5-e7dbbe9babab/eft21586-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/f2f552bf-b2ca-46d8-b8d5-e7dbbe9babab/eft21586-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/b4ab2849-310c-469a-b8ad-c90b6d3afd82/eft21586-fig-0001-m.png" data-lg-src="/cms/asset/f2f552bf-b2ca-46d8-b8d5-e7dbbe9babab/eft21586-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0001&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
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<div class="figure__caption figure__caption-text">
<p>Agro-Ecological Zones and socioeconomic characteristics of Uttar Pradesh (Guha et al., <span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0016" id="#eft21586-bib-0016_R_d3814339e863" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
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</figcaption>
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</section>
<p>Rice is cultivated in all the districts of Uttar Pradesh, which have diverse climate regimes, irrigation infrastructures, crop management practices, and farm sizes (0.55–1.49 ha). Different agroecological zones (AEZs) of the state have different climates (semi-arid to sub-humid) and large variability in monsoon rainfall (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0001">1</a>). Rice production in Uttar Pradesh also varies in different AEZs due to different irrigation infrastructure, technology, and crop management practices. There is also interannual variability in rice yield (Guha et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0016" id="#eft21586-bib-0016_R_d3814339e874" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), which can be linked to monsoonal rainfall variability, also seen in other parts of India (Suneetha &amp; Kumar, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0054" id="#eft21586-bib-0054_R_d3814339e877" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Interannual variability in rainfall also affects groundwater levels that affect the irrigation in Uttar Pradesh, which depends primarily on groundwater. Further, the cost and accessibility of groundwater vary in different AEZs due to differences in irrigation infrastructure (Mall et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0031" id="#eft21586-bib-0031_R_d3814339e880" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>; Zaveri et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0063" id="#eft21586-bib-0063_R_d3814339e883" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Hence, small farm sizes, diverse crop management practices, and constrained irrigation infrastructure are the primary limiting factors affecting crop production in different AEZs of Uttar Pradesh (Mall et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0031" id="#eft21586-bib-0031_R_d3814339e887" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>; Mishra et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0034" id="#eft21586-bib-0034_R_d3814339e890" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Zaveri et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0063" id="#eft21586-bib-0063_R_d3814339e893" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>).</p>
<p>In the past two decades, the frequency and magnitude of agricultural losses due to climate-related hazards (floods, droughts, heatwaves, cold waves and weather-related pests and diseases) have increased significantly in various parts of India (Soora et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0050" id="#eft21586-bib-0050_R_d3814339e900" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; R. K. Srivastava et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0052" id="#eft21586-bib-0052_R_d3814339e903" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Increased temperature and changes in rainfall frequency and distribution in the future are expected to affect crop production and productivity over space and time (Donohue et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0011" id="#eft21586-bib-0011_R_d3814339e906" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Gupta &amp; Mishra, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0018" id="#eft21586-bib-0018_R_d3814339e909" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Mishra et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0034" id="#eft21586-bib-0034_R_d3814339e912" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Small and marginal farmers in Uttar Pradesh often operate with incomes insufficient for their daily needs, leading to a reliance on borrowing for survival. The high costs associated with crop management, such as fertilizers, irrigation, and high-yield varieties, compound their financial challenges (Beriya, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0005" id="#eft21586-bib-0005_R_d3814339e916" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). With many of these farmers living below the poverty line, their ability to access advanced water extraction technologies or alter cropping patterns in response to climate change is limited. As a result, the poor and marginalized small farm holders of Uttar Pradesh will be hit hardest by the consequences of the increasing frequency and magnitude of climate hazards.</p>
<p>Field experiments to understand the crop growth processes under various climate and management conditions are time-consuming and costly, so they are limited in capacity. Hence, it becomes difficult to evaluate and extrapolate site-specific crop experiments under changing climate, CO<sub>2</sub><span> </span>concentration and diverse management practices. On the other hand, crop models are a practical and efficient tool to simulate crop growth and yield to understand the impact of climate variables and CO<sub>2</sub><span> </span>in the absence of conventional field experiments (J. W. Jones et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0021" id="#eft21586-bib-0021_R_d3814339e926" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>; Rosenzweig et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0042" id="#eft21586-bib-0042_R_d3814339e929" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>; White et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0059" id="#eft21586-bib-0059_R_d3814339e932" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>).</p>
<p>CERES-Rice embedded in Decision Support System for Agro-technology Transfer (DSSAT) is a process-based and management-oriented model that can simulate the growth and development of rice for varying weather, water, nitrogen, and cultivar characteristics (J. W. Jones et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0021" id="#eft21586-bib-0021_R_d3814339e938" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). (CERES is an acronym for Crop Estimation through Resource and Environment Synthesis, and Ceres was the Roman goddess of agriculture.) CERES-Rice considers the effects of elevated CO<sub>2</sub><span> </span>concentrations, change in climatic parameters (e.g., temperatures, rainfall, and solar radiation) and crop management practices, and simulates water requirement and yield. CERES-Rice has been calibrated, validated and extensively used to simulate rice growth process under different climates, crop management practices, and soil conditions over India, and had been found to perform satisfactorily (Gupta &amp; Mishra, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0018" id="#eft21586-bib-0018_R_d3814339e943" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Mall et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0030" id="#eft21586-bib-0030_R_d3814339e946" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Mishra et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0034" id="#eft21586-bib-0034_R_d3814339e949" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Rao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0041" id="#eft21586-bib-0041_R_d3814339e953" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Satapathy et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0045" id="#eft21586-bib-0045_R_d3814339e956" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; K. Singh et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0049" id="#eft21586-bib-0049_R_d3814339e959" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). However, most of these studies were carried out by taking a few coarse-resolution general circulation model (GCM) outputs for limited sites and have been extrapolated for a larger region.</p>
<p>Studies on the impact of climate change on rice yields have confirmed that an increase in temperature and changes in rainfall patterns will adversely impact rice production (Agarwal, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0001" id="#eft21586-bib-0001_R_d3814339e965" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>; Guo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0017" id="#eft21586-bib-0017_R_d3814339e968" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Rao et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0041" id="#eft21586-bib-0041_R_d3814339e971" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Teng et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0055" id="#eft21586-bib-0055_R_d3814339e974" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Varghese et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0057" id="#eft21586-bib-0057_R_d3814339e977" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Rice is the most important crop of India, and an increase in rice yields during the green revolution helped gain India food security. However, the production and productivity of rice have reached a steady level in many regions (Aggarwal et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0002" id="#eft21586-bib-0002_R_d3814339e981" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>; Milesi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0033" id="#eft21586-bib-0033_R_d3814339e984" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>).</p>
<p>An increase of ∼1°C has been observed in average global surface temperature since pre-industrial times. Moreover, it is reported that Indian Summer Monsoon rainfall has been declining since 1950, with the highest significant trends found over the Indo-Gangetic plains and increasing extreme rainfall events over central India (Goswami et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0015" id="#eft21586-bib-0015_R_d3814339e990" class="bibLink tab-link" data-tab="pane-pcw-references">2006</a></span>; Kulkarni, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0027" id="#eft21586-bib-0027_R_d3814339e993" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>; Roxy et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0044" id="#eft21586-bib-0044_R_d3814339e996" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0043" id="#eft21586-bib-0043_R_d3814339e999" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). A study over the Indo-Gangetic plains depicts a change in rice yield, ranging from −120 to +50 kg/ha/yr from 1985 to 2000 (Pathak et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0040" id="#eft21586-bib-0040_R_d3814339e1002" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). For 2009–2010, India's rice production reduced by ∼10 Mt due to late onset of monsoon and its intra-seasonal variability (Soora et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0050" id="#eft21586-bib-0050_R_d3814339e1006" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Interannual variability in India's rice yield suggests dependence of rice production on monsoonal rainfall that is affected by changing climate, especially in areas like the Indo-Gangetic plains (Soora et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0050" id="#eft21586-bib-0050_R_d3814339e1009" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). The mean temperature during the crop season is already above the optimal range in Uttar Pradesh, and further increase in temperatures will only increase the extent of crop damage (Bhatt et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0006" id="#eft21586-bib-0006_R_d3814339e1012" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). The altered rainfall pattern, increased frequency of drought and increased temperature can translate to a loss of up to 40% in annual crop yield (T. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0029" id="#eft21586-bib-0029_R_d3814339e1015" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), and it may lead to a severe income loss of about 58% (Pandey &amp; Bhandari, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0039" id="#eft21586-bib-0039_R_d3814339e1018" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). These adverse changes in the climate system and the declining rice yield trend may lead to food insecurity in already stressed and vulnerable regions like Uttar Pradesh (situated in the Indo-Gangetic plains). Simultaneously, the addition of approximately 40 million people (equivalent to the population of Canada) per decade to Uttar Pradesh (as seen in the last two decades), is further jeopardizing the future of food security.</p>
<p>The challenges mentioned earlier are sure to be affected by future climate change, which will impact crop production in space and time through direct or indirect interactions with an increases in temperature and CO<sub>2</sub><span> </span>concentration, and changes in water availability and other climatic variables (Agarwal, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0001" id="#eft21586-bib-0001_R_d3814339e1026" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>; Cammarano et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0010" id="#eft21586-bib-0010_R_d3814339e1029" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; Donohue et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0011" id="#eft21586-bib-0011_R_d3814339e1032" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Korres et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0026" id="#eft21586-bib-0026_R_d3814339e1035" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; J. Singh et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0048" id="#eft21586-bib-0048_R_d3814339e1039" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; White et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0059" id="#eft21586-bib-0059_R_d3814339e1042" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). Without the efforts of reducing fossil fuel emissions, the average global temperature will surpass 1.5°C by 2030 (Allen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0003" id="#eft21586-bib-0003_R_d3814339e1045" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Fan et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0013" id="#eft21586-bib-0013_R_d3814339e1048" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>) have reported a global mean land temperature increase in the range of 1.2°C–7.2°C by the end of the 21st century. A substantial rise in mean, extreme and interannual variability of JJAS rainfall under global warming over India has been reported in recent studies (Katzenberger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0023" id="#eft21586-bib-0023_R_d3814339e1051" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Kitoh, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0025" id="#eft21586-bib-0025_R_d3814339e1054" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Yaduvanshi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0062" id="#eft21586-bib-0062_R_d3814339e1058" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>,<span> </span><span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0061" id="#eft21586-bib-0061_R_d3814339e1061" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Although increased CO<sub>2</sub><span> </span>concentrations will enhance photosynthesis efficiency, adverse impacts on crops through the change in water availability and increasing temperature (above optimal) will exceed the CO<sub>2</sub><span> </span>fertilization effect (Donohue et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0011" id="#eft21586-bib-0011_R_d3814339e1068" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Korres et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0026" id="#eft21586-bib-0026_R_d3814339e1071" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Toreti et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0056" id="#eft21586-bib-0056_R_d3814339e1075" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>Conventionally, studies over India have mostly concentrated on understanding the changes in crop processes by changing the average temperature, CO<sub>2</sub><span> </span>amounts, rainfall, and irrigation and have not considered the projected climate data from GCMs (Mishra et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0034" id="#eft21586-bib-0034_R_d3814339e1084" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). There are a few studies over India (see Table S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>) using crop models and climate projections from GCMs to understand the impact on rice production. However, most of these studies are site-specific, using limited crop management practices, few GCM outputs and few Coupled Model Intercomparison Project (CMIP, Eyring et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0012" id="#eft21586-bib-0012_R_d3814339e1090" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) scenarios. These studies suggest a need for a high-resolution gridded crop model simulation using the latest climate scenarios, a large ensemble of GCMs, and a combination of crop management practices to understand the underlying uncertainties, sensitivity and impacts in a more comprehensive manner. Apart from this, most of these studies have concentrated on assessing the effects of climate change on rice yield. However, other factors such as change in phenology, crop water requirement and water use efficiency (WUE) are also important (Bouras et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0008" id="#eft21586-bib-0008_R_d3814339e1093" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; R. K. Srivastava et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0052" id="#eft21586-bib-0052_R_d3814339e1097" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Therefore, this research assessed the effects of climate change on rice phenology, crop water requirement, irrigation, yield, and WUE for various crop-climate scenarios (16 CMIP6 GCMs, 2 SSPs, 4 rice varieties, 3 planting dates, and 2 irrigation scenarios over 342 sites (at 25 × 25 km resolution) over the nine AEZs of Uttar Pradesh (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0001">1</a>).</p>
</section>
<section class="article-section__content" id="eft21586-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21586-sec-0020-title">2 Materials and Methods</h2>
<section class="article-section__sub-content" id="eft21586-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0030-title">2.1 Study Region</h3>
<p>Uttar Pradesh is a northern state of India situated in the Indo-Gangetic plains, located between 23°52′N and 31°28′N latitudes and 77°3′E and 84°39′E longitudes (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0001">1</a>). The total area of the state is 24.1 million hectares (∼7.34% of India). The population of Uttar Pradesh was 166 million in 2001, 199 million in 2011, and was estimated to be 237 million (∼17.2% of India's population) in 2020. The population density of the state was 690, 829, and 983 people/km<sup>2</sup><span> </span>for 2001, 2011, and 2020, respectively. The state has a total area of 24.1 Mha, out of which 16.81 Mha is cultivated, constituting around 70% of the total geographical area, having an annual cropping intensity of 153% (sown more than once a year). The primary crops are rice, wheat, maize, sugarcane, chickpea, and pigeon pea.</p>
<p>Hot summers and sub-tropical monsoon define the characteristics of Uttar Pradesh's climate. However, the weather conditions vary significantly with location. Uttar Pradesh falls under three major agroecological zones of India (based on climate and soil), namely, middle Gangetic plain, upper Gangetic plain, and central plateau. The Middle Gangetic plain is further divided into the North-Eastern Plain Zone (NEZ), the Eastern Plain Zone (EPZ), and the Vindhyan Zone (VZ). The Upper Gangetic plain is the largest agroecological zone with the highest share of population, covering 32 districts out of total 83 districts, and is further divided into the Central Plain Zone (CPZ), the Mid-western plain Zone (MWZ), the Bhabhar and Tarai Zone (BTZ), the Western Plain Zone (WPZ), and the Southwestern semi-arid plain Zone (SWZ). The central plateau zone contains the Bundelkhand Zone (BKZ). The description of these nine AEZs is given in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0002">2</a>, describing their climate and percentage of cultivated and irrigated land. It can be seen in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0002">2</a><span> </span>that the EPZ (80%) has the highest irrigated land, and the BKZ has the lowest (25%).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/ded4afdd-34d9-4d95-b8e3-58cb9e11d22b/eft21586-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/ded4afdd-34d9-4d95-b8e3-58cb9e11d22b/eft21586-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/93f6cd7a-3eb6-4628-be38-45bd95854a7e/eft21586-fig-0002-m.png" data-lg-src="/cms/asset/ded4afdd-34d9-4d95-b8e3-58cb9e11d22b/eft21586-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0002&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Climate type, percentage of cultivated and irrigated land for each agroecological zone (AEZ) of Uttar Pradesh (Guha et al., <span class="figureLink bibLink tab-link"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0016" id="#eft21586-bib-0016_R_d3814339e1153" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). We estimated the percentage of AEZ-wise irrigated land from the Integrated Watershed Management Programme (I.W.M.P) in 2009 by the Government of Uttar Pradesh, India for Perspective and Strategic Plan (<a href="http://dolr.gov.in/sites/default/files/SPSP_Uttar%20Pradesh.pdf" class="linkBehavior">http://dolr.gov.in/sites/default/files/SPSP_Uttar%20Pradesh.pdf</a>); for details see Table SPSP-10 of the report.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0040">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0040-title">2.2 Climate and Crop Data</h3>
<p>We acquired observed daily climate data (maximum temperature (T<sub>max</sub>), minimum temperature (T<sub>min</sub>), rainfall and solar radiation (srad)) to be used as input in the CERES-Rice model. Data for T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>are available at 1° × 1° resolution from the India Meteorological Department (IMD) for 1995–2014 (A. K. Srivastava et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0051" id="#eft21586-bib-0051_R_d3814339e1178" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). Daily rainfall data are available at 0.25° × 0.25° resolution for 1995–2014, also retrieved from IMD (Pai et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0038" id="#eft21586-bib-0038_R_d3814339e1182" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Daily srad (0.5° × 0.5°) data are retrieved from NASA's Prediction Of Worldwide Energy Resources (POWER, obtained from<span> </span><a href="https://power.larc.nasa.gov/data-access-viewer/" class="linkBehavior">https://power.larc.nasa.gov/data-access-viewer</a>) for the period 1995–2014 (Stackhouse et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0053" id="#eft21586-bib-0053_R_d3814339e1188" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>).</p>
<p>The shared socioeconomic pathways (SSPs) runs are part of ScenarioMIP which is one of the main activities of CMIP6 and is a combination of SSPs and RCPs that makes future scenarios more reasonable (Eyring et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0012" id="#eft21586-bib-0012_R_d3814339e1194" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>; O’Neill et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0037" id="#eft21586-bib-0037_R_d3814339e1197" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). For future climate, SSP2-4.5 and SSP5-8.5 from CMIP6 are used in this study. SSP2-4.5 consists of a medium radiative forcing category of 4.5 W/m<sup>2</sup><span> </span>by 2100 and medium land use and aerosol pathways also called “middle of the road” SSP (Figure S1 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). SSP5-8.5 is the high end of the range of future scenarios having the combination of the highest forcing (8.5 W/m<sup>2</sup>) and fossil-fueled development of SSP5. SSP2-4.5 and SSP5-8.5 are relevant for impacts, adaptation, and vulnerability studies because combining these two scenarios covers the medium to worst societal vulnerability (SSP2 and SSP5) with medium to high forcing (O’Neill et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0037" id="#eft21586-bib-0037_R_d3814339e1208" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>).</p>
<div class="paragraph-element">CERES-Rice (v4.6) is a process based (dynamic) crop model and is a module of the Cropping System Model of DSSAT (v4.6) (J. W. Jones et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0021" id="#eft21586-bib-0021_R_d3814339e1214" class="bibLink tab-link" data-tab="pane-pcw-references">2003</a></span>). A dynamic model simulates the changes in the system's state as a function of external factors (e.g., weather, soil, and crop management practices) influencing it. These dynamic models also simulate the interaction among the various components of the system. A crop model simulates the crop growth process and yield by taking soil parameters, crop management, weather and crop genetic coefficients and has the potential to simulate the impact of climate change on crops (Rosenzweig et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0042" id="#eft21586-bib-0042_R_d3814339e1217" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>). CERES-Rice uses daily weather data (minimum and maximum temperature, rainfall, and solar radiation), soil profile characteristics, crop management, and cultivar-specific genetic inputs. To simulate rice growth, development, and yield, the model considers the following processes:
<ol start="1" class="">
<li>
<p>Rice growth process as a function of genotype, weather, soil, and management,</p>
</li>
<li>
<p>Phenology (anthesis and maturity) as a function of temperature and photoperiod,</p>
</li>
<li>
<p>Biomass accumulation based on radiation use efficiency approach and considers the impact of different concentration of atmospheric CO<sub>2</sub>,</p>
</li>
<li>
<p>Partitioning of biomass among leaves, stems, roots, and reproductive parts based on phenology, and</p>
</li>
<li>
<p>Soil water balance that simulates the daily evaporation, runoff, percolation, and crop water uptake under irrigated and rainfed conditions.</p>
</li>
</ol>
</div>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0050">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0050-title">2.3 Crop Management Data</h3>
<p>Crop management data consist of rice cultivar, planting dates, fertilizer application frequency and amount, and irrigation frequency and amount. These crop management practices were provided by the Agromet division of IMD. The CERES-Rice model was calibrated and validated with these management practices for a few districts of Uttar Pradesh by the Agromet division (details can be found in Appendix <a class="appendixLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-app-0001" title="Link to appendix">A</a>). The experimental data used in the process of calibration and validation are maximum leaf area index, panicle initiation date, anthesis date, physiological maturity date, grain yield at maturity, grain weight, grain number, planting depth, row spacing and plant population at seeding, planting method, and fertilizer and irrigation application. The details of calibrated genetic coefficients values of the rice varieties are given in Table S3 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a><span> </span>and the explanation of genetic coefficients are given in Table S4 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a><span> </span>(Buddhaboon et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0009" id="#eft21586-bib-0009_R_d3814339e1264" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Soil data for 70 sites from various AEZs of Uttar Pradesh were also provided by the IMD Agromet division. Physical and chemical description of the soil profile with separate information for each master horizon, for example, depth, organic carbon, sand, clay and silt percentage, drainage upper and lower limits, and saturated hydraulic conductivity, are included in a soil profile. Soil drainage upper and lower limits correspond to the field capacity and permanent wilting point, respectively.</p>
<p>Transplantation of rice in Uttar Pradesh generally commences with the onset of the monsoon, that is, mid-June to early July. However, transplanting is done even before the monsoon onset by farmers with adequate irrigation infrastructure and availability. In the regions of Uttar Pradesh having inadequate irrigation infrastructure and electricity, transplanting is delayed and continued until the end of July. In the literature, we found a wide range of transplanting dates and conducted an online survey by providing a questionnaire to farmers regarding the management practices for rice cultivation. Based on the literature and farmers survey, we chose three planting dates (25 June, 5 July, and 15 July).</p>
<p>Irrigated and rainfed rice were simulated using fertilizer application of 120 kg NPK/ha (N:P:K ratio is 120:60:60) in three divided doses of 60 kg/ha (at basal), 30 kg/ha (at active tillering), and 30 kg/ha (at panicle initiation) at 0, 25, and 55 days after planting. Three planting dates, early season (25 June), mid-season (5 July), and late season (15 July) are considered to cover approximate cropping window for rice planting in Uttar Pradesh. We evaluated two irrigation scenarios: rainfed and irrigated (automatic irrigation). For the automatic irrigation scenario, irrigation within the CERES-Rice model is activated once the soil moisture level drops below a specified threshold. We utilized a flood depth (mm) irrigation method, assuming 100% irrigation efficiency where there is no water loss through the irrigation process, representing an idealized scenario.</p>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0060">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0060-title">2.4 Crop-Model Simulation Design</h3>
<p>To evaluate the performance of 20 selected CMIP6 GCMs (Table S2 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>), we have taken 20 years (1995–2014) of IMD and model historical data. We have examined the performance for seasonal mean (JJAS) rainfall, T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>over Uttar Pradesh. After the performance evaluation, 16 GCMs were selected and the data from these GCMs were bias corrected and statistically downscaled (at 0.25°) using IMD data. Quantile mapping is used to bias correct and downscale the climate variables. The details of the statistical downscaling are explained in the Text S3 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>. These downscaled climate data from the 16 GCMs are used to force the CERES-Rice crop model. Details of the GCM performance evaluation, bias-correction and downscaling are provided in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>.</p>
<p>The CERES-Rice model simulates crop growth, development, and yield by taking weather data, soil conditions, crop management practices and crop cultivar characteristics as input. The calibrated version of the CERES-Rice model is assumed to simulate rice growth, development, and yield with reasonable accuracy in Uttar Pradesh, provided the same genetics and management practices are used. CERES-Rice is a site-based model; however, consistently evaluating crop productivity and growth-related parameters at the global and regional levels is crucial to assess the possible impacts of climate change and identify system vulnerabilities and potential adaptations. Uttar Pradesh is a big state (24.5 million ha; including 345 grid boxes of 0.25° × 0.25° resolution), and hence a software framework was developed to run DSSAT in a gridded environment. Although Uttar Pradesh's vast area necessitates a gridded approach to model deployment, the adaptation to a gridded environment does not incorporate plant-atmosphere feedback or grid-to-grid interactions, thereby functioning similarly to its original point-based design.</p>
<p>In CERES-Rice simulations, crop management practices (rice varieties, irrigation, fertilizer applications) provided by IMD's Agromet division were used. Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0003">3</a><span> </span>describes the crop model experiments for various climate-crop scenarios. As seen in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0003">3</a>, a total of 1,152 (16 × 4 × 2 × 3 × 3) experiments were designed with the combination of planting dates (3), rice cultivar (4), GCMs (16), irrigation conditions (2), and CO<sub>2</sub><span> </span>concentration (3; historical, SSP2-4.5 and SSP5-8.5) for a total of 342 grids. Phenology (anthesis and maturity), irrigation amount, evapotranspiration (ET), transpiration (EP) and evaporation (ES), yield and WUE obtained as CERES-Rice outputs are evaluated for every AEZ. For historical runs (1995–2014), GCM-forced simulations were evaluated with IMD-forced simulations for early, mid, and late planting (25 June, 5 July, and 15 July) averaged for the four rice varieties.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/218559ae-62b1-4878-8b75-1fc1ef2acb75/eft21586-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/218559ae-62b1-4878-8b75-1fc1ef2acb75/eft21586-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/5b2c838f-c058-42e3-9c91-5ae7cb8f3878/eft21586-fig-0003-m.png" data-lg-src="/cms/asset/218559ae-62b1-4878-8b75-1fc1ef2acb75/eft21586-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0003&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Design and flow of Crop Estimation through Resource and Environment Synthesis-Rice model inputs and simulation.</p>
</div>
</figcaption>
</figure>
</section>
<p>CO<sub>2</sub><span> </span>sensitivity analysis experiments were designed for mid planting by taking the 2005 representative atmospheric CO<sub>2</sub><span> </span>concentration (373 ppm: an average of 1995–2014) as the base value and taking climate information from SSP2-4.5 and SSP5-8.5 for the 2030s, 2050s, and 2090s. The different climate-crop scenarios for CO<sub>2</sub><span> </span>sensitivity are defined by combining the climate data (16), rice varieties (4), irrigation (2), planting dates (1), and CO<sub>2</sub><span> </span>amount (2), making a total of 256 scenarios (16 × 4 × 2 × 1 × 2). The impact of CO<sub>2</sub><span> </span>fertilization on yield, ET, and WUE are assessed by comparing the CO<sub>2</sub><span> </span>experimental simulation to that of SSP2-4.5 and SSP5-8.5 for mid planting.</p>
<p>For assessing the impact of climate change on rice cultivation, an average of all 4 rice varieties and 16 GCMs (multi-model mean) from DSSAT output is computed for seasonal temperature, rainfall, irrigation amount, transpiration, evaporation, yield and WUE, and changes are assessed for each planting season, irrigation condition, future period, and SSP. The uncertainty in the outputs of CERES-Rice forced with the 16 GCM climates is assessed by computing the inter-model standard deviation. Robustness of projected changes in CERES-Rice outputs (e.g., yield, ET, WUE) is assessed by stippling the grid points that have at least 75% of GCMs agreeing on the sign of projected change.</p>
</section>
</section>
<section class="article-section__content" id="eft21586-sec-0070">
<h2 class="article-section__title section__title section1" id="eft21586-sec-0070-title">3 Results and Discussion</h2>
<section class="article-section__sub-content" id="eft21586-sec-0080">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0080-title">3.1 Change in Temperature</h3>
<p>Bias adjusted and downscaled CMIP6 daily temperatures (T<sub>max</sub><span> </span>and T<sub>min</sub>) were used to project changes in T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>for different growing seasons over Uttar Pradesh under SSP2-4.5 and SSP5-8.5. Figures S3(I) and S3(II) in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a><span> </span>show T<sub>max</sub><span> </span>for historical and their differences for 2026–2035, 2046–2055, and 2090–2099 under SSP2-4.5 and SSP5-8.5, respectively.</p>
<p>Historical seasonal T<sub>max</sub><span> </span>ranges from 28 to 35°C (see Figure S3 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>), having the highest temperature in the semi-arid western plains (WPZ, SWZ) and lowest in Tarai region (BTZ). The magnitude of T<sub>max</sub><span> </span>decreases from early to late planting and standard deviation among the models is approximately 0.3°C in the historical period. For the 2030s (2026–2035), the changes are within 0.5°C for both SSPs and planting season, except in the mid-planting of SSP2-4.5. For the 2050s (2046–2055), the changes are between 0.5–1°C and 1–1.5°C (for all the planting seasons) under SSP2-4.5 and SSP5-8.5, respectively. By the 2090s (2090–2099), temperature increases by 2.5°C in mid planting and 2°C in early and late planting under SSP2-4.5. The lowest changes are seen in the southwestern region (WPZ, SWZ, western CPZ, and BKZ). Under SSP5-8.5, the increase is between 3–3.5°C in eastern and 2.5–3°C in western Uttar Pradesh.</p>
<p>T<sub>min</sub><span> </span>for the historical period ranges from 19 to 27°C (see Figure S4 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>) and decreases from early to late planting. The lowest seasonal T<sub>min</sub><span> </span>is observed in the Tarai region (BTZ, MWZ) and southern Uttar Pradesh that are part of the Vindhya Mountain ranges (BKZ, VZ). For the 2030s, T<sub>min</sub><span> </span>increases by 0.5–1.5°C in mid planting season and is under 0.5°C for early planting under both SSPs. The late planting season changes in the 2030s are below 0.5°C under SSP2-4.5 and between 0.5 and 1.5°C under SSP5-8.5.</p>
<p>Under SSP2-4.5, in the 2050s, changes are between 1.5–2°C in BTZ and 1–1.5°C in other AEZs, with the magnitude of change intensifying from early to late planting. Under SSP5-8.5, the pattern and characteristics of changes are similar to SSP2-4.5 but have magnitudes higher by around 0.5°C. Under SSP2-4.5, in the 2090s, the increase in T<sub>min</sub><span> </span>ranges between 2 and 3.5°C, with the highest increase in mid-planting followed by late and early planting. Under SSP5-8.5, the increase in T<sub>min</sub><span> </span>ranges from 3 to 5°C, increasing in magnitude from early to late planting.</p>
<p>For early and mid-planting, the highest changes are in Tarai and western parts of Uttar Pradesh, however, in late planting, the changes are of similar magnitude over the entire region except for the Tarai region (highest increase in T<sub>min</sub>). Contrary to what was seen for T<sub>max</sub>, the highest changes in T<sub>min</sub><span> </span>are projected in western parts of the state. The range of diurnal temperature is projected to diminish more for the western than the eastern part of the state because the change for T<sub>max</sub><span> </span>is high and for T<sub>min</sub><span> </span>it is low over eastern parts and vice-versa for western parts of the state.</p>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0090">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0090-title">3.2 Change in Phenology (Anthesis and Maturity)</h3>
<p>Anthesis is the period of opening of flower buds, which is a function of T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>computed in the form of growing-degree days (GDD) in CERES-Rice. If the temperatures are above optimal, the anthesis duration decreases. In Uttar Pradesh, temperatures are already on the verge of or higher than optimal, hence further increase in temperature will result in reduced anthesis duration. In Figure S5 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>, we can see that anthesis duration in the baseline period ranges from 60 to 64 dap (days after planting), except in the Tarai region (up to 80 days). The decrease is below 3% (less than 2 days) under both SSPs in the 2030s, with the highest agreement on the sign of change for mid-planting. In the 2050s, the decrease ranges between 3% and 5% for most regions under both SSPs, and there is no disagreement among models on the sign of change, however, in SSP5-8.5, the reduction is more prominent (5%–7%) in BTZ and northern MWZ and CPZ. Under SSP2-4.5, by the 2090s, the decrease is 1%–3% in semi-arid western plains, 7%–9% in the Tarai region, and 5%–7% in the rest of the state. Under SSP5-8.5, the reduction is 5%–13%, with the lowest in semi-arid western plains, and the intensity of change increases from early to late planting.</p>
<p>Maturity is the period from planting to the end of ripening when the water content in the plant is less than 14% and is computed in the form of GDD in CERES-Rice. Once maturity is reached the crop is ready to be harvested. However, in actual practice, the crop's maturity varies from harvesting time from place to place. Maturity defines the length of growing period (LGP) and affects the yield of crops. Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0004">4</a><span> </span>shows the maturity duration in historical and changes for various future periods under SSP2-4.5 (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0004">4(I)</a>) and SSP5-8.5 (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0004">4(II)</a>). Maturity ranges from 92 to 120 days after planting in BTZ and upper MWZ and 87–92 days after planting in the rest of the state. In the 2030s, maturity duration reduces 2%–5% in BTZ, MWZ and NEZ and less than 2% for the rest of the AEZs. The intensity of reduction increases from early to late planting. Under SSP2-4.5, in the 2050s, the reduction is 5%–9% in the Tarai region (BTZ and upper MWZ) and 3%–5% in other AEZs. Under SSP5-8.5, these changes range between 5% and 11%, with the highest change in Tarai. By the 2090s, the decrease in maturity duration reaches 7%–13% and 7%–15% in SSP2-4.5 and SSP5-8.5, respectively. The decreases are highest in late planting and lowest in early planting for both SSPs. The lowest decrease is witnessed over semi-arid western plains of the state.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/5c097ac8-42cb-44f6-8a04-d63f351632b8/eft21586-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/5c097ac8-42cb-44f6-8a04-d63f351632b8/eft21586-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/2f7a2d8f-bb3e-433f-9180-080234c6eb5d/eft21586-fig-0004-m.png" data-lg-src="/cms/asset/5c097ac8-42cb-44f6-8a04-d63f351632b8/eft21586-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0004&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Changes in seasonal maturity duration for (I) SSP2-4.5 and (II) SSP5-8.5 are shown. (a, e, and i) Subfigures I and II show historical, and (b, f, and j) changes for 2026–2035, (c, g, and k) 2046–2055, and (d, h, and l) 2090–2099 for early planting (first and fourth row), mid-planting (second and fifth row), and late planting (third and sixth row). Overlaid black dots represent model agreement (75% of models) on sign of change. Black contours show inter-model standard deviation of 16 CMIP6 general circulation models.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0100">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0100-title">3.3 Change in Rainfall</h3>
<p>Historical seasonal rainfall ranges from 200 to 1,400 mm over the state, with the lowest rainfall over semi-arid western plains (SWZ, WPZ) and lower CPZ and highest over BTZ, MWZ, and NEZ (see Figure S6 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). In the baseline period, seasonal rainfall decreases from early to late planting, and the standard deviation among the 16 GCMs is approximately 60 mm. Under SSP2-4.5, the increase in rainfall for the 2030s and the 2050s is up to 90 mm (15%), and for the 2090s, it is 90–180 mm (15%–25%). The lowest changes are projected in early planting and the highest in late planting. The inter-model standard deviation ranges from around 120 mm for the Tarai region, 60 mm for semi-arid western plains and 90 mm for the other AEZs. Under SSP5-8.5, the increase in rainfall for the 2030s and the 2050s is up to 90 mm (15%), and for the 2090s, it is 90–300 mm (15%–40%). During the 2090s, changes are large over BTZ, MWZ, NEZ, and upper CPZ. Standard deviation among the models increases from the 2030s (70–100 mm) to the 2090s (130 mm). As the magnitude of changes is high, there is no ambiguity in the sign of change among the models under both SSPs.</p>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0110">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0110-title">3.4 Change in Crop Water Requirement</h3>
<p>Crop water requirement is defined as the amount of water (mm) required to meet the water demand through ET consumption for the entire crop growth period. The crop water requirement assumes that the crop is grown under optimal management and environmental conditions (uniform crop, actively growing, completely shading the ground, free of diseases, and favorable soil conditions). Seasonal evapotranspiration (sum of daily ET) is influenced by its growth stages, climatic conditions, and crop management practices. The concept of crop water requirement and ET is applied for both irrigated and rainfed rice. For irrigated rice, the crop water requirement is fulfilled by irrigation, which is the amount of water (mm) required to satisfy its specific crop water requirement fully. Irrigation required is the fraction of crop water requirement not satisfied by rainfall and soil moisture.</p>
<p>This section discusses the irrigation amount (dependent on ET and rainfall) for irrigated rice, and ET for rainfed rice. Rice ET is the sum of rice transpiration (major component) and soil evaporation. Temperature, rainfall, CO<sub>2</sub><span> </span>and LGP (based on phenology) affect crop ET. Increased temperatures may cause a higher vapor pressure deficit resulting in increased crop ET rates (Walter et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0058" id="#eft21586-bib-0058_R_d3814339e1496" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>). We have already discussed that global warming will advance the rice crop's anthesis and shorten the maturity period, hence, shortening the rice LGP leading to crop ET decline. Further, enrichment in atmospheric CO<sub>2</sub><span> </span>reduces leaf stomatal conductance, consequently reducing water loss through transpiration. Assessing the crop ET response to climate change is non-linear and complex because various mechanisms and parameters influence it (Mo et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0035" id="#eft21586-bib-0035_R_d3814339e1501" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>).</p>
<section class="article-section__sub-content" id="eft21586-sec-0120">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0120-title">3.4.1 Irrigated Rice ET</h4>
<p>Seasonal irrigated rice ET ranges from 250 to 450 mm for all the growing season over Uttar Pradesh, with an inter-model standard deviation of 30 mm for the historical (see Figure S7 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). Semi-arid plains and Tarai region has highest and eastern part of the state has lowest ET amounts showing similar magnitude and spatial pattern for all the planting seasons. ET is a combination of EP and ES, transpiration being the dominant component. EP ranges from 140 to 270 mm, with the highest transpiration in semi-arid to dry sub-humid AEZs (WPZ, SWZ, and western CPZ) with similar characteristics in all planting seasons. ES ranges between 90 and 220 mm, with lowest evaporation in semi-arid AEZs and highest in sub-humid AEZs (upper CPZ and NEZ), and increases from early to late planting.</p>
<p>Under SSP2-4.5, in the 2030s, ET decreases by 4%–8%, and change intensifies from early to late planting. EP (1%–10%) and ES (1%–8%) decrease in the 2030s; for EP, the decrease is highest in late planting and for ES in early planting. Since EP is the dominant component, ET shows a spatial pattern similar to EP. Under SSP5-8.5, the changes in ET range between −4% and −6% in most of the AEZs, with MWZ (−6% to −8%) showing higher change. Changes in EP are similar to that under SSP2-4.5, however, the magnitude of change is lower for ES in SSP5-8.5. In the 2050s, the decline ranges between 4% and 10% for both SSPs and has a similar pattern of change (highest in BTZ, WPZ, MWZ, and VZ). Under SSP2-4.5, EP decreases by 4%–10%, and the change intensifies from early to late planting; ES reduces between 1% and 4% uniformly over all AEZs. Under SSP5-8.5, change in EP is more prominent (4%–12%) than that under SSP2-4.5; ES decreases over MWZ and NEZ (1%–4%), and for the rest of the AEZs, change is negligible or positive (less than 4%). By the end of the century, under SSP2-4.5, the magnitude of changes declines in WPZ, BKZ, CPZ, NEZ, and EPZ, however, under SSP5-8.5, the changes intensify over western parts and decline over eastern parts of the state. The 2090s changes in EP are similar to the 2050s under SSP2-4.5 and intensifies (up to 20%) under SSP5-8.5. Changes in ES are positive (1%–8%) except the Tarai region under SP245 and have a similar pattern with an increase in intensity (1%–12%) under SSP5-8.5.</p>
<p>Overall, irrigated rice EP decreases for all the periods under both SSPs; the percentage of change is highest in the 2090s under SSP5-8.5, reaching up to 20% (CO<sub>2</sub><span> </span>∼1,000 ppm). Irrigated rice EP does not show any specific correlation with temperature, probably because of the trade-off between the impacts of increased temperature and CO<sub>2</sub><span> </span>and a decrease in LGP on EP. The lowest soil evaporation for irrigated rice is over semi-arid AEZs and the highest over sub-humid AEZs (upper CPZ, NEZ). Under SSP2-4.5, soil evaporation decreases for the 2030s and the 2050s and increases for the 2090s. Under SSP5-8.5, soil evaporation decreases for the 2030s, increases for the 2090s, and shows a mixed spatial pattern in the 2050s. Soil evaporation is positively correlated with rainfall. Under both SSPs, for all periods, crop ET decreases (−1% to −12%) for irrigated rice. For the 2090s, the decline in ET under SSP2-4.5 is lower than in previous periods; however, under SSP5-8.5, the decline in ET intensifies compared to previous periods, because in the 2090s soil evaporation increases for both SSPs, however, the decline in crop transpiration is intensified under SSP5-8.5 but not under SSP2-4.5.</p>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0130">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0130-title">3.4.2 Irrigation Requirement</h4>
<p>Irrigation is a function of soil moisture in the CERES-Rice model. Soil moisture is a function of rainfall, root water uptake, runoff, and soil evaporation. Crops utilize only a small portion of root water uptake amount, while most of it is lost through transpiration. The irrigation use efficiency is taken as 100%, assuming no water is wasted in the field and the plant utilizes every drop in our experiments of CERES-Rice. However, in reality, irrigation efficiency for flood irrigation is 60%; approximately 40% of the irrigation is wasted in most parts of India. The irrigation amount for historical ranges between 60 and 200 mm, with the highest irrigation amount in late planting (see Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0005">5</a>). The highest irrigation is triggered in western parts of the state (semi-arid and dry sub-humid) and lowest in sub-humid parts of the state. Inter-model standard deviation in irrigation is 30–50 mm, with highest in western plains. Overall, soil moisture is increasing (due to an increase in rainfall) for all the periods, and SSPs, and crop water requirement (function of ET) decreases. As a result, irrigation demand decreases for all the periods and SSPs, with spatially varying magnitudes. The percentage decrease in irrigation ranges from 3% to 25% and 3% to 35% for the 2030s and the 2050s, respectively, under both SSPs. For the 2090s, the percentage decrease in irrigation is 10%–45% and 10%–55% under SSP2-4.5 and SSP5-8.5, respectively. Overall, the decline in irrigation requirement is highest for late planting during the 2090s under both SSPs.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0005"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/d6e300f4-a9ee-4aa5-bdc2-8be17fcd5570/eft21586-fig-0005-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/d6e300f4-a9ee-4aa5-bdc2-8be17fcd5570/eft21586-fig-0005-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/de3cb9ce-1634-4835-8b96-f1a31e94437e/eft21586-fig-0005-m.png" data-lg-src="/cms/asset/d6e300f4-a9ee-4aa5-bdc2-8be17fcd5570/eft21586-fig-0005-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 5<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0005&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Changes in seasonal irrigation amount for (I) SSP2-4.5 and (II) SSP5-8.5. (a, e, and i) Subfigures I and II show historical, and changes for (b, f, and i) 2026–2035, (c, g, and k) 2046–2055, and (d, h, and l) 2090–2099 for early planting (first and fourth row), mid-planting (second and fifth row), and late planting (third and sixth row). Overlaid black dots represent model agreement (75% of models) on sign of change. Black contours show inter-model standard deviation of 16 CMIP6 general circulation models.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0140">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0140-title">3.4.3 Rainfed Rice ET</h4>
<p>Historical rainfed rice ET ranges from 250 to 330 mm for all planting seasons over Uttar Pradesh which is significantly less than irrigated rice ET (350–450 mm), because water is a limiting factor for rainfed rice, therefore, it is far below the potential ET, unlike irrigated rice (Figure S8 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). ET partitioning between plant transpiration and soil evaporation is similar (with transpiration being the major component) for irrigated and rainfed rice. For rainfed rice, soil evaporation is highest in eastern Uttar Pradesh (sub-humid AEZs), and plant transpiration is highest in the Tarai regions. The decrease in rainfed rice ET is lower (∼4%) than irrigated rice ET for all periods and SSPs. ET is affected by temperature, rainfall, CO<sub>2</sub>, and LGP, and all these factors are the same for rainfed and irrigated rice. However, with an increase in rainfall, rainfed rice ET increases, leading to a lower decline of rainfed ET than irrigated ET. R. K. Srivastava et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0052" id="#eft21586-bib-0052_R_d3814339e1574" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) also reported that crop ET for rainfed and irrigated crops are sensitive to different parameters, hence their patterns of projected change under future climate may not be identical.</p>
<p>Under both SSPs, rainfed rice ET decreases from 1% to 8% over Uttar Pradesh. The magnitude of the decline is smallest in semi-arid western Uttar Pradesh for the 2030s and the 2050s. Western Uttar Pradesh has low soil evaporation and high plant transpiration amount in the historical period. Over western Uttar Pradesh, the overall change in soil evaporation and plant transpiration is positive and negative (lowest change compared to the rest of the domain), respectively, under both SSPs. This trade-off between soil evaporation and plant transpiration minimizes the net change in rainfed rice ET over western Uttar Pradesh. Eastern Uttar Pradesh shows the highest magnitude of change in rainfed rice ET. Under SSP2-4.5, in the 2090s, change is either negligible or positive in BTZ, WPZ, SWZ and western CPZ and negative in all other AEZs. Under SSP5-8.5, in the 2090s, change is negligible/positive in SWZ, western CPZ and NEZ and negative in remaining AEZs.</p>
</section>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0150">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0150-title">3.5 Change in Crop Yield</h3>
<p>Rice yield is a function of temperature, LGP, rainfall and CO<sub>2</sub>. If the temperature increases beyond a threshold for a certain amount of time, then the growth and development of the plant are damaged irreversibly (Khan et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0024" id="#eft21586-bib-0024_R_d3814339e1592" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Xu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0060" id="#eft21586-bib-0060_R_d3814339e1595" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). Shorter LGP associated with higher temperature due to a decline in cumulative intercepted radiation leads to a reduced biomass and grain yield (Mearns et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0032" id="#eft21586-bib-0032_R_d3814339e1598" class="bibLink tab-link" data-tab="pane-pcw-references">1997</a></span>). Change in rainfall will impact soil water balance, soil evaporation, and rice transpiration (Kang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0022" id="#eft21586-bib-0022_R_d3814339e1601" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>). Changes in rainfall would not significantly impact irrigated rice yields because soil moisture is not a limiting factor for irrigated rice.</p>
<section class="article-section__sub-content" id="eft21586-sec-0160">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0160-title">3.5.1 Irrigated Rice Yield</h4>
<p>To assess the potential impact of climate change and overall uncertainty associated with the projected changes on irrigated rice yield, the multi-GCM ensemble of the yield change projected by individual GCMs for SSP2-4.5 and SSP5-8.5 for three future periods is shown in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0006">6</a>. The overlaid contour on the plots shows the standard deviation among the CMIP6 GCMs. CERES-Rice simulated historical (1995–2014) rice yield ranges from 3,500 to 5,000 kg/ha, with yield decreasing from early to late planting. The standard deviation among the CMIP6 GCMs is 300 kg/ha in Tarai region and 200 kg/ha in rest of the AEZs. For both SSPs and all periods, irrigated rice yield decreases due to increased seasonal mean daily maximum and daily minimum temperatures beyond the optimal range (as seen in Figures S3 and S4 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). For both SSPs and all periods, yield decline is associated with decreased LGP and increase due to increased CO<sub>2</sub><span> </span>concentration (shown in the CO<sub>2</sub><span> </span>sensitivity experiments, discussed in Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-sec-0210">20</a>). The reduction in yield is about 1%–5% in the 2030s under SSP2-4.5 and SSP5-8.5. In the 2050s, the decrease in yield is similar to the 2030s under both SSPs. However, under SSP2-4.5, the reduction in yield is higher for WPZ (5%–10% in mid planting) and MWZ (5%–10% in late planting).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0006"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/fd986277-5859-4125-8063-c6b2ec30cf81/eft21586-fig-0006-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/fd986277-5859-4125-8063-c6b2ec30cf81/eft21586-fig-0006-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/a30b8e6e-2280-4e7e-8944-2ede1bb0f34f/eft21586-fig-0006-m.png" data-lg-src="/cms/asset/fd986277-5859-4125-8063-c6b2ec30cf81/eft21586-fig-0006-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 6<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0006&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Changes in irrigated rice yield for (I) SSP2-4.5 and (II) SSP5-8.5. (a, e, and i) Subfigures I and II show historical, and changes for (b, f, and j) 2026–2035, (c, g, and k) 2046–2055, and (d, h, and l) 2090–2099 for early planting (first and fourth row), mid-planting (second and fifth row), and late planting (third and sixth row). Overlaid black dots represent model agreement (75% of models) on sign of change. Black contours show inter-model standard deviation of 16 CMIP6 general circulation models.</p>
</div>
</figcaption>
</figure>
</section>
<p>In the 2090s, under SSP2-4.5, the changes are almost similar to the 2050s, with parts of BKZ and VZ showing higher reductions (5%–10%). Under SSP5-8.5, the reduction is between 5% and 15% by the 2090s, with the highest decrease in late planting. Absolute changes in mean yield from 16 CMIP6 GCMs is aggregated for each AEZ and is shown in the form of box plots (Figure S9 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). The figure shows that uncertainties are highest in BTZ and WPZ for all the periods and SSPs. Under SSP5-8.5, by the 2090s, the model uncertainties increase for all the AEZs.</p>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0170">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0170-title">3.5.2 Rainfed Rice Yield</h4>
<p>Historical yield for rainfed rice ranges between 2,000 and 3,500 kg/ha, with the highest yield in mid planting and lowest in early planting. The lowest yield (2,000–2,500 kg/ha) is in semi-arid plains (WPZ and SWZ) and the western part of NEZ for all the planting seasons. On the contrary, eastern parts of NEZ, EPZ and central BKZ have the highest rainfed yield (3,000–3,500 kg/ha) for the mid planting, followed by late planting. The early season has the highest inter-model standard deviation of 700 kg/ha, followed by mid and late planting (500 kg/ha).</p>
<p>Under SSP2-4.5, in the 2030s, an increase of 1%–10% is projected in western and a decrease of up to 5% in eastern Uttar Pradesh (see Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0007">7</a>). Under SSP5-8.5, in the 2030s, the positive changes in yield (1%–10%) are more widespread than SSP2-4.5, but with negative changes in BKZ (up to 5%) in early planting and in late planting, and higher positive change (10%–15%) in BTZ and WPZ. In the 2050s, under both SSPs, the positive changes are projected to spatially shrink to SWZ, WPZ, BTZ, and MWZ (1%–10%), and all the other AEZs show negative (1%–5%) or minor changes (−1%–1%) for early and mid-planting. However, all the AEZs show positive changes (1%–20%) except for northern CPZ and eastern NEZ under both SSPs in the late-planting season. In the 2090s, under SSP2-4.5, changes are similar to the 2050s. Under SSP5-8.5, by the 2090s, the negative changes between 1% and 10% are widespread, and positive changes have reduced in magnitude and coverage. The increases in yield become more pronounced as the planting period shifts from early to late, and models show higher agreement on positive changes than negative and negligible changes under both SSPs. The model uncertainties are highest in projecting the changes over BTZ, WPS, and SWZ under both SSPs in the 2030s (Figure S10 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). The uncertainties in projecting rainfed rice yield are lowest in the late-planting season for the 2030s and the 2050s under both SSPs. By the 2090s, the uncertainties in sign of change are lowered for all the planting seasons and SSPs.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0007"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/6dded9b8-ada8-4503-9e3e-b8e2ee065096/eft21586-fig-0007-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/6dded9b8-ada8-4503-9e3e-b8e2ee065096/eft21586-fig-0007-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/3a2eb759-3fe5-4aa6-9246-109c6c5ef51f/eft21586-fig-0007-m.png" data-lg-src="/cms/asset/6dded9b8-ada8-4503-9e3e-b8e2ee065096/eft21586-fig-0007-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 7<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0007&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Changes in rainfed rice yield for (I) SSP2-4.5 and (II) SSP5-8.5 are shown. (a, e, and i) Subfigures I and II show historical, and changes for (b, f, and j) 2026–2035, (c, g, and k) 2046–2055, and (d, h, and l) 2090–2099 for early planting (first and fourth row), mid-planting (second and fifth row), and late planting (third and sixth row). Overlaid black dots represent model agreement (75% of models) on sign of change. Black contours show inter-model standard deviation of 16 CMIP6 general circulation models.</p>
</div>
</figcaption>
</figure>
</section>
<p>In contrast to irrigated rice, the spatial distribution of changes in rainfed rice yield displays a mix of both positive and negative values. Under both SSPs, an increase in rainfall has a positive impact on yield, indicating that beneficial effects of rainfall compensate for negative impacts of temperatures in rainfed rice (in line with Kang et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0022" id="#eft21586-bib-0022_R_d3814339e1697" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>)). Under both SSPs, an increase in T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>have a negative impact on rainfed rice yield, and a decrease in rice ET is associated with a decrease in yield for rainfed rice (Figure S11 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). The yield reduction is higher in irrigated compared to rainfed conditions indicating rainfed rice yield is more sensitive to changes in rainfall than that in temperature (Kang et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0022" id="#eft21586-bib-0022_R_d3814339e1707" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>; R. K. Srivastava et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0052" id="#eft21586-bib-0052_R_d3814339e1711" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
</section>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0180">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0180-title">3.6 Change in Water Use Efficiency (WUE)</h3>
<p>WUE is an important metric used to understand the coupling between the water cycle and carbon assimilation in plants. In this study, WUE is computed as a ratio between yield (kg) and crop ET (m<sup>3</sup>), which describes the trade-off between the water loss and carbon sequestration in plant photosynthesis carbon assimilation (H. Jones, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0020" id="#eft21586-bib-0020_R_d3814339e1726" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>). Photosynthesis and transpiration are affected by leaf stomatal conductance, hence have a critical linkage between the carbon and water cycles in crop growth processes (Beer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0004" id="#eft21586-bib-0004_R_d3814339e1729" class="bibLink tab-link" data-tab="pane-pcw-references">2009</a></span>; Niu et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0036" id="#eft21586-bib-0036_R_d3814339e1732" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>).</p>
<section class="article-section__sub-content" id="eft21586-sec-0190">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0190-title">3.6.1 Irrigated Rice WUE</h4>
<p>Irrigated WUE is 0.6–1.2 kg/m<sup>3</sup>, with the highest WUE seen in western CPZ and upper BKZ (Figure S12 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). WUE reduces from early to late planting. Under both SSPs, WUE increases approximately 6% for the 2030s and the 2050s, except for the Tarai region, where projected changes are higher (6%–12%) in the 2050s. The model agreement on the sign of change is significant over the entire state in the 2030s and the 2050s. Under SSP2-4.5, in the 2090s, the change in irrigated rice WUE is relatively small for early and late planting and higher (up to 12%) for mid planting that has the highest agreement on the sign of change. Under SSP5-8.5, in the 2090s, WUE decreases (−12%), except in BTZ and MWZ, which shows an increase (up to 12%). The primary reason for the increased WUE in the 2030s and the 2050s is elevated CO<sub>2</sub><span> </span>concentrations, reducing leaf stomatal conductance and increasing biomass accumulation (Q. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0028" id="#eft21586-bib-0028_R_d3814339e1750" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). As a result, water flux reduces considerably, leading to decreased transpiration (Q. Li et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0028" id="#eft21586-bib-0028_R_d3814339e1753" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>). However, by the 2090s, the changes in WUE are either negligible or negative under both SSPs because of higher decreases in yield than evapotranspiration.</p>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0200">
<h4 class="article-section__sub-title section3" id="eft21586-sec-0200-title">3.6.2 Rainfed Rice WUE</h4>
<p>Historical WUE for rainfed rice ranges from 0.6 to 1.0 kg/m<sup>3</sup><span> </span>and is highest for mid planting and lowest for late planting over the entire region (Figure S13 in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>). Water use efficiency is lower for rainfed rice compared to irrigated rice. It is highest for eastern Uttar Pradesh (sub-humid) and lowest for western Uttar Pradesh (semi-arid). Under both SSPs, WUE is projected to increase by as much as ∼18% (e.g., BTZ) for the 2030s and the 2050s. Under SSP2-4.5, in the 2090s, change in WUE is insignificant/low for sub-humid regions (e.g., NEZ, EPZ, and VZ). Under SSP5-8.5, in the 2090s, WUE decreases (up to ∼12%) over eastern Uttar Pradesh and increases (up to ∼24%) over western Uttar Pradesh. Overall, the increase in WUE for rainfed rice is higher than irrigated rice. Thus, rainfed rice is projected to transpire less water per assimilated carbon, and hence use water more efficiently than irrigated rice.</p>
</section>
</section>
<section class="article-section__sub-content" id="eft21586-sec-0210">
<h3 class="article-section__sub-title section2" id="eft21586-sec-0210-title">3.7 Role of CO<sub>2</sub><span> </span>Fertilization</h3>
<p>CO<sub>2</sub><span> </span>concentration will increase for both SSP5-8.5 and SSP2-4.5, and it has a direct impact on plant growth processes. This process is known as the CO<sub>2</sub><span> </span>fertilization effect and has been recognized and studied at both small scale (through laboratory field experiments; e.g. Garbulsky et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0014" id="#eft21586-bib-0014_R_d3814339e1786" class="bibLink tab-link" data-tab="pane-pcw-references">2010</a></span>) and global scale (through satellite observations; e.g. Donohue et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0011" id="#eft21586-bib-0011_R_d3814339e1789" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). Experiments and observations revealed that elevated CO<sub>2</sub><span> </span>would increase plant biomass and enhance WUE due to reduced transpiration (because of reduced stomatal conductance). Higher increases in photosynthesis than transpiration increases water-use efficiency. However, as the temperature increases in future climate above the crop's threshold, the rate of evapotranspiration increases, and as a result, water-use efficiency decreases. For a given crop, optimal temperature for evapotranspiration differs from the optimal temperature for photosynthesis (Bhattacharya, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0007" id="#eft21586-bib-0007_R_d3814339e1795" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). The CO<sub>2</sub><span> </span>fertilization effect amplifies photosynthetic CO<sub>2</sub><span> </span>fixation. However, as the temperatures cross a threshold, leaf photosynthesis starts to decline.</p>
<p>The change in irrigated (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0008">8(I)</a>) and rainfed (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0008">8(II)</a>) rice yield is compared for SSP2-4.5 and SSP5-8.5 CO<sub>2</sub><span> </span>concentration with 2005 CO<sub>2</sub><span> </span>levels (∼378 ppm; average for 1995–2014). For the early 21st century (the 2030s), under SSP2-4.5 (∼443 ppm) and SSP5-8.5 (∼455 ppm), if not for CO<sub>2</sub><span> </span>fertilization, the average yield could potentially further reduce by 5%. In the 2050s, yield increases by 5% and 10% due to CO<sub>2</sub><span> </span>increase under SSP2-4.5 (∼512 ppm) and SSP5-8.5 (∼572 ppm), respectively. By the end of the century, CO<sub>2</sub><span> </span>fertilization reduces the adverse impact on yield by 10% and 25% under SSP2-4.5 (∼599 ppm) and SSP5-8.5 (∼1,065 ppm), respectively.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0008"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/36782977-6759-4d05-85e4-5f0672205fe6/eft21586-fig-0008-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/36782977-6759-4d05-85e4-5f0672205fe6/eft21586-fig-0008-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/da5f9bef-988e-4d23-8aaa-dd3ed8949631/eft21586-fig-0008-m.png" data-lg-src="/cms/asset/36782977-6759-4d05-85e4-5f0672205fe6/eft21586-fig-0008-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 8<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0008&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Comparing CO<sub>2</sub><span> </span>fertilization effect (percentage change in yield) from historical in irrigated (I) and rainfed rice (II) for mid-season planting. (a, e, and i) Subfigures I and II show rice yield for transient CO<sub>2</sub><span> </span>concertation and climate of SSP2-4.5, (b, f, and j) 2005 CO<sub>2</sub><span> </span>concertation and climate of SSP2-4.5, (c, g, and k) transient CO<sub>2</sub><span> </span>concertation and climate of SSP5-8.5, and (d, h, and l) 2005 CO<sub>2</sub><span> </span>concertation and climate of SSP5-8.5 for 2026–2035 (first and fourth row), 2046–2055 (second and fifth row), and 2090–2099 (third and sixth row). Overlaid black dots represent model agreement (75% of models) on sign of change. Black contours show inter-model standard deviation of 16 CMIP6 general circulation models.</p>
</div>
</figcaption>
</figure>
</section>
<p>The CO<sub>2</sub><span> </span>fertilization effect on rainfed rice is not uniform like for irrigated rice over the study region. CO<sub>2</sub><span> </span>fertilization for the semi-arid western region is higher compared to sub-humid eastern regions of the state. For the 2030s, the positive effects are about 5% for both SSPs. In the 2050s, the positive effects are 10%–15% over the western region and 10% for the eastern region. In the 2090s, the positive effect of CO<sub>2</sub><span> </span>fertilization is higher in western parts (20% (SSP2-4.5), 30% (SSP5-8.5)) than in eastern parts (15% (SSP2-4.5), 20%–25% (SSP5-8.5)) of the state. The results show that increased CO<sub>2</sub><span> </span>increases rice productivity for both rainfed and irrigated conditions. However, the combination of increased rainfall and CO<sub>2</sub><span> </span>levels seems to be more beneficial for rainfed rice as compared to irrigated rice and exhibits spatial variations for different AEZ climates.</p>
</section>
</section>
<section class="article-section__content" id="eft21586-sec-0220">
<h2 class="article-section__title section__title section1" id="eft21586-sec-0220-title">4 Summary</h2>
<p>Temperature and rainfall are projected to increase over Uttar Pradesh under global warming associated with increased CO<sub>2</sub><span> </span>concentrations. Projections from CERES-Rice show that irrigated and rainfed rice yield increases with increasing CO<sub>2</sub><span> </span>(see Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-sec-0210">20</a>). However, the overall impact on yield due to the associated increase in temperature is detrimental for irrigated conditions. Our analysis shows that seasonal daily average maximum temperatures are already above 32°C (above optimal) in most of the AEZs of Uttar Pradesh, and the projected temperature increases further, which negates the positive effects of CO<sub>2</sub><span> </span>fertilization. On the other hand, for rainfed conditions, CO<sub>2</sub><span> </span>fertilization combined with increased rainfall compensates for the adverse impacts of increased temperatures in rain deficit regions of the state. Increased CO<sub>2</sub><span> </span>reduces stomatal conductance, and increased rainfall reduces the vapor pressure deficit, reducing crop water demand in irrigated and rainfed rice. As a result, WUE is projected to increase for rainfed and irrigated conditions under higher CO<sub>2</sub><span> </span>concentrations. The higher WUE results from the increased efficiency of photosynthesis (hence more biomass accumulation) than crop water losses through ET. Although WUE increases in the 2030s and the 2050s under both SSPs, its magnitude decreases in SSP2-4.5 and becomes negative in SSP5-8.5 by the 2090s because the CO<sub>2</sub><span> </span>fertilization effect diminishes with increasing temperatures.</p>
<p>In Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0009">9</a>, percentage changes (averaged for 16 GCMs, 3 planting dates, 4 rice varieties, and 342 grids) along with range in GCM uncertainty (in square brackets) over Uttar Pradesh are shown for rainfed and irrigated conditions for each future period under both SSPs. We found in our analysis that under SSP2-4.5, in the 2030s, with an increase in CO<sub>2</sub><span> </span>(18%), rainfall, T<sub>max</sub>, and T<sub>min</sub><span> </span>increase by 6%, 0.5°C, and 1°C, respectively, leading to a reduction of 2% in LGP over Uttar Pradesh (see Figures <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0005">5</a><span> </span>and<span> </span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-fig-0006">6</a>). For irrigated rice, ET (−6%), irrigation (−10%), and yield (−2%) decrease with an increase in WUE (4%). For rainfed rice, ET (−4%) decreases with an increase in yield (1.5%) and WUE (6%). Under SSP5-8.5, for the 2030s, changes are similar to that of SSP2-4.5 but with a higher magnitude.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21586-fig-0009"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/29f55964-9968-4ade-901f-213869f1c8b4/eft21586-fig-0009-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/29f55964-9968-4ade-901f-213869f1c8b4/eft21586-fig-0009-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/30ab6267-717f-45bb-bfa3-457b69ce1acb/eft21586-fig-0009-m.png" data-lg-src="/cms/asset/29f55964-9968-4ade-901f-213869f1c8b4/eft21586-fig-0009-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 9<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21586-fig-0009&amp;doi=10.1029%2F2023EF004009" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Average percentage changes in T<sub>max</sub>, T<sub>min</sub>, rainfall, CO<sub>2</sub>, length of growing period, ET, irrigation (IR), yield (YD), and water use efficiency for the 2030s, 2050s, and 2090s under SSP2-4.5 and SSP5-8.5 over Uttar Pradesh. Adjacent to mean percentage change are range of general circulation model uncertainties in Crop Estimation through Resource and Environment Synthesis-Rice outputs.</p>
</div>
</figcaption>
</figure>
</section>
<p>In the 2050s, temperature, rainfall, and CO<sub>2</sub><span> </span>are further increased, with a higher magnitude of changes under SSP5-8.5. The increase in temperature leads to a higher decrease in LGP under SSP2-4.5 (−4%) and SSP5-8.5 (−5%) compared to the 2030s. For rainfed rice, the increase in yield is below 1%, WUE is 5%, and the decrease in ET is around −4% under both SSPs. For irrigated rice ET, irrigation and yield decrease further under both SSPs. The increase in ET (3%) under SSP2-4.5 is reduced in comparison to the 2030s and remains the same for SSP5-8.5 (4%).</p>
<p>By the 2090s, under SSP2-4.5, rainfall, T<sub>max</sub>, T<sub>min</sub>, and CO<sub>2</sub><span> </span>increase by 11%, 2.5°C, 3.5°C, and 48%, respectively, and LGP decreases by −7%. As a result of interaction between temperature, rainfall and CO<sub>2</sub>, ET, irrigation, and yield decrease by −4%, −18%, and −4%, respectively, and WUE increases by 1.3%. For irrigated rice, the yield and WUE increase by 1.7% and 4%, respectively, and ET decreases by −1.5%. Under SSP5-8.5, the changes in T<sub>max</sub><span> </span>(3.4°C), T<sub>min</sub><span> </span>(4.5°C), rainfall (20%), CO<sub>2</sub><span> </span>(182%), and LGP (−11%) are intensified. These changes lead to a higher decline in ET (−5%), IR (−19%), YD (−6.5%), and WUE (−3.3%) for irrigated rice. There is a marginal decline in rainfed yield (−0.1%) with increasing WUE (1.5%) and decreasing ET (−2%).</p>
<p>The highest T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>values in the historical period are for early planting and lowest for late planting. The increase in T<sub>max</sub><span> </span>in future is highest in early planting, however, the increase in T<sub>min</sub><span> </span>is highest for late planting, and the changes in LGP are dominated by T<sub>min</sub><span> </span>changes, hence, showing the highest shortening of LGP in late planting. The changes in LGP are the same for irrigated and rainfed rice because it depends on temperature and photoperiod (day length and solar radiation). Historical irrigated rice yield is highest for early planting and lowest for late planting, with the highest projected reduction in late planting yield. The historical T<sub>max</sub><span> </span>and T<sub>min</sub><span> </span>are lowest for late planting and highest in early planting, however, the increase in T<sub>min</sub><span> </span>(night-time temperature) under climate change in the early planting is lower than for late planting. Hence, the increase in night-time temperature for late planting is higher compared to other planting dates. Rice plants are highly susceptible to increase in night-time temperatures, and this may be another reason for the higher decline of irrigated rice yields in late planting. Therefore, early planting for irrigated rice is projected to become comparatively beneficial in the future. Rainfed rice ET is lowest in the early planting season; however, if we see ET for irrigated conditions (no water deficit), the value of crop ET is comparable for all the planting seasons. That means the water deficit is highest in the early season for rainfed rice leading to the lowest rainfed rice yield compared to other planting dates. Historical seasonal rainfall is lowest in the late planting season, however, the projected positive changes in rainfall are highest for late planting leading to a reduced water deficit for rainfed rice. Hence, the most significant positive changes in rainfed yield are projected for late planting.</p>
<p>The CO<sub>2</sub><span> </span>fertilization effect for rainfed rice is not uniform like it is for irrigated rice. The positive impacts of elevated CO<sub>2</sub><span> </span>are highest in semi-arid and dry sub-humid AEZs as compared to sub-humid AEZs. Overall, the rainfed rice yield is projected to increase in rain deficit western parts of Uttar Pradesh, with the highest positive increase in yield for late planting (15 July). Irrigated rice yield is projected to decrease monotonically with an intensified decrease by the 2090s, with the highest decrease associated with the late planting season.</p>
</section>
<section class="article-section__content" id="eft21586-sec-0230">
<h2 class="article-section__title section__title section1" id="eft21586-sec-0230-title">5 Conclusions</h2>
<p>Overall, both SSPs indicate a projected decrease in rice production in Uttar Pradesh. Approximately 60% of rice farms are irrigated, and the expansion of irrigated land is ongoing. However, with the anticipated decline in rice yields and the population growth (approximately 40 million each decade), the food security of Uttar Pradesh and regions that rely on the state's export will face a severe threat. We found that the primary cause for the decrease in the yield of irrigated rice is due to the rising temperatures. Planting in the early season can reduce the negative impacts on yields. The negative impacts can also be mitigated using rice varieties that can tolerate high temperatures. A further examination of climate intervention strategies, such as solar radiation management (J. Singh et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0048" id="#eft21586-bib-0048_R_d3814339e2006" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), could reveal whether yield losses can be reduced or avoided. This study also projects a future decrease in irrigation requirements. Nevertheless, the anticipated expansion of irrigated rice cultivation will likely intensify the demand for groundwater resources, the primary irrigation source in the state (Zaveri et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-bib-0063" id="#eft21586-bib-0063_R_d3814339e2009" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Despite the reduced need for irrigation, a discrepancy between the irrigation supply and demand could emerge, potentially leading to increased yield losses for irrigated rice. The findings of this study are relevant not only to other regions of India but also to other parts of the world with a current temperature close to or above the optimal range for irrigated rice cultivation. While we have attempted to minimize uncertainties by selecting climate data from 20 GCMs and implementing thorough bias correction and downscaling, the possibility of error remains. The diverse crop management practices among Uttar Pradesh's smallholder farmers add complexity, making it difficult to capture every scenario within the model. Moreover, our study is based on a single crop model lacking plant-atmosphere and grid-to-grid interactions. Although we incorporated various GCM outputs, rice varieties, and management practices, future studies should consider using multiple crop models to bolster the robustness of the findings.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21586-sec-0270-title">Acknowledgments</h2>
<p>Indian Institute of Technology Delhi (IITD) and the Centre for Atmospheric Sciences are gratefully acknowledged for providing research scholarship and access to the Hybrid High-Performance Computing Facility for conducting this research. We thank Prof. S. K. Mishra for valuable discussions. Jyoti Singh, Alan Robock, and Lili Xia are supported by US National Science Foundation Grants AGS-2017113 and ENG-2028541, and by SilverLining's Safe Climate Research Initiative. We acknowledge India Meteorological Department (IMD,<span> </span><a href="https://cdsp.imdpune.gov.in/" class="linkBehavior">https://cdsp.imdpune.gov.in</a>), Coupled Model Intercomparison Project (CMIP,<span> </span><a href="https://esgf-node.llnl.gov/projects/cmip6/" class="linkBehavior">https://esgf-node.llnl.gov/projects/cmip6/</a>), and the NASA Atmospheric Science Data Center (<a href="https://power.larc.nasa.gov/" class="linkBehavior">https://power.larc.nasa.gov/</a>) for making the data available.</p>
<ol></ol>
</div>
<div class="article-section__sub-content" id="eft21586-app-0001">
<h2 class="article-section__title section__title" id="eft21586-app-0001-title">Appendix A: Creating DSSAT Treatment Options for (Uttar Pradesh, India) Provided by Agromet, IMD</h2>
<section class="article-section__content" id="eft21586-sec-0240">
<p>*<i>Cultivar</i>.</p>
<p>!<span> </span><i>Genotype data</i><span> </span>(Table <a class="tableLink scrollableLink" title="Link to table" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#eft21586-tbl-0001">A1</a>).</p>
<div class="article-table-content" id="eft21586-tbl-0001"><header class="article-table-caption"><span class="table-caption__label">Table A1.<span> </span></span>Genetic Coefficients of Rice From Calibrated and Validated CERES-RICE Model by Agromet Division of India Meteorological Department for Uttar Pradesh</header>
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<thead>
<tr>
<th class="bottom-bordered-cell right-bordered-cell left-aligned"><i>VAR#</i></th>
<th class="bottom-bordered-cell center-aligned"><span><i>VAR-NAME</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>ECO#</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>P1</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>P2R</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>P5</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>P2O</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>G1</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>G2</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>G3</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>G4</i></span></th>
<th class="bottom-bordered-cell center-aligned"><span><i>PHINT</i></span></th>
</tr>
</thead>
<tbody>
<tr>
<td class="right-bordered-cell left-aligned">UP0201</td>
<td class="left-aligned"><i>SARJOO52</i></td>
<td class="left-aligned">.<i>IB0001</i></td>
<td class="left-aligned"><i>450</i></td>
<td class="left-aligned"><i>170</i></td>
<td class="left-aligned"><i>365</i></td>
<td class="left-aligned"><i>12</i>.<i>2</i></td>
<td class="left-aligned"><i>47</i></td>
<td class="left-aligned"><i>0</i>.<i>0238</i></td>
<td class="left-aligned"><i>1</i></td>
<td class="left-aligned"><i>0</i>.<i>80</i></td>
<td class="left-aligned"><i>83</i></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">UP0202</td>
<td class="left-aligned"><i>NDR</i>-<i>97</i></td>
<td class="left-aligned">.<i>IB0001</i></td>
<td class="left-aligned"><i>385</i></td>
<td class="left-aligned"><i>085</i></td>
<td class="left-aligned"><i>448</i></td>
<td class="left-aligned"><i>11</i>.<i>9</i></td>
<td class="left-aligned"><i>52</i></td>
<td class="left-aligned"><i>0</i>.<i>0220</i></td>
<td class="left-aligned"><i>1</i></td>
<td class="left-aligned"><i>1</i>.<i>00</i></td>
<td class="left-aligned"><i>83</i></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">UP0203</td>
<td class="left-aligned"><i>NDR</i>-<i>359</i></td>
<td class="left-aligned">.<i>IB0001</i></td>
<td class="left-aligned"><i>520</i></td>
<td class="left-aligned"><i>140</i></td>
<td class="left-aligned"><i>470</i></td>
<td class="left-aligned"><i>12</i>.<i>0</i></td>
<td class="left-aligned"><i>52</i></td>
<td class="left-aligned"><i>0</i>.<i>0245</i></td>
<td class="left-aligned"><i>1</i></td>
<td class="left-aligned"><i>1</i>.<i>00</i></td>
<td class="left-aligned"><i>83</i></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned">UP0204</td>
<td class="left-aligned"><i>PANT</i>-<i>14</i></td>
<td class="left-aligned">.<i>IB0001</i></td>
<td class="left-aligned"><i>620</i></td>
<td class="left-aligned"><i>160</i></td>
<td class="left-aligned"><i>300</i></td>
<td class="left-aligned"><i>12</i>.<i>0</i></td>
<td class="left-aligned"><i>45</i></td>
<td class="left-aligned"><i>0</i>.<i>0200</i></td>
<td class="left-aligned"><i>1</i></td>
<td class="left-aligned"><i>0</i>.<i>80</i></td>
<td class="left-aligned"><i>83</i></td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-footnotes">
<ul>
<li id="cit212310-note-0011"><i>Note</i>: Definition of rice genetic coefficients can be found in Table S4 of the Supporting Information<span> </span><a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF004009#support-information-section">S1</a>.</li>
</ul>
</div>
<div class="article-section__table-source"></div>
</div>
<p>*<i>Fertilizer</i>.</p>
<p>Fertilizer-amount and time 120:60:60—N:P:K kg/ha.</p>
<p>N-at Basal (60 kg), Equal Split-Active Tillering and Panicle Initiation (30 kg).</p>
<p>Panicle Initiation (PI) is the start of the reproductive phase of rice development. It is when the actual panicle or head begins to form in the base of the shoots or stems, just above the soil surface.</p>
</section>
<section class="article-section__content" id="eft21586-sec-0250">
<h2 class="" id="eft21586-sec-0250-title">A1 Inorganic Fertilizer in DSSAT Experiment File</h2>
<p></p>
<div class="article-table-content">
<div class="article-table-content-wrapper" tabindex="0">
<table class="table article-section__table">
<tbody>
<tr>
<td colspan="12" class="bottom-bordered-cell right-bordered-cell left-aligned"><span>*FERTILIZERS (INORGANIC)</span></td>
</tr>
<tr>
<td class="bottom-bordered-cell right-bordered-cell left-aligned"><span>@F</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FDATE</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FMCD</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FACD</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FDEP</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FAMN</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FAMP</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FAMK</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FAMC</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FAMO</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FOCD</span></td>
<td class="bottom-bordered-cell center-aligned"><span>FERNAME</span></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned"><span>1</span></td>
<td class="center-aligned"><span>0</span></td>
<td class="right-aligned"><span>FE005</span></td>
<td class="right-aligned"><span>AP002</span></td>
<td class="center-aligned"><span>5</span></td>
<td class="center-aligned"><span>40</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned"><span>1</span></td>
<td class="center-aligned"><span>21</span></td>
<td class="right-aligned"><span>FE005</span></td>
<td class="right-aligned"><span>AP002</span></td>
<td class="center-aligned"><span>5</span></td>
<td class="center-aligned"><span>40</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
</tr>
<tr>
<td class="right-bordered-cell left-aligned"><span>1</span></td>
<td class="center-aligned"><span>43</span></td>
<td class="right-aligned"><span>FE005</span></td>
<td class="right-aligned"><span>AP002</span></td>
<td class="center-aligned"><span>5</span></td>
<td class="center-aligned"><span>40</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
<td class="center-aligned"><span>−99</span></td>
</tr>
</tbody>
</table>
</div>
<div class="article-section__table-source"></div>
</div>
<p></p>
</section>
<section class="article-section__content" id="eft21586-sec-0260">
<h2 class="" id="eft21586-sec-0260-title">A2 Definition of the Fertilizers in DSSAT</h2>
<div class="paragraph-element">
<ul class="unordered-list">
<li>
<p>FE016 Potassium chloride (MOP is Muriate of Potash)</p>
</li>
<li>
<p>FE006 Di ammonium phosphate (DAP) (*DYE is basically the term for DAP)</p>
</li>
<li>
<p>FE005 Urea</p>
</li>
<li>
<p>FE014 Triple super phosphate (TSP)</p>
</li>
<li>
<p>P<sub>2</sub>O<sub>5</sub><span> </span>is phosphoric acid.</p>
</li>
<li>
<p>Nitrogen (N), phosphorus (P<sub>2</sub>O<sub>5</sub>), and potassium (K<sub>2</sub>O)</p>
</li>
<li>
<p>FE015 Liquid phosphoric acid (P<sub>2</sub>O<sub>5</sub>)</p>
</li>
</ul>
</div>
</section>
</div>
</section>]]> </content:encoded>
</item>

<item>
<title>Hope For CO2 Removal</title>
<link>https://sdgtalks.ai/hope-for-co2-removal</link>
<guid>https://sdgtalks.ai/hope-for-co2-removal</guid>
<description><![CDATA[ This study explores how countries can achieve net-zero targets by addressing hard-to-abate CO2 emissions through carbon dioxide removal (CDR). The assessment focuses on 14 CDR options in Germany, evaluating their feasibility based on technological, economic, environmental, social-cultural, and institutional aspects. It highlights challenges and opportunities for implementing CDR strategies towards climate goals. ]]></description>
<enclosure url="https://s3.us-east-1.amazonaws.com/sdgtalks.ai/uploads/images/202405/image_430x256_663852a4a1351.jpg" length="49398" type="image/jpeg"/>
<pubDate>Sun, 05 May 2024 22:56:01 -0500</pubDate>
<dc:creator>Cole Baggett</dc:creator>
<media:keywords>Carbon dioxide, Removal</media:keywords>
<content:encoded><![CDATA[<blockquote>
<p><span>Countries aiming to achieve net-zero emissions will have to remove the remaining carbon dioxide from the atmosphere through carbon dioxide removal (CDR). However, current assessments of CDR options rarely consider socio-cultural or institutional aspects or set the CDR options in the specific context of their implementation. In this study, researchers conducted the first context-specific feasibility assessment of CDR options in Germany, considering six dimensions, including technological, economic, environmental, institutional, and social-cultural aspects. The study assessed 14 CDR options, including chemical carbon capture options, bioenergy combined with carbon capture and storage, and options to increase ecosystem carbon uptake. The study found that CDR options like cover crops or seagrass restoration face low implementation hurdles but have small CO</span><sub>2</sub><span> removal potentials, while options like woody-biomass combustion or mixed-feedstock biogas production have high CDR potentials but face large economic and institutional hurdles. The analysis aims to provide comprehensive information on CDR options for use in further research and as an effective decision support basis for a range of actors. While Germany has been one of the most forward-thinking countries on the topic, they have to significantly increase their efforts to achieve their goals on Carbon emissions by 2045. Options to do so include peatland rewetting, afforestation and seagrass restoration.</span></p>
</blockquote>
<p><span></span></p>
<div class="abstract-group  metis-abstract">
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-1-en">
<h2 id="d4485992" class="article-section__header section__title main abstractlang_en main">Abstract</h2>
<div class="article-section__content en main">
<p>To reach their net-zero targets, countries will have to compensate hard-to-abate CO<sub>2</sub><span> </span>emissions through carbon dioxide removal (CDR). Yet, current assessments rarely include socio-cultural or institutional aspects or fail to contextualize CDR options for implementation. Here we present a context-specific feasibility assessment of CDR options for the example of Germany. We assess 14 CDR options, including three chemical carbon capture options, six options for bioenergy combined with carbon capture and storage (BECCS), and five options that aim to increase ecosystem carbon uptake. The assessment addresses technological, economic, environmental, institutional, social-cultural and systemic considerations using a traffic-light system to evaluate implementation opportunities and hurdles. We find that in Germany CDR options like cover crops or seagrass restoration currently face comparably low implementation hurdles in terms of technological, economic, or environmental feasibility and low institutional or social opposition but show comparably small CO<sub>2</sub><span> </span>removal potentials. In contrast, some BECCS options that show high CDR potentials face significant techno-economic, societal and institutional hurdles when it comes to the geological storage of CO<sub>2</sub>. While a combination of CDR options is likely required to meet the net-zero target in Germany, the current climate protection law includes a limited set of options. Our analysis aims to provide comprehensive information on CDR hurdles and possibilities for Germany for use in further research on CDR options, climate, and energy scenario development, as well as an effective decision support basis for various actors.</p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-3-en">
<h2 id="d4485994" class="article-section__header section__title short abstractlang_en short">Key Points</h2>
<div class="article-section__content en short">
<p></p>
<ul class="unordered-list">
<li>
<p>More context-specific assessments of carbon dioxide removal (CDR) options are needed to guide national net-zero decision making</p>
</li>
<li>
<p>Ecosystem-based CDR options with comparably low implementation hurdles in Germany show relatively small CO<sub>2</sub><span> </span>removal potentials</p>
</li>
<li>
<p>High CDR potential options in Germany face high institutional, technological and societal hurdles linked in many ways to geological storage</p>
</li>
</ul>
<p></p>
</div>
</section>
<section class="article-section article-section__abstract" lang="en" data-lang="en" id="section-2-en">
<h2 id="d4485997" class="article-section__header section__title synopsis abstractlang_en synopsis">Plain Language Summary</h2>
<div class="article-section__content en synopsis">
<p>Countries aiming to achieve net-zero emissions will have to remove the remaining carbon dioxide from the atmosphere through carbon dioxide removal (CDR). However, current assessments of CDR options rarely consider socio-cultural or institutional aspects or set the CDR options in the specific context of their implementation. In this study, researchers conducted the first context-specific feasibility assessment of CDR options in Germany, considering six dimensions, including technological, economic, environmental, institutional, and social-cultural aspects. The study assessed 14 CDR options, including chemical carbon capture options, bioenergy combined with carbon capture and storage, and options to increase ecosystem carbon uptake. The study found that CDR options like cover crops or seagrass restoration face low implementation hurdles but have small CO<sub>2</sub><span> </span>removal potentials, while options like woody-biomass combustion or mixed-feedstock biogas production have high CDR potentials but face large economic and institutional hurdles. The analysis aims to provide comprehensive information on CDR options for use in further research and as an effective decision support basis for a range of actors.</p>
</div>
</section>
</div>
<div class="pb-dropzone" data-pb-dropzone="below-abstract-group"></div>
<section class="article-section article-section__full">
<section class="article-section__content" id="eft21538-sec-0010">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0010-title">1 Introduction</h2>
<p>For Germany to reach its national climate targets of achieving net zero emissions by 2045 significant emission reductions are required (KSG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0050" id="#eft21538-bib-0050_R_d4485984e1423" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). According to Mengis et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0059" id="#eft21538-bib-0059_R_d4485984e1426" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>) the carbon budget Germany is allowed to emit to not exceed the goal of the Paris Agreement of limiting global warming to 1.5°C, equals 6.25 Gt from 1 January 2022 until net-zero. However, avoided (∼645 Mt CO<sub>2</sub>/year) and reduced (∼50 Mt CO<sub>2</sub>/year) emissions alone will not be sufficient for achieving those targets and approximately 60 Mt CO<sub>2</sub><span> </span>per year will need to be removed from the atmosphere through so-called carbon dioxide removal (CDR) methods (Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e1436" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). CDR options—classified by the capturing process—include biological, chemical, and hybrid options, which either aim to enhance ecosystem productivity and related carbon sinks, chemical uptake mechanisms combined with carbon capture and storage (CCS), or point-source carbon capture from bioenergy plants (Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1439" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; see Section <a class="sectionLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-sec-0030">2</a><span> </span>for details). For CDR options to make a contribution to the national net zero target in Germany, significant upscaling of CDR options would be required (Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e1445" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Currently, Germany mentions three CDR options in their climate law: peatland rewetting, afforestation and seagrass restoration (KSG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0050" id="#eft21538-bib-0050_R_d4485984e1448" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). The estimated scale of carbon removals from land-use, land-use change and forestry options in Germany amounts to 3 to 41 Mt CO<sub>2</sub><span> </span>per year by 2045 (see e.g., dena, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0015" id="#eft21538-bib-0015_R_d4485984e1454" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Kopernikus-Projekt Ariadne, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0049" id="#eft21538-bib-0049_R_d4485984e1457" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). The question of scale is a complex issue that can be considered on many levels, including, but not limited to natural resources availability, land-use patterns, technical maturity, or storage potentials (Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1460" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Fridahl et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0028" id="#eft21538-bib-0028_R_d4485984e1463" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Thus, understanding the feasibility of reaching a particular scale of CDR options within their national context is crucial (Thoni et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0075" id="#eft21538-bib-0075_R_d4485984e1466" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>The feasibility of deploying CDR options varies widely, for example, they come at different technology readiness levels (TRLs), are characterized by different CO<sub>2</sub><span> </span>removal potentials, and efficiencies, demand different types and amounts of resources, require variable investments, and generate different costs. They also impact the environment in different ways, and their public perception and legal framework for their deployment also vary. Selected aspects have been addressed in earlier CDR assessments (e.g., Dooley et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0019" id="#eft21538-bib-0019_R_d4485984e1474" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Dow et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0020" id="#eft21538-bib-0020_R_d4485984e1477" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>; Forster et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0027" id="#eft21538-bib-0027_R_d4485984e1480" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Fuss et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0029" id="#eft21538-bib-0029_R_d4485984e1483" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Honegger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0035" id="#eft21538-bib-0035_R_d4485984e1487" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). When aiming for an extensive evaluation of CDR options, different aspects, for example, environmental, techno-economic, social, and institutional should be considered in conjunction. For this reason, we use a comprehensive assessment framework developed by Förster et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0026" id="#eft21538-bib-0026_R_d4485984e1490" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), which allows us to assess the feasibility of selected CDR options (Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1493" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) by identifying potential hurdles involved in CDR deployment (“effort for implementation”) and thereby also identifying potential “low-hanging-fruits” for possibly short-term implementation.</p>
</section>
<section class="article-section__content" id="eft21538-sec-0020">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0020-title">2 Methods</h2>
<p>This assessment addresses the feasibility of CDR options for generating negative carbon emissions with the objective of achieving net-zero emissions in Germany. It includes CDR concepts that have been identified to be of relevance for achieving net-zero emissions in Germany by 2050 (Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e1505" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) and are described in detail by Borchers et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1508" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). This assessment follows the framework developed by Förster et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0026" id="#eft21538-bib-0026_R_d4485984e1511" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) for assessing the feasibility of CDR options. The framework provides a comprehensive set of criteria and indicators together with a traffic light system for assessing the feasibility of CDR options related to environmental impacts and dependencies, their technological and economic requirements and consequences, social and institutional implications and the systemic contribution of CDR to climate change mitigation. Given the comprehensiveness of the addressed criteria and the diverse knowledge required for assessing the feasibility of CDR options, experts from multiple disciplines contributed to the assessment through the Net-Zero-2050 cluster of the Helmholtz Climate Initiative. This includes experts with knowledge of bioenergy with carbon capture (BECC), direct air carbon capture (DACC), enhanced rock weathering (ERW), geological carbon storage (S), and enhancing natural carbon sinks. Based on information from the literature and expert elicitation, the assessment was conducted in an iterative process using the indicators and traffic light system defined by the assessment framework (Förster et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0026" id="#eft21538-bib-0026_R_d4485984e1514" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). In total, the assessment and review process involved 24 experts with a background relevant for the CDR options including natural sciences (in particular related to physics, environment and climate), social science (in particular related to economics, policy and law) and interdisciplinary expertise in engineering, business management and sustainability. Where necessary, external experts were involved in the assessment (see Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#support-information-section">S1</a><span> </span>for further information). The CDR options used by Mengis et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e1521" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) and described by Borchers et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1524" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) were jointly assessed by two groups of experts. The first group consisted of scientists with expertise in the respective disciplines of the dimension related to the feasibility of CDR options. The second group consisted of scientists with expertise in the development and application of the respective CDR option. In an iterative process, the two groups assessed the feasibility of CDR options for each of the respective dimensions. Thereby, the first group of disciplinary experts facilitated the assessment process for their respective dimension in order to ensure the consistency of the assessment process across the CDR concepts. The second group of CDR experts reviewed the ranking of each indicator according to the traffic light system, building on knowledge and literature including the CDR options described in Borchers et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1527" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). The BECC and DACC options were assessed separately from the component of the geological carbon storage (S). The reason for this differentiation is that there are multiple options for BECC and DACC that are applied and tested, while options for geological carbon storage (S) are limited within Germany. The fully combined BECCS and direct air carbon capture and storage (DACCS) concepts have not been applied in Germany yet. This assessment approach ensured that the main components of CDR options were adequately addressed.</p>
<section class="article-section__sub-content" id="eft21538-sec-0030">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0030-title">2.1 Selected CDR Options</h3>
<p>Following the scoping of CDR options from Borchers et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1538" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), we here give only a short overview of the general features of 14 selected CDR options for Germany, with detailed information and description of the options to be found in the aforementioned publication. First, we include two DACC and one ERW CDR options, which use chemical processes to capture CO<sub>2</sub><span> </span>out of the atmosphere. Furthermore, we include six bioenergy combined with carbon capture (BECC) options, which combine biological and chemical carbon capture and are therefore called hybrid options. To complete the BECC and DACC options, we added one concept for geological storage solutions for Germany, again based on Borchers et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1543" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Finally, CDR options that capture CO<sub>2</sub><span> </span>through photosynthetic processes and accumulate carbon in above or below-ground biomass are described in the biological carbon capture section, which incorporates three concepts that involve changes in agricultural practices, and two concepts of ecosystem restoration (peatlands and seagrass meadows).</p>
<section class="article-section__sub-content" id="eft21538-sec-0040">
<h4 class="article-section__sub-title section3" id="eft21538-sec-0040-title">2.1.1 Chemical CDR Options</h4>
<p>DACC and storage is a method of filtering CO<sub>2</sub><span> </span>from the ambient air in a two-step process: CO<sub>2</sub><span> </span>capture and regeneration (Heß et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0034" id="#eft21538-bib-0034_R_d4485984e1560" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). In our study, we evaluated two types of application of DACC systems: (a) in a rather novel, small scale use in existing heating, ventilation, and air conditioning (HVAC) systems (<i>DACC-HVAC</i>; Dittmeyer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0017" id="#eft21538-bib-0017_R_d4485984e1565" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>), and (b) in more conventional, industrial-scale<span> </span><i>DACC farms</i>. Since DACC options are energy-intensive processes, the technologies are most effective if supplied with carbon-emission-free energy.</p>
<p>ERW captures CO<sub>2</sub><span> </span>through chemical reactions of atmospheric CO<sub>2</sub><span> </span>with carbonate and silicate minerals spread on agricultural soils in the form of powdered limestone or silicate rocks (Beerling et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0005" id="#eft21538-bib-0005_R_d4485984e1578" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). This CDR option is an acceleration of the weathering process of silicate rocks that occurs in nature on geologic time scales (Archer, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0002" id="#eft21538-bib-0002_R_d4485984e1581" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>; Walker et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0084" id="#eft21538-bib-0084_R_d4485984e1584" class="bibLink tab-link" data-tab="pane-pcw-references">1981</a></span>). Carbon sequestered in soils is expected to eventually leach out and be transported to the sea.</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0050">
<h4 class="article-section__sub-title section3" id="eft21538-sec-0050-title">2.1.2 Hybrid CDR Options—Bioenergy With Carbon Capture and Storage (BECCS)</h4>
<p>Bioenergy with CCS encompasses a wide range of technological options, all based on the same principle: First, CO<sub>2</sub><span> </span>is captured from the atmosphere by plants as they grow, then the biomass is converted by combustion, fermentation, biomass gasification or pyrolysis into energy or energy carriers, for example, electricity, heat, biofuels. The CO<sub>2</sub><span> </span>produced during these processes is chemically captured at the point source (i.e., the bioenergy plant) and can subsequently be stored in geological formations or long-life products. While BECCS is considered one of the most viable CDR options (Babin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0003" id="#eft21538-bib-0003_R_d4485984e1600" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), there are still reservations regarding its potential impacts on land use and biodiversity (IPBES-IPCC, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0038" id="#eft21538-bib-0038_R_d4485984e1603" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), which is why the biomass source considered for BECCS options is of relevance. In the following, we will present six different applications of BECC, each to be combined with geological carbon storage.</p>
<p><i>Combustion of woody biomass for heat and power cogeneration</i><span> </span>(CHP) combined with carbon capture (BECC-WCom), repurposes previous coal-fired power plants to use woody biomass feedstock. The CO<sub>2</sub><span> </span>released as the exhaust is then chemically captured and can be concentrated and transported to geological storage sites. This option allows for repurposing existing infrastructure, continued central power and heat provision and the use of technologies, which has already been demonstrated in other countries (e.g., in United Kingdom the example of Drax Group (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0021" id="#eft21538-bib-0021_R_d4485984e1612" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>) might be appealing given the impending coal phase-out in Germany (KVBG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0052" id="#eft21538-bib-0052_R_d4485984e1615" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>)).</p>
<p>The same woody biomass could be used for<span> </span><i>slow pyrolysis for biocoal production</i><span> </span>(BECC-WPyr) at around 500°C (Tripathi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0080" id="#eft21538-bib-0080_R_d4485984e1623" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). To increase the CDR potential of this option, the biocoal can be used in soil applications, where the carbon is stored for centuries (assuming production temperatures that support a high stability of the biocoal). The gas generated during the pyrolysis as a by-product (Tripathi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0080" id="#eft21538-bib-0080_R_d4485984e1626" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) which can be chemically filtered for CO<sub>2</sub><span> </span>and further used for storage.</p>
<p>A third BECC option that uses woody biomass is<span> </span><i>gasification of biomass for biofuels production combined with carbon capture</i><span> </span>(BECC-WGas). In this concept, biomass is converted into syngas using dual fluidized bed technology. From synthesis gas liquid hydrocarbons are synthesized in the Fischer-Tropsch process. The by-produced heat is used to provide process heat and generate electrical power, covering the energy demand of the concept. The CO<sub>2</sub><span> </span>emitted during the production process is captured and made available for storage. The provision of biofuels provides the opportunity for fossil CO<sub>2</sub><span> </span>emission abatement, but here it is considered to be stored. The availability of sustainable lignocellulosic biomass limits the overall potential of wood-based BECC technologies, like woody biomass combustion, woody biomass pyrolysis, and woody biomass gasification, especially if importing biomass is not considered to be an option (Thrän &amp; Schindler, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0078" id="#eft21538-bib-0078_R_d4485984e1640" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<p>Another BECC option to consider is biogas production for the generation of heat and electricity combined with carbon capture. With the highest number of biogas plants in operation in Europe (∼9,000, FNR, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0025" id="#eft21538-bib-0025_R_d4485984e1647" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>), it appears sensible to investigate this option as a potential technology for BECCS in Germany. In our study, we further distinguish three biogas-based options, each using different type of biomass: (a)<span> </span><i>A mixed biomass biogas plant</i><span> </span>based on 50% of waste and residues, 20% of cattle manure, and 30% of energy crops (BECC-MxBG; as described in Thrän, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0076" id="#eft21538-bib-0076_R_d4485984e1652" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). (b) The use of wet ecosystems like peatlands for<span> </span><i>paludiculture harvesting for biogas and bioenergy production combined with carbon capture</i><span> </span>(PalBG) (Wichtmann et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0086" id="#eft21538-bib-0086_R_d4485984e1657" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). (c)<span> </span><i>Macroalgae farming for bioenergy production with carbon capture</i><span> </span>(BECC-MABG) that uses “offshore rings” located in the German North Sea exclusive economic zone (Buck &amp; Buchholz, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0010" id="#eft21538-bib-0010_R_d4485984e1663" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>; Fernand et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0024" id="#eft21538-bib-0024_R_d4485984e1666" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>) for cultivation of brown macroalgae. The biomass would be harvested once a year and transported to biogas plants close to the coast. For the latter two biogas-based BECC options, limitations are related to location, as BECCS in combination with macroalgae and paludiculture can preferentially be used in areas that provide respective biomass, that is, marine areas or rural areas with specific biophysical conditions.</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0060">
<h4 class="article-section__sub-title section3" id="eft21538-sec-0060-title">2.1.3 Geological CO<sub>2</sub><span> </span>Storage Solutions</h4>
<p>According to the Federal Institute for Geosciences and Natural Resources (BGR), deep saline aquifers and depleted gas fields are regarded as Germany's most relevant offshore and onshore solutions for storage.</p>
<p>Given the study's boundary conditions, we considered onshore CO<sub>2</sub><span> </span>storage. To ensure permanent storage, CO<sub>2</sub><span> </span>must be kept at depths &gt;800 m in a supercritical state (IPCC, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0039" id="#eft21538-bib-0039_R_d4485984e1686" class="bibLink tab-link" data-tab="pane-pcw-references">2005</a></span>). The injected CO<sub>2</sub><span> </span>remains trapped in the reservoir through various mechanisms, which vary depending on the specific storage location, and support long-term secure and effective CO<sub>2</sub><span> </span>storage (Kempka et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0045" id="#eft21538-bib-0045_R_d4485984e1694" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Germany's Carbon Dioxide Storage Act (KSpG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0051" id="#eft21538-bib-0051_R_d4485984e1697" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>) currently prohibits underground CO<sub>2</sub><span> </span>storage. However, the law has recently been evaluated, and lifting the existing limitations is being considered (Bundesregierung, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0011" id="#eft21538-bib-0011_R_d4485984e1702" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). An alternative for permanent CO<sub>2</sub><span> </span>storage in Germany is transporting CO<sub>2</sub><span> </span>abroad to large-scale offshore projects in the North Sea (e.g., in Norway, Denmark or the Netherlands).</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0070">
<h4 class="article-section__sub-title section3" id="eft21538-sec-0070-title">2.1.4 Biological CDR Options</h4>
<p>Practices that either restore or manage ecosystems aim to increase biological CO<sub>2</sub><span> </span>capture and sequestration. Changing agricultural practices has a large potential to increase soil carbon sequestration. An example is the<span> </span><i>afforestation of croplands</i><span> </span>(agricAFF). This conversion increases the annual carbon sequestration of unproductive lands that currently hold winter crops. Soil carbon accrual can also be enhanced by<span> </span><i>improving crop rotations</i><span> </span>(agricCR) to crops with a higher humus balance (Kolbe, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0048" id="#eft21538-bib-0048_R_d4485984e1725" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). This involves increasing crop residues and favoring crop varieties with deep and dense root systems (Don et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0018" id="#eft21538-bib-0018_R_d4485984e1728" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Kell, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0044" id="#eft21538-bib-0044_R_d4485984e1732" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). Finally, including<span> </span><i>cover crops</i><span> </span>(agricCC) in the cropping cycle can increase soil carbon (Poeplau &amp; Don, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0064" id="#eft21538-bib-0064_R_d4485984e1737" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). In Germany, about 2.2 million ha of arable land are already cultivated with cover crops (DESTATIS, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0014" id="#eft21538-bib-0014_R_d4485984e1740" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Griffiths et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0032" id="#eft21538-bib-0032_R_d4485984e1743" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). A further 2 million ha of arable land (for potatoes, sugar beet, summer cereals, and maize) could be suitable for intercropping.</p>
<p>Peatlands are wetland areas in which water-saturated conditions facilitate natural accumulation of thick layers of decayed organic matter (peat) (Joosten &amp; Clarke, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0041" id="#eft21538-bib-0041_R_d4485984e1749" class="bibLink tab-link" data-tab="pane-pcw-references">2002</a></span>; Rydin &amp; Jeglum, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0068" id="#eft21538-bib-0068_R_d4485984e1752" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>). More than 98% of organic soils in Germany (approximately 1.8 Mha) are drained mostly for agricultural use. That results in 43 Mt of CO<sub>2</sub><span> </span>emissions each year (Tanneberger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0073" id="#eft21538-bib-0073_R_d4485984e1757" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Trepel et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0079" id="#eft21538-bib-0079_R_d4485984e1760" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Hence recent efforts for peatland restoration were increased, since<span> </span><i>rewetting peatlands</i><span> </span>(PReW) offers the potential to increase carbon sequestration with additional benefits to the ecosystems.</p>
<p>Seagrass meadows are already mitigating emissions by absorbing CO<sub>2</sub><span> </span>through photosynthesis and by trapping particulate organic matter from the water, which gets buried in the sediment. They occur on the tidal flats of the southeastern North Sea (mostly the dwarf seagrass<span> </span><i>Zostera noltii</i>) and the German Baltic coast (sublittoral seagrasses, here<span> </span><i>Zostera marina</i>). An<span> </span><i>expansion of seagrass meadows, induced by human intervention (like planting or seeding)</i><span> </span>(SeaGr) to enhance the seagrass area can contribute to enhanced carbon burial (Lange et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0053" id="#eft21538-bib-0053_R_d4485984e1777" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) with benefits to marine biodiversity.</p>
</section>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0080">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0080-title">2.2 Assessment Framework</h3>
<p>The assessment of the CDR options for Germany follows the suggested framework by Förster et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0026" id="#eft21538-bib-0026_R_d4485984e1790" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) along six dimensions. In the following, we will give a short overview of the indicators considered in the environmental, technological, institutional, economic, societal and system utility dimensions (for an overview of the assessment framework and the respective evaluation scale, see Förster et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0026" id="#eft21538-bib-0026_R_d4485984e1793" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>).</p>
<p>The<span> </span><i>environmental dimension</i><span> </span>assesses how the deployment of a CDR option could potentially affect the atmosphere and terrestrial, aquatic and marine ecosystems. The impact variables are in line with commonly used impact assessment metrics (UBA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0082" id="#eft21538-bib-0082_R_d4485984e1801" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Effects on the atmosphere include emissions from changes in terrestrial and marine ecosystems, local climatic effects and noise. Effects of CRD deployment on terrestrial, aquatic and marine ecosystems are assessed in terms of spatial demands and related trade-offs, effects on biodiversity and soils as well as effects on water quality and quantity.</p>
<p>The<span> </span><i>technological dimension</i><span> </span>assesses the potential for deployment and upscaling of CDR options based on technological performance. This includes the efficiency of a CDR option in particular in terms of energy use (net energy balance) and capacity for CO<sub>2</sub><span> </span>removal (CO<sub>2</sub><span> </span>reduction and removal efficiency per energy unit). Market maturity is determined by the TRL as well as the compatibility with existing infrastructure. Lastly, the compatibility with the future energy system is evaluated with respect to the CO<sub>2</sub><span> </span>collecting effort and the ability to access low carbon energy carriers.</p>
<p>The<span> </span><i>economic dimension</i><span> </span>relates to costs of deploying CDR options, the effects this has on the domestic economy and possible barriers for CDR investments. Accordingly, the marginal cost for removing CO<sub>2</sub><span> </span>from the atmosphere is included in the assessment of the market costs, that is, the business cost of a given CDR option at this point in time. As costs of a CDR option can change over time, this is likely to alter also their relative cost vis-à-vis other CDR options, which is considered by also assessing the dynamic cost efficiency. This is done by including future cost reductions due to technological enhancements, cost reductions per unit of CDR when upscaling the production (economies of scale), and the marketability of co-produced goods (indicating economies of scope). External effects of CDR options, that is, impacts on third-party actors that are not taken into account by the actor causing them (e.g., negative or positive impact on water quality) are also considered in the economic dimension but are assessed in the environmental dimension to avoid double consideration in the assessment. Another cost category analyzed is transaction costs related to CDR deployment (e.g., for market screening, access and transaction, insurance and meeting regulatory requirements). The assessment includes transaction costs occurring for regulators and for actors involved in deploying CDR measures. The effects on the domestic/regional economy are assessed in terms of additional domestic value and employment. Investment barriers to CDR options are assessed by the share of capital cost in total cost (capital intensity), the specificity of the investments, and the revenue risk.</p>
<p>The<span> </span><i>institutional dimension</i><span> </span>addresses the policy landscape in which CDR options have to operate, taking a political and legal perspective on the maturity of CDR options and the feasibility of deploying CDR within existing laws and regulations, administrative capacities and accounting frameworks. Political (and institutional) maturity assesses the CDR options' position in the policy cycle (e.g., agenda setting, adoption of legislation, policy evaluation). The political acceptability is assessed by public and policy support for CDR options within the political debate, governmental support for research of a specific CDR option, as well as by the level of recognition of the role of CDR climate strategies at national and regional scale. Legal and regulatory feasibility addresses possible legal conflicts related to CDR options. It may be assessed by potential conflicts with existing legal requirements, the CDR options' conformity with human rights, and various environmental and conservation laws, particularly with climate laws. The assessment also addresses the demand for additional regulatory effort. Finally, transparency and institutional capacity include the assessment of existing monitoring, reporting, and verification (MRV) systems, the integration of CDR in national reporting of carbon emissions, and the integration of CDR in carbon markets. Beyond that, the institutional capacity is also assessed by the presence of capabilities for using adaptive and responsive approaches for governing the deployment of CDR technologies and whether the deployment of a CDR option requires additional administrative effort.</p>
<p>The<span> </span><i>social dimension</i><span> </span>assesses how CDR options are perceived by the public, the social context, associated costs or benefits in societal terms, the extent to which stakeholders are included and can participate in CDR deployment, as well as ethical implications. The public perception of CDR options evaluates the perceived risk of a CDR option, and the trust in institutions, as this has been shown to be a cause for resistance to technology deployment (Markusson et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0055" id="#eft21538-bib-0055_R_d4485984e1833" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Waller et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0085" id="#eft21538-bib-0085_R_d4485984e1836" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Winickoff &amp; Mondou, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0088" id="#eft21538-bib-0088_R_d4485984e1839" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). The assessment of social co-benefits or costs includes potential impacts on health and employment. Inclusiveness and participation are found to increase public trust in technological projects and are assessed by the participation of the public during the planning and execution steps, the dialog on national and regional levels, and the transparency throughout the process. Ethical considerations are assessed by evaluation of the discursive legitimation, the CDR options' effect on intergenerational equity/justice, as well as regarding ethical reservations of resource use. The social context of CDR implementation is assessed by previous experiences with large-scale development projects and the corresponding local narrative.</p>
<p>The<span> </span><i>system utility dimension</i><span> </span>describes the potential of CDR options to remove emissions necessary to close the gap for achieving a net-zero CO<sub>2</sub><span> </span>system in 2050. Taking factors like the availability of biomass and the number of bioenergy plants attainable for retrofitting (relevant for BECC), costs and access to renewable energy supply (relevant for DACC), and available area (relevant for biological options) into account, we attempted to estimate the CDR potential within the German context. CO<sub>2</sub><span> </span>emissions avoidance potential is assessed by the amount of avoided current emissions to the system in the short and long term, respectively. Emissions potentially avoided in the future are not considered. For assessing the permanence of CO<sub>2</sub><span> </span>storage of a CDR option the natural persistence of the respective storage reservoir is considered in terms of decades, centuries to millennia (including risks due to natural and human-caused disturbances). CDR options are also assessed for the possibility to measure and verify their contribution to removing and storing CO<sub>2</sub><span> </span>as well as possible uncertainties involved in such estimates.</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0090">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0090-title">2.3 Evaluation Scales</h3>
<p>To present the results in an easy-to-read way, we introduce a traffic light system (see Förster et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0026" id="#eft21538-bib-0026_R_d4485984e1864" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>) to indicate the effort required to overcome hurdles for the deployment of the assessed CDR options. Green indicates that the implementation of a CDR option is likely to be possible under current conditions (high feasibility) involving no or few hurdles for implementation. Yellow means that there are hurdles of medium magnitude to the implementation that require additional effort to be overcome. Red indicates that the implementation of a CDR option is currently not feasible (low feasibility) with considerable hurdles for implementation. In addition, we indicate if an indicator was “not applicable” for certain CDR options (gray), or if insufficient or ambiguous data was found for the assessment (white).</p>
</section>
</section>
<section class="article-section__content" id="eft21538-sec-0100">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0100-title">3 Assessment of the Individual Dimensions</h2>
<section class="article-section__sub-content" id="eft21538-sec-0110">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0110-title">3.1 System Utility Assessment</h3>
<p>We find that relative to the removal need based on estimates of remaining emissions between 32 and 70 Mt CO<sub>2</sub>/year for Germany by mid-century (Kopernikus-Projekt Ariadne, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0049" id="#eft21538-bib-0049_R_d4485984e1884" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e1887" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; UBA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0083" id="#eft21538-bib-0083_R_d4485984e1890" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), seven out of 14 options are estimated to provide significant annual removal in the order of magnitude of 10% or more of remaining emissions (F1 is yellow or green, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>). More specifically, our estimates for BECC-based CDR potentials range from 0.5 to 29.9 Mt CO<sub>2</sub>/year, where paludiculture and macroalgae for biogas CHP (0.5 and 0.8 Mt CO<sub>2</sub>/year, respectively) show the lowest removal potential, and mixed biomass for biogas CHP, wood biomass for pyrolysis for biochar production and woody biomass for combustion CHP (12.6, 14, 29.9 Mt CO<sub>2</sub>/year, respectively) show the highest removal potential (Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1903" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; see Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#support-information-section">S1</a><span> </span>for details). If we assume that DACC in heat, ventilation and air-conditioning systems are installed in 15% of the largest buildings in Germany, the CO<sub>2</sub><span> </span>capturing potential would amount to 15 Mt CO<sub>2</sub>/year. If constrained by renewable energy supply by mid-century DACC-farms carbon removal potential would be limited to about 16 Mt CO<sub>2</sub>/year (Kopernikus-Projekt Ariadne, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0049" id="#eft21538-bib-0049_R_d4485984e1916" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). All BECC and DACC options would have to be combined with geological storage for which the storage capacity in discontinued oil and gas fields amounts to an order of magnitude of 2.200 Mt CO<sub>2</sub><span> </span>(Michael et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0061" id="#eft21538-bib-0061_R_d4485984e1921" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). In addition, saline aquifers on and off-shore could hold another 20,000 Mt CO<sub>2</sub><span> </span>(Knopf &amp; May <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0047" id="#eft21538-bib-0047_R_d4485984e1927" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>). Finally, the scaled potential of natural sink enhancement (NSE) CDR options in Germany was estimated to range from 0.1 to 6.3 Mt CO<sub>2</sub>/year, where seagrass restoration and cover crops on agricultural soils show the lowest removal potential (0.1 and 1.7 Mt CO<sub>2</sub>/year, respectively), and terrestrial enhanced weathering, and improved crop rotation on arable soils show the highest removal potential (4 and 6.3 Mt CO<sub>2</sub>/year, respectively; Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1936" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; see Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#support-information-section">S1</a><span> </span>for details).</p>
<p>Some of these CDR options bring about the additional systemic effect of emissions avoidance (F2, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>). This is true for almost all biomass- and biogas-based bioenergy CHP options, where fossil coal or gas can be replaced by biogenic fuels thereby reducing emissions for electricity and heat production (Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1948" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). For the rewetting of peatlands the systemic effect of emissions avoidance could be up to 43 Mt CO<sub>2</sub>/year by 2050 (Tanneberger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0073" id="#eft21538-bib-0073_R_d4485984e1953" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), which is found to be more relevant than the removal potential. Noteworthy is the opposite effect of emissions avoidance for the chemical carbon capture options, for which their high energy demand especially in the near term would likely cause an increase in fossil emissions (F2 is red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>).</p>
<p>Concerning the durability of carbon storage and risks by anthropogenic or natural perturbations (F3, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>), the DACC and BECC options rely on geological storage, for which several thousands of years of storage with close to zero leakage and low natural risk of perturbations are found (Banks et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0004" id="#eft21538-bib-0004_R_d4485984e1965" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Kempka et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0045" id="#eft21538-bib-0045_R_d4485984e1968" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Noteworthy is the higher risk of anthropogenic recovery of the stored CO<sub>2</sub><span> </span>for later usage, if depleted oil and gas fields were to be used for CO<sub>2</sub><span> </span>storage. Both pyrolysis and gasification of biomass produce products, for which we assume storage, but which bear a risk of anthropogenic usage. For the CDR options that do not depend on geological storage, durability ranges from thousands of years for enhanced weathering and rewetted organic soils (Löschke &amp; Schröder, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0054" id="#eft21538-bib-0054_R_d4485984e1976" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1979" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>, respectively), over centuries to millennia for the seagrass meadows (Borchers et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e1982" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), to decades to centuries for different agricultural practices to increase top soil carbon (Dynarski et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0022" id="#eft21538-bib-0022_R_d4485984e1985" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Mutegi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0063" id="#eft21538-bib-0063_R_d4485984e1988" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Poeplau &amp; Don, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0064" id="#eft21538-bib-0064_R_d4485984e1991" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>). CDR removal based on natural ecosystems is more prone to carbon storage disturbances (e.g., Fuss et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0029" id="#eft21538-bib-0029_R_d4485984e1995" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Poeplau et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0065" id="#eft21538-bib-0065_R_d4485984e1998" class="bibLink tab-link" data-tab="pane-pcw-references">2011</a></span>). Climate change impacts and anthropogenic disturbances (e.g., changes in the occurrence of pest infestations, forest fires and land use change) may alter carbon permanence. For seagrass meadows, carbon storage is sensitive to storm events, ocean warming, and seawater depth and quality. Hence the degradation of seagrass could lead to large losses in its function of storing carbon.</p>
<p>All CDR options seem to be monitorable in principle (see F4, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>). For CO<sub>2</sub><span> </span>storage in geological reservoirs, geophysical methods are widely employed to monitor possible leakages. For marine and terrestrial options increasing carbon stock, well-established measuring options for soil/sediment carbon stock changes exist. However, the uncertainty due to temporal and spatial variability within the carbon stocks reduced the overall accuracy with which CO<sub>2</sub><span> </span>sequestration and therefore gross negative emissions can be reported.</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21538-fig-0001"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/a9f79406-d5e0-44f8-b23f-b62ace65a292/eft21538-fig-0001-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/a9f79406-d5e0-44f8-b23f-b62ace65a292/eft21538-fig-0001-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/5115dbfa-278b-4522-a56c-b671fc2a3510/eft21538-fig-0001-m.png" data-lg-src="/cms/asset/a9f79406-d5e0-44f8-b23f-b62ace65a292/eft21538-fig-0001-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 1<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21538-fig-0001&amp;doi=10.1029%2F2023EF003986" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Evaluation matrix of systemic and environmental dimensions. Carbon dioxide removal options are described in the table “Abbreviations,” and the color code and ikons are given in the right corner.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0120">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0120-title">3.2 Environmental Assessment</h3>
<p>We find that for all biomass-based CDR options the indicator for area demand (A2.1) is key to determine environmental impacts: the higher the area demand for biomass production the more land use competition and environmental impacts are to be expected. This is in particular the case for the BECC option involving biomass combustion in power plants (WCom), which is expected to increase biomass demand and thereby area demand (A2.1 is red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>) to meet the combustion capacity. As a consequence, it is to be expected that WCom has negative environmental impacts in particular for biodiversity (A2.2; Birdsey et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0007" id="#eft21538-bib-0007_R_d4485984e2047" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>; Schlesinger, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0069" id="#eft21538-bib-0069_R_d4485984e2050" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). In contrast, the BECC options of gasification of woody biomass to liquid fuel (WGas) and the pyrolysis of woody biomass for biochar production (WPyr) assume to be integrated in the current use of fuelwood without the need of increasing biomass production, likely causing no additional environmental impacts (A2.1 is yellow, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>). The CDR concept of retrofitting available biogas plants with carbon capture technology (MxBG) includes the assumption that biomass use was to stay within current levels. However, competition for land and water (e.g., for irrigation) would persist and together with the use of fertilizers and pesticides, MxBG is expected to involve a range of negative environmental impacts (A2 and A3 are red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>). This concerns in particular negative impacts on water quality and biodiversity (e.g., Babin et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0003" id="#eft21538-bib-0003_R_d4485984e2060" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Haakh, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0033" id="#eft21538-bib-0033_R_d4485984e2063" class="bibLink tab-link" data-tab="pane-pcw-references">2017</a></span>; Kirschke et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0046" id="#eft21538-bib-0046_R_d4485984e2066" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; UBA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0081" id="#eft21538-bib-0081_R_d4485984e2069" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>).</p>
<p>CDR options involving changes in agricultural practices by introducing changing the land-use to forest (agricAFF), cover crops (agricCC) and adjusted crop rotation for enhancing soil carbon storage (agricCR) are expected to have a range of positive environmental effects by potentially enhancing biodiversity and water and soil quality (A2 and A3 mostly green, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>; e.g., Thapa et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0074" id="#eft21538-bib-0074_R_d4485984e2078" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). In particular CDR options focusing on enhancing the carbon sink potential of ecosystems such as paludiculture for biogas and bioenergy production combined with carbon capture (BECC-PalBG), and the restoration of peatlands (PReW) or seagrass meadows (SeaG) are expected to have positive environmental impacts in particular for biodiversity, soil and water quality (A2.2, A3.1–A3.4 are green, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0001">1</a>; e.g., Gaudig et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0030" id="#eft21538-bib-0030_R_d4485984e2084" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>; Joosten et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0040" id="#eft21538-bib-0040_R_d4485984e2087" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Reusch et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0066" id="#eft21538-bib-0066_R_d4485984e2091" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>). This indicates that ecosystem-based CDR options are likely to create multiple benefits to the environment.</p>
<p>Synergies between CDR options could possibly be harnessed when combining CDR options involving ecosystem restoration with BECCS. Peatland restoration (PReW) combined with paludiculture for biogas and bioenergy production with carbon capture (BECC-PalBG) is an example, where ecosystems are restored and managed for enhancing soil carbon and biodiversity conservation, while at the same time also providing options for biomass production that can be used for BECCS. However, shortly after rewetting peatlands a peak in emissions of non-CO<sub>2</sub><span> </span>greenhouse gases like methane and nitrous oxide occurs (Tanneberger et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0073" id="#eft21538-bib-0073_R_d4485984e2099" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
<p>There are knowledge gaps and research needs in particular related to indirect environmental impacts related to indirect land use effects in the case of BECCS and indirect impacts from energy use in the case of DACCS.</p>
<p>In particular for biomass-based CDR options environmental impacts are site-specific and dependent on local conditions and the type of management practices applied. For this assessment, we assume that the applied CDR options would follow sustainable management practices that are in line with environmental regulations (e.g., not exceeding thresholds for the use of pesticides and fertilizers or avoiding leakage of chemical substances of technical appliances). However, already current land management practices come with significant environmental impacts and related negative impacts are therefore likely to continue to persist, as it is the case, for example, for the leakage of nitrogen to water bodies (Kirschke et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0046" id="#eft21538-bib-0046_R_d4485984e2108" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; UBA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0081" id="#eft21538-bib-0081_R_d4485984e2111" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). As environmental conditions differ locally, the environmental impacts of CDR measures will have to be reassessed at site-level when moving from national feasibility studies to local scale implementation. The presented assessment using the traffic-light system indicates trends in environmental impacts that can be expected from CDR implementation. These will have to be complemented with site-based assessments in order to understand the location specific implications.</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0130">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0130-title">3.3 Technological Assessment</h3>
<p>The energy requirement differs significantly between the CDR approaches (B1, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). Chemical CDR options are most energy consuming, as they must cover their energy demand by external supplies (e.g., Fasihi et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0023" id="#eft21538-bib-0023_R_d4485984e2126" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Heß et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0034" id="#eft21538-bib-0034_R_d4485984e2129" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Moosdorf et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0062" id="#eft21538-bib-0062_R_d4485984e2132" class="bibLink tab-link" data-tab="pane-pcw-references">2014</a></span>). Although the carbon capture processes for both BECC and DACC are energy intensive, part of the heat and/or power production in bioenergy plants may be used on site to cover the demands of energy generation and CO<sub>2</sub><span> </span>capture processes, so that no additional energy input is needed. Furthermore, DACC comes with higher effort for CO<sub>2</sub><span> </span>capture than BECC, as almost its whole energy demand is related to the capture process, whereas in case of BECC only a part of produced energy is used for CO<sub>2</sub><span> </span>capture—from 15% to 33%, depending on the option: 15% for gasification (WGas), 20% for biogas options (**BG), 24% for biomass combustion (WCom), and 33% for pyrolysis (WPry) (e.g., Thrän et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0077" id="#eft21538-bib-0077_R_d4485984e2142" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). If combined with CO<sub>2</sub><span> </span>storage, the technology efficiency of BECCS and DACCS will further decrease, as there is energy demand associated with geological storage as well (e.g., Wiese &amp; Nimtz, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0087" id="#eft21538-bib-0087_R_d4485984e2147" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). In comparison, biological CDR options have a very low energy demand, mainly needed for the initial implementation of the CDR option (e.g., Smith, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0070" id="#eft21538-bib-0070_R_d4485984e2150" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). Additionally, they do not have energy needs for capture and storage of carbon as those take place via natural processes (e.g., photosynthesis).</p>
<p>Biological CDR options also present the highest degree of maturity (B2 is green, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>), as they are already deployed on different scales. Also, most of the BECC options are technically mature (B2 mostly green, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>) and may build on already established bioenergy and infrastructure (Thrän et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0077" id="#eft21538-bib-0077_R_d4485984e2162" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). However, in case of macroalgae and paludiculture based BECC, the infrastructure for biomass supply would still need to be substantially developed (e.g., rewetting peatlands, launching offshore rings for macroalgae farming) (B3 is yellow/light red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>; e.g., Buck &amp; Buchholz, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0010" id="#eft21538-bib-0010_R_d4485984e2168" class="bibLink tab-link" data-tab="pane-pcw-references">2004</a></span>). Further development effort is also needed for DACC options to enhance their cumulative CO<sub>2</sub><span> </span>capture capacity (B2 is light green and light red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). There are 19 DACC pilot plants in operation in other countries (e.g., in Iceland and the US; IEA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0036" id="#eft21538-bib-0036_R_d4485984e2177" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), but only few small low-temperature-DACC modules (as necessary for DACC-HVAC) tested in laboratories, which makes this option ready for deployment within a decade or later (Dittmeyer et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0017" id="#eft21538-bib-0017_R_d4485984e2180" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Heß et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0034" id="#eft21538-bib-0034_R_d4485984e2183" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). ERW have been tested in a few field studies, however, achieved mixed results indicate a need for further investigations (Andrews &amp; Taylor, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0001" id="#eft21538-bib-0001_R_d4485984e2186" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>; Löschke &amp; Schröder, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0054" id="#eft21538-bib-0054_R_d4485984e2190" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>).</p>
<p>Additionally, BECC and DACC need the integration of the carbon storage elements (see GEOSTOR, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>), whether it be domestically or abroad. In Germany, many elements of storage infrastructure would still need to be developed, including determining the storage sites and construction of injection wells, preparation of the monitoring system around the storage location, and establishing CO<sub>2</sub><span> </span>collection networks to deliver CO<sub>2</sub><span> </span>to storage sites (B3, B4.1 are red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21538-fig-0002"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/1477edd1-d691-46ab-8347-85571ce52b97/eft21538-fig-0002-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/1477edd1-d691-46ab-8347-85571ce52b97/eft21538-fig-0002-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/06871c3c-bb2c-4e8f-9f29-b1ff63d4e2de/eft21538-fig-0002-m.png" data-lg-src="/cms/asset/1477edd1-d691-46ab-8347-85571ce52b97/eft21538-fig-0002-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 2<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21538-fig-0002&amp;doi=10.1029%2F2023EF003986" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Evaluation matrix of technological and economic dimensions. Carbon dioxide removal options are described in the table “Abbreviations,” and the color code and ikons are given in the right corner.</p>
</div>
</figcaption>
</figure>
</section>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0140">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0140-title">3.4 Economic Assessment</h3>
<p>The business or market cost of CDR options can be a first indication of their value and is usually expressed as cost per unit of carbon removed (Fridahl et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0028" id="#eft21538-bib-0028_R_d4485984e2238" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). Marginal CO<sub>2</sub><span> </span>removal costs tend to be lower for biological options (C1.1 are mostly green in Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>), sometimes even negative costs are indicated, as in the case for cover crops (Fuss et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0029" id="#eft21538-bib-0029_R_d4485984e2246" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). Peatland rewetting is assumed to involve relatively low costs (Couwenberg &amp; Michaelis, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0013" id="#eft21538-bib-0013_R_d4485984e2249" class="bibLink tab-link" data-tab="pane-pcw-references">2015</a></span>), while afforestation of croplands shows a very wide range in cost estimates (Fuss et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0029" id="#eft21538-bib-0029_R_d4485984e2253" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). However, the marginal removal costs of biological options are highly side specific and thus cannot simply be transferred to the German context. Furthermore, ecosystem-based CDR options often require scarce land resources, with the exception of agricCC, which means that they tend to have high opportunity costs (see C1.2 mostly red, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). Similar considerations also translate to biomass-based hybrid options. In general, chemical and hybrid options are characterized by comparably higher marginal removal costs (Beerling et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0005" id="#eft21538-bib-0005_R_d4485984e2259" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; Heß et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0034" id="#eft21538-bib-0034_R_d4485984e2262" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>; IEAGHG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0037" id="#eft21538-bib-0037_R_d4485984e2265" class="bibLink tab-link" data-tab="pane-pcw-references">2013</a></span>; Kearns et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0042" id="#eft21538-bib-0042_R_d4485984e2268" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Strefler et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0072" id="#eft21538-bib-0072_R_d4485984e2272" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>) as they rely on technological equipment and recurring costs for inputs (energy, feedstock etc.). Due to the hypothetical nature of some of the analyzed CDR options and/or incomplete, ambiguous or lacking information on their market costs in general, for the specific (technological) setting of the CDR options, or for the German context, it reveals to be difficult to give definite estimates on the marginal removal costs for a number of CDR options (C1.1 are mostly white for tech CDR options, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). However, the notion “no data” should not automatically be interpreted as there being no data at all on the cost of the respective CDR option (see details in Supporting Information <a class="suppLink scrollableLink" href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#support-information-section">S1</a>).</p>
<p>In the evaluated CDR options, cost reduction potential by technological progress seems to be limited (C2.1 is red and yellow, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). In case of BECC higher potential is seen for CO<sub>2</sub><span> </span>capture, rather than the bioenergy generation, as the latter is delivered by mature technologies (e.g., combustion, pyrolysis). Moreover, part of the cost may also be covered by revenues coming from sales of jointly produced goods, for example, heat and electricity produced by BECC (C2.3 yellow for BECC, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). For DACC options, cost reductions of scaling up operations (economies of scale) are expected to be quite significant, since mass production of installations is likely to reduce its cost (Heß et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0034" id="#eft21538-bib-0034_R_d4485984e2292" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). In comparison, such aspects of technological progress and economies of scale are expected to have less potential for reducing costs in biological options.</p>
<p>Private transactions costs, for example, for using relevant markets, setting up necessary contracts and complying with regulations, tend to be moderate to high for most of the CDR options (see C3.2, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0002">2</a>). For chemical and hybrid options transaction costs for the erection of plants as well as for establishing supply chains/markets for inputs and outputs play a major role. For biological options often the high number of actors involved drives the transaction costs if new regulations have to be complied with and new markets need to be used, which is partially caused by the scattered ownership of private forest and agricultural land in Germany. The same applies for example, to decentralized DACC in HVAC systems which includes a high number of actors when applied on a larger scale as well as a larger number of relevant regulations.</p>
<p>The potential for increases in domestic value added provided by the deployment of the CDR options seems rather limited. This is due to little value added potential in general (as e.g., in the case of cover crops or the management of (existing) seagrass meadows) or the fact that the manufacturing and/or installation of equipment is (partially) done by companies from abroad (which might apply e.g., for DACC and BECC options).</p>
<p>An important barrier to investments in the CDR options can be caused by the expectation of a high amount of sunk costs in case the investment fails. This risk increases with the capital intensity of the CDR option (i.e., the overall costs of the CDR measure involves a high share of capital cost), the specificity of the investment (i.e., the financial loss when assets would be applied for other purposes than the envisaged CDR option) as well as with the risks of the expected revenues. Due to low investment needs, biological options tend to possess a rather low capital intensity while hybrid and chemical options that require the erection of technical facilities come along with rather high capital intensity. However, as DACC appliances show high operating cost (due to their high energy consumption) their capital intensity tends to be lower compared to BECC options. Meanwhile, they show a very high specificity of investment, since the technical facilities can barely be used for other purposes and hence would be a stranded investment if DACC turns out to have no economic viability. The same applies to the equipment of existing bioenergy plants with carbon capturing facilities. Biomass-to-liquid plants could switch to the production of other gases for industrial use which makes their investment less specific than those of other BECC options. Since for biological options the carbon is often fixed in (marketable) biomass, selling off the biomass if the CDR case fails remains an option and reduces the specificity of the investment.</p>
<p>The assessment of the revenue risk is challenged by the fact that many of the CDR options do not generate CDR related revenues (as e.g., seagrass meadows) or are not established yet. Thus, the institutional setting of a potential revenue scheme is unclear by now (e.g., DACC or ERW). This puts a high revenue risk on such options from today's perspective. The revenue risk is lower for options that are remunerated for climate protection contributions by a fixed payment scheme such as the EU's common agricultural policy (which applies to afforestation of croplands (agricAFF) and cover crops (agricCC)). BECC options are assessed to have a moderate revenue risk, as technology-related risks are rather low due to the high maturity of these technologies. However, BECC revenues partially are dependent on the development of the EU emissions trading system, which has shown a high volatility in the past and is subject to political discretion, thereby putting a certain risk on the revenues of these facilities. In the case of macroalgae as a feedstock the revenue risk can be assumed to be higher since failing algae yields in Germany (e.g., due to pests or technical challenges) can barely be substituted as established markets are missing.</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0150">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0150-title">3.5 Institutional Assessment</h3>
<p>In general, institutional arrangements, policies, and laws are more developed for established measures considered as CDR options. For example, land use practices involving paludiculture for biogas and bioenergy production combined with carbon capture (BECC-PalBG), afforestation (agricAFF), enhancing soil carbon sequestration through peatland rewetting (PReW) and cover crops (agricCC) are already practiced and implemented today. These options are also characterized by greater acceptance in the policy debate (E2.1), conformity with existing regulations concerning human rights (E3.2), environmental laws (E3.3) and climate laws (E3.4). Hence, the regulatory effort related to these CDR options is comparatively low (E3.5) (see Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0003">3</a>).</p>
<section class="article-section__inline-figure">
<figure class="figure" id="eft21538-fig-0003"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/62f827dd-c937-46db-8a2e-403130441f6d/eft21538-fig-0003-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/62f827dd-c937-46db-8a2e-403130441f6d/eft21538-fig-0003-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/908fe872-2754-496b-a44c-948a1353e50e/eft21538-fig-0003-m.png" data-lg-src="/cms/asset/62f827dd-c937-46db-8a2e-403130441f6d/eft21538-fig-0003-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
<figcaption class="figure__caption">
<div class="figure__caption__header"><strong class="figure__title">Figure 3<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21538-fig-0003&amp;doi=10.1029%2F2023EF003986" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
</div>
<div class="figure__caption figure__caption-text">
<p>Evaluation matrix for institutional and social dimensions. Carbon dioxide removal options are described in the table “Abbreviations,” and the color code and ikons are given in the right corner.</p>
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</figcaption>
</figure>
</section>
<p>However, this is not the case for CDR options involving carbon capture and storage (CCS). BECCS and DACS options consist of multiple components with BECCS including land use for biomass production, bioenergy generation and DACCS requiring technologies for air capture and ultimately technologies for CCS. Different institutional arrangements apply for each of these components. Accordingly, these more complex CDR options require a diversity of institutional arrangements that can pose hurdles to CDR implementation.</p>
<p>In the case of BECCS, the components of bioenergy generation are already well established. Hence the current policy landscape and institutional arrangements facilitate the implementation of the bioenergy component of BECCS. However, this is not the case for the carbon storage (S) component. For example, the federal states of Mecklenburg-Vorpommern, Lower Saxony and Schleswig-Holstein have completely excluded carbon dioxide storage for their territories (Deutscher Bundestag, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0016" id="#eft21538-bib-0016_R_d4485984e2349" class="bibLink tab-link" data-tab="pane-pcw-references">2018</a></span>). The reason is that carbon storage is highly contested in the public and policy debate in Germany (E2.1), with policies and institutional arrangements currently not supporting the implementation of carbon storage. Hence, the geological storage of carbon (GEOSTOR, Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0003">3</a>) is rather in an early stage of the policy cycle (E1.1). This is also true for DACCS: while the technologies for DAC are being tested, the CCS component is restricted by the lack of implementation options for carbon storage. Accordingly, the CCS component of BECCS and DACCS is currently limiting the application of these CDR options in Germany. This is reflected in the German National Climate Strategy, which indicates that the potential for CCS options should be examined but it does, however, not explicitly call for the implementation of BECCS and DACCS options (BMUB, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0008" id="#eft21538-bib-0008_R_d4485984e2355" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>) (E2.3). Nevertheless, all CDR options are currently assessed through government-supported research (E2.2).</p>
<p>The same applies to the Monitoring Reporting and Verification (MRV) systems for CDR options (E4.1). While components of MRV systems exist for land-use related CDR options (paludiculture-based biogas CHP—PalBG, afforestation of croplands—agricAFF, peatland rewetting—PReW), there is no MRV system for BECCS and DACCS options. Hence these options are also not integrated into the carbon market (E4.3).</p>
<p>Knowledge gaps exist in particular with a view to those CDR approaches which are in an early stage of development such as ERW or seagrass restoration (SeaG) (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0003">3</a>). Empirical research on other technologies whose results can be used for extrapolation is largely missing. In addition, the institutional aspects are difficult to quantify and the assessment remains tentative.</p>
</section>
<section class="article-section__sub-content" id="eft21538-sec-0160">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0160-title">3.6 Social Assessment</h3>
<p>Assessment of the social criteria is challenging, as societal dimensions affected by the different CDR options are subject to diverging definitions and inherent heterogeneity. The public perception of CDR approaches for instance results from different perspectives of stakeholders as that can be classified as individuals, households, industries and economic sectors, or the government. Individual perspectives are shaped by different preferences and circumstances and are furthermore dynamic and can change out of intrinsic or external motivators. In most cases, policy shapes the framework in which the different CDR concepts are presented, but diverging preferences about or exposure to concepts, knowledge or availability (from a technological or economic side) influences perception, acceptance, participation, and contexts the options can be assessed in.</p>
<p>As a result, the assessment is often lacking data or providing ambiguous information about CDR options. This applies especially to the social context (D5), where, due to the different TRLs, assessment of previous experience or local narratives is not available, although it is stated that for example, acceptance of technology options increases if there is exposure and past experience (Wüstenhagen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0090" id="#eft21538-bib-0090_R_d4485984e2378" class="bibLink tab-link" data-tab="pane-pcw-references">2007</a></span>). Acceptance, which can be understood as a consequence of successfully considering the social dimension (Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0003">3</a>), is crucial for successful implementation of options. For inclusiveness/participation, data is sparse and ambiguous for for example, paludiculture-based biogas CHP (PalBG), where national dialogues exist. Still, transparency is high only for the biomass part, but low for carbon capture, which leads to the category classified as medium (D3.3 yellow). Also, participation is, as it is a key measure to foster acceptance (Stadelmann-Steffen &amp; Dermont, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0071" id="#eft21538-bib-0071_R_d4485984e2384" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), difficult to assess due to data availability and implementation status.</p>
<p>As for the hybrid and chemical solutions co-benefits can be found for gasification and paludiculture-based options regarding health and economic co-benefits for employment through increased business opportunities. This is also the case for macroalgae-based biogas CHP (MABG), ERW, and geological carbon storage (GEOSTOR). Employment co-benefits can also help in lowering societal barriers to acceptance, but ambiguous or economically detrimental effects from losing jobs, often indicating a structural change, can societally affect options negatively. Perceived risk for hybrid options and for storage options is also rather high, which is partly mirrored in issues with ethical considerations. This applies especially for geological storage, where social reservations are high, possibly due to no exposure and lacking knowledge and transparency. Looking at BECC options, there exist considerable barriers, as uncertainty regarding the effects, which are often paired with significant negative actions (e.g., competition for land use among options and natural resources in general), harm acceptance. Ethical resource use is the major issue here, as treating hybrid CDR options as a mitigation deterrence shifts the mitigation burden away from other sectors (Carton et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0012" id="#eft21538-bib-0012_R_d4485984e2390" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). For DACC, the resource use can compromise energy security, which is also an ethical concern that as a last consequence, affects acceptance negatively.</p>
<p>Regarding tendencies of the assessment of the options, the social dimension of biological options involving NSE is overall more positive than for hybrid or chemical options, where no clear-cut picture can be made. Health as a co-benefit of the options, meaning additional recreational use or better air or water quality often goes hand in hand with options also posing lower perceived risk. This applies for example, to afforestation (agricAFF) or restoration of seagrass meadows (SeaG). CDR options like these are also rated better considering ethical matters of intergenerational equity (D4.2) or through discursive legitimation (D4.1). This is something that applies to most nature-based solutions, as they are societally less invasive, so acceptance is granted easier. Among the hybrid options, paludiculture- and macroalgae-based biogas CHP (PalBG and MABG) are the ones with the overall most positive outlook, as co-benefits and inclusiveness increase the feasibility of the social dimension. However, such options for more ecosystem-based solutions also require land, which can lead to land use conflicts and lower acceptance by certain land user groups. Tampering with nature is socially frowned upon, which can be an additional reason for barriers in acceptance (Wolske et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0089" id="#eft21538-bib-0089_R_d4485984e2396" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>).</p>
</section>
</section>
<section class="article-section__content" id="eft21538-sec-0170">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0170-title">4 Cross-Dimensional Assessment of CDR Options for Germany—Insights Into Hurdles, Opportunities, and Research Needs</h2>
<p>The extent to which emissions are reduced and avoided in the coming years and decades strongly determines the amount of annual CO<sub>2</sub><span> </span>removal that is necessary to reach net-zero CO2 by mid-century (Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e2411" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>; Merfort et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0060" id="#eft21538-bib-0060_R_d4485984e2414" class="bibLink tab-link" data-tab="pane-pcw-references">2023</a></span>; UBA, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0082" id="#eft21538-bib-0082_R_d4485984e2417" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>). And while the implementation of CDR options is already part of the national climate strategy in Germany (KSG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0050" id="#eft21538-bib-0050_R_d4485984e2420" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>), currently CDR options considered in Germany's climate protection law remain limited. This is undoubtedly related to considerable knowledge gaps on the implications of CDR implementation and upscaling (BMUB, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0008" id="#eft21538-bib-0008_R_d4485984e2424" class="bibLink tab-link" data-tab="pane-pcw-references">2016</a></span>). In an attempt to fill some of the knowledge gaps, we present here a holistic assessment of 14 CDR options in Germany, pointing to possible opportunities (green in the evaluation matrix), hurdles (red) as well as research needs (blank) (see Figure <a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-fig-0004">4</a>). Selecting relevant CDR options for Germany, we aimed to provide insights into their possible implementation, yet acknowledging that the local (sub-national) contexts of implementation can differ greatly (Rhoden et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0067" id="#eft21538-bib-0067_R_d4485984e2430" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>).</p>
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<figure class="figure" id="eft21538-fig-0004"><a target="_blank" href="https://agupubs.onlinelibrary.wiley.com/cms/asset/3be604a2-170a-4598-8f2a-4f71b71722f9/eft21538-fig-0004-m.jpg" rel="noopener"><picture><source srcset="/cms/asset/3be604a2-170a-4598-8f2a-4f71b71722f9/eft21538-fig-0004-m.jpg" media="(min-width: 1650px)"><img class="figure__image" src="https://agupubs.onlinelibrary.wiley.com/cms/asset/5d08b6a8-94ff-4452-bc47-7447928c0455/eft21538-fig-0004-m.png" data-lg-src="/cms/asset/3be604a2-170a-4598-8f2a-4f71b71722f9/eft21538-fig-0004-m.jpg" alt="Details are in the caption following the image" title="Details are in the caption following the image" loading="lazy"></picture></a>
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<div class="figure__caption__header"><strong class="figure__title">Figure 4<span></span></strong>
<div class="figure-extra"><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986" class="open-figure-link">Open in figure viewer</a><a href="https://agupubs.onlinelibrary.wiley.com/action/downloadFigures?id=eft21538-fig-0004&amp;doi=10.1029%2F2023EF003986" class="ppt-figure-link"><i aria-hidden="true" class="icon-Icon_Download"></i><span>PowerPoint</span></a></div>
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<div class="figure__caption figure__caption-text">
<p>Overview of the assessment. The assessment indicators of each dimension and carbon dioxide removal option were sorted according to their feasibility assessments from high implementation hurdles (red), over medium (yellow) to low or no implementation hurdle (green).</p>
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</section>
<p>For BECCS options, we found that the CDR potential within Germany is significant, reaching up to 60% of Germany's residual emissions if combined (assuming residual emissions of 60 Mt CO<sub>2</sub>/yr, Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e2461" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). Furthermore, owing to the heat and energy provision these concepts would allow for further emissions avoidance by displacing fossil emissions. Most bioenergy concepts have a comparably high TRL, with the exception of marine- and paludiculture-biomass feedstock options, which require further on-site development and testing. Concerning the infrastructure compatibility, we found low hurdles for implementation, especially for the biogas concepts as the existing infrastructure in Germany could be retrofitted with CO<sub>2</sub><span> </span>capture units, lowering the initial investment costs. However, the upscaling of related technology and infrastructure will require time and resources.</p>
<p>Environmental impacts of BECCS options are mainly related to resource demand. Where the demand for land, the type and intensity of land use involved, and the quantity of biomass or energy the upscaling of the CDR technology requires, would determine such impacts. Small-scale solutions within the current regime of biomass use from forests, would likely not increase environmental impacts of current biomass use. However, biomass production involving intensive agricultural land uses (e.g., growing bioenergy crops) for bioenergy generation, would have detrimental environmental effects from the use of fertilizers and pesticides. In particular, biodiversity, soil and water quality are impacted, which means external costs might be associated with these options. What is more, an increase in biomass demand poses the risk of causing indirect land use change effects within and outside Germany, as it would increase area demand for biomass production that might displace other land uses like food production or nature conservation. This would negatively impact the enjoyment of certain rights such as the right to food and water, as well as the right to property (Mayer, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0056" id="#eft21538-bib-0056_R_d4485984e2469" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>).</p>
<p>A major caveat of the assessment is the inability to account for resource competition between the different CDR options. While some of the options could be implemented simultaneously without having obvious mutual interference, others might compete for the same resources. This is true for some of the BECC concepts that rely on wood as a feedstock, and it especially applies to the competition for land—a resource that is extremely scarce in densely populated Germany. Such resource competition not only means that not all of the CDR options might be applicable to their entire theoretical potential but also that there may accrue price effects from resource competition by the different CDR options that are not considered when estimating future costs of the CDR options separately.</p>
<p>For the DACCS options we identified a significant carbon removal potential in the order of magnitude of Germany's residual emissions. Its high scalability provides the possibility for economies of scale for DACC options. However, this potential is constrained by external factors, which in turn impact the feasibility within other dimensions. In contrast to bioenergy-based CDR options, technology readiness is lower for chemical CDR options, including ERW. While the technology for DACC and ERW exists and is being implemented in pilot sites, investments required for upscaling these technologies and the high energy demand are considerable hurdles. Energy supply plays an important role in particular for big DACC farms with typical size of approximately 1 Mt CO<sub>2</sub>/year. If deployed at large scale (tens to hundreds of farms), associated energy demand, preferably coming from low-carbon sources, could possibly outnumber supply. For DACC, the direct environmental impacts from the technical installations are considered low as their spatial demand is low. However, the main environmental impact from DACC will be determined again by their high energy demand and the type of energy source used. Environmental impacts are expected from the additional energy needs that come with impacts on air and water quality and water demand.</p>
<p>Most crucially, BECCS and DACCS options would need to be combined with new CO<sub>2</sub><span> </span>transport and storage infrastructure to provide negative emissions. Now, within the German context, geological storage is a highly contested topic among the public and within climate policy debates. Engaging the public in a debate on CDR and using approaches for the co-creation of respective projects may generate more acceptance. In addition, laws are currently restricting underground CO<sub>2</sub><span> </span>storage at pilot-scale sites with no new storage sites being proposed at the moment (KSpG, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0051" id="#eft21538-bib-0051_R_d4485984e2487" class="bibLink tab-link" data-tab="pane-pcw-references">2012</a></span>). Geological CO<sub>2</sub><span> </span>storage might be less contested by the public if considered outside of Germany. Currently, the lack of public acceptance as well as regulation prohibiting the implementation of geological storage within German territory, pose a substantial hurdle for BECCS and DACCS implementation. Furthermore, if these hurdles were to be overcome, the need for expanding CO<sub>2</sub><span> </span>transport and storage infrastructure is likely to cause additional delays in deployment. This also poses a risk for sunk cost due to the specific nature of the investment which might translate into investment restraint. Such delays negatively impact the short-term deployment of the CDR options with most “high-tech” options likely to require five to 10 years for achieving market readiness. Given the expected cumulative contributions by BECCS and DACCS to CDR until 2050, any delay in implementation is increasing their expected contribution over time. Furthermore, we identified a high risk of anthropogenic disturbance related to carbon capture methods involving products like bio-coal, biofuels, or synthetic fuels with lower permanence as compared to geological storage for carbon removal. Environmental impacts of geological storage are partially uncertain, as they are strongly related to risks associated with underground storage, like leakage from wellbores or hydraulic fracturing of caprocks and contamination of drinking water due to pressure buildup in the storage reservoir (Kelemen et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0043" id="#eft21538-bib-0043_R_d4485984e2495" class="bibLink tab-link" data-tab="pane-pcw-references">2019</a></span>). From a societal point of view, the possibility for large-scale CDR deployment like BECCS and DACCS options poses a risk for mitigation deterrence (e.g., Bellamy et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0006" id="#eft21538-bib-0006_R_d4485984e2498" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; Grant et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0031" id="#eft21538-bib-0031_R_d4485984e2501" class="bibLink tab-link" data-tab="pane-pcw-references">2021</a></span>; McLaren, <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0057" id="#eft21538-bib-0057_R_d4485984e2504" class="bibLink tab-link" data-tab="pane-pcw-references">2020</a></span>).</p>
<p>For ecosystem-based CDR options in the German context, we find one option (improved crop rotation—agricCR) with the potential to cover 10% of the remaining emissions (assuming residual emissions of 60 Mt CO<sub>2</sub>/yr, Mengis et al., <span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0058" id="#eft21538-bib-0058_R_d4485984e2512" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>), but most struggle to reach significant CDR potentials. This is not surprising given the area and hence upscaling limitations within Germany. Due to their area demand, competition over land-use and related opportunity costs can be a considerable hurdle. Again, a major challenge of the evaluation scheme is that the separate assessment of the CDR options cannot account for resource competition between the different CDR options. Furthermore, several ecosystem-based CDR options (afforestation of croplands—agricAFF, cover crops—agricCC and seagrass restoration—SeaG) were assessed to have a high risk related to climate change impacts as well as natural and human-caused disturbances, which enhance the uncertainties in the permanence of carbon storage in ecosystems.</p>
<p>Nevertheless, ecosystem-based CDR options (such as peatlands rewetting -PReW, changes in agricultural management of cover crops—agricCC, etc.) are already practiced, while others are awaiting routine use (seagrass restoration—SeaG). The analyzed ecosystem-based CDR options are already established, commercialized options (e.g., afforestation, agricultural practices, peatland rewetting) that can be upscaled within relatively short-term.</p>
<p>The market-readiness is likely linked to the fact that ecosystem-based CDR options have been seen as favorable compared to “high-tech” CDR options, as they are often perceived as less invasive or even beneficial in their nature. The environment assessment supports this, as ecosystem-based CDR options are found to have a low environmental impact and even improve some environmental indicators (e.g., biodiversity, soil and water quality) surrounding local areas of their implementation. However, competition for land can be a key constraint for ecosystem-based CDR options and ensuring that these options provide additional benefits is likely to be critical for their acceptance and economic viability.</p>
<section class="article-section__sub-content" id="eft21538-sec-0180">
<h3 class="article-section__sub-title section2" id="eft21538-sec-0180-title">4.1 Limitations of the Study</h3>
<p>This analysis provides a first comprehensive assessment of selected CDR options for Germany across multiple thematic areas and disciplines. However, the focus of the study comes with inherent limitations, which we would like to point to in this section.</p>
<p>First, given the rather coarse assessment scale of the traffic light system, this analysis often provides qualitative information on general trends related to the feasibility of CDR options within the German context. As the analysis is in part based on expert judgments, subjective views and biases cannot be excluded, and might deviate from other relevant stakeholder perspectives. Furthermore, as environmental conditions differ between sites, locally specific assessments could identify regional differences in the feasibility of CDR options. Therefore, site-specific assessments (e.g., as part of environmental impact assessments) are needed for better understanding the location specific implications. Locally more specific assessments of CDR options within a particular local context (e.g., pilot sites) might lead to different conclusions.</p>
<p>The comparability of the selected CDR options' assessment is limited due to the differences in the implementation scales with respect to their annual removal rate. While the maximum removal scale for each option was chosen, the fact that the annual rates vary substantially impacts among others the options environmental assessment for example, with respect to area demand and its associated impacts. Beyond that, a thorough assessment of the socio-political and legislative dimension would benefit from the development of context-specific implementation scenarios, including information on relevant actors, stakeholders and impacted communities.</p>
<p>Finally, the selected options are not a comprehensive list of possible CDR options for Germany, but was chosen based on the available CDR option portfolio from Borchers et al. (<span><a href="https://agupubs.onlinelibrary.wiley.com/doi/10.1029/2023EF003986#eft21538-bib-0009" id="#eft21538-bib-0009_R_d4485984e2534" class="bibLink tab-link" data-tab="pane-pcw-references">2022</a></span>). In particular marine-based CDR options are under-represented in this exercise.</p>
</section>
</section>
<section class="article-section__content" id="eft21538-sec-0190">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0190-title">5 Outlook—Lessons Learned</h2>
<p>The direct environmental impacts of CDR options can be anticipated based on information already available for the different land management practices related to biomass production. However, for future assessments it is critical to address potential indirect environmental impacts across regional and global scales in particular when upscaling CDR measures.</p>
<p>In terms of technological maturity of analyzed CDR options, biological options represent the highest readiness for a near-term upscaling. Some of the BECC options are also technically ready but face legal constraints and lack of infrastructure for CO<sub>2</sub><span> </span>transportation and geological storage in Germany. DACC concepts additionally involve a high renewable energy demand, which is expected to be accessible only in the longer term.</p>
<p>With respect to the cost of CDR options, our analyses show that non-market costs like transaction costs and opportunity costs related to the implementation of CDR measures pose an important barrier to many of the CDR options. Their potential “invisibility” compared to market costs (e.g., for energy, labor, feedstocks and other inputs) bears the risk of being overlooked in the evaluation of CDR options. Therefore, (political) decision-makers should be aware of this potential evaluation bias and make sure that these non-market costs are carefully considered as well.</p>
<p>Public acceptance is a key aspect for successful implementation of CDR options. However, the assessment of social impacts of CDR options is difficult due to their heterogeneity, uncertainty, as well as largely missing data. The heterogeneity of the social dimension originates from the multiformity of the “public,” which includes different stakeholders with diverse preferences and experiences: citizens, industries, government. In politics, re-election matters, which is only possible, if concerns of the citizens are heard, which is also likely to influence decision-making on upscaling CDR options. Industry also has interest in favorable economic conditions, which might not align with the preferences of citizens. Hence politics plays an important role in shaping the framework for the implementation of CDR options.</p>
<p>Investigating support within the policy landscape, determining transparency and governance requirements and assessing the legal and regulatory feasibility of CDR options need to be addressed. For many CDR approaches this is more complex as they are at an early stage of development and there is uncertainty on how they will work in practice, at what scale they will operate and where they will get their energy from. Therefore, there remain important factors that could lead to conflicts with other policy goals. Potential future conflicts will hence depend on many other unforeseeable variables and will be difficult to predict. The law, however, usually responds reactively to social issues and conflicts that have gained a certain structure and clearly require legislative intervention. While guidance on future conflicts can at best be provided by extrapolating from similar cases and past experience, this could carry a potential for errors.</p>
<p>In total, about 5–15 Mt CO<sub>2</sub>/year could potentially be removed through ecosystem-based CDR measures, 15–20 Mt CO<sub>2</sub>/year by chemical capturing CDR options and 20–40 Mt CO<sub>2</sub>/year by BECCS CDR options by 2050 within the German context. Determining the short- and long-term CDR potential, as well as the avoided emissions potential of the CDR options, is a challenging part of their assessment, due to many assumptions related to their deployment. However, compared to the overall German CO<sub>2</sub><span> </span>emissions in 2020 of 644 Mt CO<sub>2</sub>, it becomes clear that the removal potential is still found to be relatively small and underlines the need for fast and effective emission reduction measures. While challenging, it is necessary to distinguish between removed and avoided emissions since the effects on the carbon accounting in the context of net-zero CO<sub>2</sub><span> </span>are very different. This distinction, together with separation of natural from anthropogenic sinks, allows for clearer communication of the net removal potential of CDR options and should be picked up by any national reporting system when implementing CDR.</p>
</section>
<div class="article-section__content">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0200-title">Acknowledgments</h2>
<p>The Helmholtz-Climate-Initiative (HI-CAM) is funded by the Helmholtz Associations Initiative and Networking Fund. The authors are responsible for the content of this publication. N.M. is funded under the Emmy Noether scheme by the German Research Foundation “FOOTPRINTS—From carbOn remOval To achieving the PaRIs agreemeNt's goal: Temperature Stabilisation” (ME 5746/1-1). NM thanks Christeena Babu for help with references and SI formating. MB, JF, DT are also grateful for funding provided by the BMBF Grant 01LS2107A (BioNet). We would like to thank anonymous external experts who assessed the social criteria based on their expertise by filling out a survey with queries about the social criteria and indicators. Open Access funding enabled and organized by Projekt DEAL.</p>
<ol></ol>
</div>
<section class="article-section__content" id="eft21538-sec-0210">
<h2 class="article-section__title section__title section1" id="eft21538-sec-0210-title">Conflict of Interest</h2>
<p>The authors declare no conflicts of interest relevant to this study.</p>
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